Chemistry: electrical and wave energy – Processes and products – Coating – forming or etching by sputtering
Reexamination Certificate
2000-09-21
2001-10-16
McDonald, Rodney G. (Department: 1753)
Chemistry: electrical and wave energy
Processes and products
Coating, forming or etching by sputtering
C204S192120, C204S298110, C204S298190, C204S298230, C204S298270, C204S298280, C204S298290
Reexamination Certificate
active
06303008
ABSTRACT:
TECHNICAL FIELD
This invention relates to a system for producing thin film alloys by sputtering process techniques. In particular, it relates to a system for producing NiTi shape memory alloy films wherein uniform composition of the deposited films is controlled through use of an aperture interposed between the target and substrate of a sputtering deposition system, and maintaining a rotating/oscillating relationship between the substrate and the aperture.
BACKGROUND OF THE INVENTION
Various metallic materials capable of exhibiting shape-memory characteristics are well known in the art. These shape-memory capabilities occur as the result of the metallic alloy undergoing a reversible crystalline phase transformation from one crystalline state to another crystalline state with a change in temperature and/or external stress. In particular, it was discovered that alloys of nickel and titanium exhibited these remarkable properties of being able to undergo energetic crystalline phase changes at ambient temperatures, thus giving them a shape-memory. These shape-memory alloy (“SMA”) materials, if plastically deformed while cool, will revert, exerting considerable force, to their original, undeformed shape when warmed. These energetic phase transformation properties render articles made from these alloys highly useful in a variety of applications. An article made of an alloy having shape-memory properties can be deformed at a low temperature from its original configuration, but the article “remembers” its original shape, and returns to that shape when heated.
For example, in nickel-titanium alloys possessing shape-memory characteristics, the alloy undergoes a reversible transformation from an austenitic state to a martensitic state with a change in temperature. This transformation is often referred to as a thermoelastic martensitic transformation. The reversible transformation of the NiTi alloy between the austenite to the martensite phases occurs over two different temperature ranges which are characteristic of the specific alloy. As the alloy cools, it reaches a temperature (M
s
) at which the martensite phase starts to form, and finishes the transformation at a still lower temperature (M
f
). Upon reheating, it reaches a temperature (A
s
) at which austenite begins to reform and then a temperature (A
f
) at which the change back to austenite is complete. In the martensitic state, the alloy can be easily deformed. When sufficient heat is applied to the deformed alloy, it reverts back to the austenitic state, and returns to its original configuration.
SMA materials previously have been produced in bulk form, in the shape of wires, rods, and plates, for utilities such as pipe couplings, electrical connectors, switches, and actuators, and the like. Actuators previously have been developed, incorporating shape-memory alloys or materials, which operate on the principal of deforming the shape-memory alloy while it is below its phase transformation temperature range and then heating it to above its transformation temperature range to recover all or part of the deformation, and, in the process of doing so, create moments of one or more mechanical elements. These actuators utilize one or more shape-memory elements produced in bulk form, and, therefore are limited in size and usefulness.
The unique properties of SMA's further have been adapted to microelectromechanical systems (“MEMS”) applications such as micro-valves and micro-actuators by means of thin film technology. Micro-actuators are desirable for such utilities as opening and closing valves, activating switches, and generally providing motion for micro-mechanical devices. The most well-known and most readily available SMA is an alloy of nickel and titanium. NiTi SMA has been extensively investigated as one of the most promising materials for MEMS such as microvalves and microactuators. NiTi SMA features the major advantages of having a large output force per unit volume, and the capability to serve as structural components as well as active components. It is reported that the advantageous performance of micro-actuators is attributed to the fact that the shape-memory effect of the stress and strain can produce substantial work per unit of volume. For example, the work output of nickel-titanium shape-memory alloy is of the order of 1 joule per gram per cycle. A shape-memory film micro-actuator measuring one square millimeter and ten microns thick is estimated to exert about 64 microjoules of work per cycle. With a temperature change of as little as about 10° C., this alloy can exert a force of as much as 415 MPa when applied against a resistance to changing its shape from its deformation state.
Previous processes involving MEMS have involved two fabrication techniques: machining of bulk SMA sheets or wires and deposition of SMA films from a NiTi alloy target. Unfortunately, these processes feature miniaturization and productivity limitations. Machining and assembly for MEMS devices using bulk SMA materials restricts manufacturing object size such as thickness of sheet and diameter of wire. Deposition processes have the potential of miniaturization and mass production. Deposition of a sputtered flux from a multicomponent target has been practiced for the growth of thin alloy films of a desired composition. It is known, however, that the composition of the sputtered flux varies with the polar angle of ejection from the target because of the different angular distributions of the individual target constituents. Conventional sputter deposition systems typically include a vacuum enclosure forming a sputter deposition chamber in which a circular sputter target is mounted facing opposite a wafer substrate surface. A magnetron cathode source, with means for producing a magnetic field, is set behind the circular target material. After the sputter deposition chamber has been pumped out to create a vacuum therein to the order of 10
−5
Pa, a sputter process gas, such as argon, is fed into the chamber and held at a fixed process pressure. The magnetron cathode generally features a center magnet and an annular magnet surrounding the outer circumferential edge of the center magnet, which develops a magnetic field across the circular target. When voltage is applied, a discharge occurs between the target and the substrate and the target material undergoes a sputtering action and a film made of the target material is deposited on the substrate. An annular erosion region is formed in circular target, caused by rotation of the magnetic field during sputter deposition. In a typica NiTi target deposition process, small Ti plates are put on the top of the target for adjustment of the deposited composition of NiTi SMA films. The deposited film composition is controlled mainly by adjusting the number of plates. This method requires considerable expertise to determine the number, size, geometry, and position of plates, and considerable handwork to set up the apparatus.
Phase transition temperatures and thermo-mechanical properties of SMA's, such as NiTi, are extremely sensitive to compositional makeup. A small change in composition from stoichiometric NiTi causes a large change of the transformation temperature. A transformation temperature difference as large as 100°K can result from a variation in stoichiometric Ni of only 1.0 at %, and any redundant Ti could substantially degrade the mechanical properties of the SMA material. Precise, flexible and simple compositional control is required for effective and efficient SMA film production. Accordingly, inability to adjust the composition of the films easily and precisely has thwarted practical utility of this material in many MEMS applications.
To ensure consistent transition temperatures and favorable shape-memory effect (SME) properties, composition control is the key. In NiTi thin film fabrication processing by sputtering, the first source of composition variation of thin film is from target. Therefore, target composition has to be closely controlled. To minimize oxygen contamination, typical
McClanahan Mark Ray
Pichulo Robert O.
Rasmussen Gregory Keller
Delphi Technologies Inc.
McDonald Rodney G.
VanOphem John A.
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