Sputtering method and sputtering apparatus

Chemistry: electrical and wave energy – Processes and products – Coating – forming or etching by sputtering

Reexamination Certificate

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C204S192150

Reexamination Certificate

active

06783640

ABSTRACT:

BACKGROUND OF THE INVENTION
1. Field of the Invention
The present invention relates to a sputtering method and a sputtering apparatus, which are implemented while monitoring the emission intensity of plasma. The present invention develops a superior effect particularly when forming a deposit film, such as a transparent conductive film, by a reactive sputtering process.
2. Description of the Related Art
In general, two methods are proposed for producing a transparent conductive film made of a metal oxide on a substrate by a sputtering process, i.e., one in which an oxide, such as In
2
O
3
—SnO
2
, is employed as a target and is subjected to sputtering in an Ar gas, and the other (reactive sputtering process) in which an alloy, such as In—Sn, is subjected to sputtering in a gas mixture of an inert gas, such as Ar, and O
2
.
The former method is able to produce a film having low electrical resistance and high transmittance by sputtering, but has difficulty in increasing a film forming rate.
On the other hand, the latter reactive sputtering process is able to increase a film forming rate. It is reported that, particularly in a DC magnetron sputtering apparatus using a cylindrical rotating target disclosed in U.S. Pat. No. 4,356,073 and U.S. Pat. No. 4,422,916, the efficiency in utilization of a target material is about 2.5 to 3 times as large as that obtainable with a conventional planar type apparatus (“Functional Materials”, Mar., 1991, Vol. 11, No. 3, pp. 35-41).
The reactive sputtering process using the rotating target has advantages in that a target material can be saved and a production down time due to target replacement can be greatly reduced.
The DC magnetron sputtering apparatus using the rotating target is therefore suitable for mass-production.
In the reactive sputtering process, however, a film forming condition, in particular, a gas flow rate, has a very narrow suitable range, and hence a difficulty occurs in control of film forming parameters, e.g., uniformity in sheet resistance and transmittance, discharge stability and so on, when a transparent conductive film is formed on, e.g., a sheet-like substrate having a large area.
As an improvement for overcoming the problem mentioned above, there is known a reactive sputtering process employing a plasma emission monitor (abbreviated as “PEM” hereinafter) (S. Schiller, U. Heisig, Chr. Komdorfer, J. Strumpfel, and V. Kirchhoff, “Progress in the Application of the Plasma Emission Monitor in Web Coating”, Proceedings of the 2
nd
International Conference on Vacuum Web Coating, Fort Lauderdale, Fla., USA October 1988).
The PEM is a device for collecting plasma emissions by a collimator, introducing the emissions to a photomultiplier through a spectroscope, and monitoring a plasma state with an electrical signal obtained through photoelectric conversion of the emissions by the photomultiplier. In a sputtering apparatus employing a PEM, the function of adjusting the flow rate of an introduced reactive gas and holding the emission intensity of plasma constant can be developed with the sensitivity of the photomultiplier of the PEM set to a certain value.
Also, Japanese Patent Laid-Open No. 11-29863 discloses a technique for forming an ITO (Indium Tin Oxide) film on a substrate. A gist of the disclosed technique is as follows. A substrate is set in a film forming chamber, and a discharge is generated in the film forming chamber under a condition in which a sputtering gas is introduced, but a reactive gas is not introduced to the chamber. The sensitivity of a device for monitoring the emission intensity of discharge plasma is adjusted and the amount of the introduced reactive gas is controlled so that the plasma emission intensity is adjusted at a predetermined value. Then, a target is subjected to sputtering while a set value of the emission intensity is varied so as to hold the actual emission intensity of plasma constant at all times. As a result, a deposition rate is held constant.
In other words, according to the disclosed technique, when forming an ITO film, a deposition rate in the formation of the film is held constant by adjusting the flow rate of an introduced reactive gas (O
2
) so that the actual-emission intensity of In plasma (wavelength=451.1 nm) is held constant.
With the techniques described above, it has become possible to produce a fairly satisfactory deposit film at a certain level of stability using the reactive sputtering process.
However, when continuously forming a deposition film of superior characteristics at a high film forming rate for a long time, the following problems still remain not yet overcome.
With recent progress of the technology, levels of characteristics and uniformity required for a deposit film have increased year by year. Correspondingly, severer criteria than those ones, which have been employed so far, are applied for determination of characteristics and uniformity. Also, from the viewpoint of cost effectiveness, a deposit film forming method and apparatus with higher productivity is demanded.
Under such a situation, when the above-described conventional reactive sputtering process combined with the PEM is employed to form a transparent conductive film on a substrate for a long time using an In—Sn alloy target, the film forming rate changes over time, whereupon uniformity in sheet resistance and transmittance deteriorates despite of the PEM control. This may result in that the formed film does not satisfy the criteria required as a product (or the yield reduces).
In particular, when sputtering is performed for a long time using a metal having a low melting point, such as In, the surface shape (e.g., asperities) and the surface condition (e.g., partial melting of an outermost surface) of a target change over time. Eventually, even though the emission intensity is controlled by the PEM so as to fall within a certain range, it is often inevitable that the film thickness, the sheet resistance and the transmittance become not uniform.
Those problems are more critical particularly when forming a deposit film for a long time using a long-strip substrate as practiced by the so-called roll-to-roll method, or when increasing, e.g., the applied power and/or the flow rate of an introduced gas during sputtering to increase a deposit film forming rate, because the surface shape and the surface condition of a target are changed to a larger extent in a short time.
SUMMARY OF THE INVENTION
It is one object of the present invention to provide a sputtering method and a sputtering apparatus, which can hold constant the sheet resistance and the transmittance of a deposit film (particularly a transparent conductive film), and which can easily control a film forming rate to be kept constant. The sputtering method and apparatus of the present invention is particularly suitable for use in the case of performing reactive sputtering with a target using a metal having a low melting point, such as an In—Sn alloy.
Another object of the present invention is to provide a sputtering method and a sputtering apparatus, which can form a deposit film having high uniformity in film thickness, sheet resistance and transmittance and having superior characteristics, particularly even in the case of forming a deposit film (especially a transparent conductive film) for a long time using an long-strip substrate or increasing a deposit film forming rate.
As a result of conducting intensive studies on a reactive sputtering process with a DC magnetron sputtering apparatus using a cylindrical rotating target while attention is especially focused on the surface condition, the sputtering rate and the surface reaction of the target, the inventors have accomplished the present invention having features as follows.
According to one aspect of the present invention, there is provided a sputtering method for forming a film on a substrate in a film forming space while monitoring emission intensity of plasma, the method comprising the steps of detecting a thickness of the film formed on the substrate; comparing a detected value with a

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