Method and apparatus for authenticating users

Electrical computers and digital processing systems: support – Multiple computer communication using cryptography – Protection at a particular protocol layer

Reexamination Certificate

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C713S152000

Reexamination Certificate

active

06763468

ABSTRACT:

BACKGROUND OF THE INVENTION
1. Field of the Invention
This invention relates to the field of computer networks, and, more specifically, to authenticating users on a network.
Portions of the disclosure of this patent document contain material that is subject to copyright protection. The copyright owner has no objection to the facsimile reproduction by anyone of the patent document or the patent disclosure as it appears in the Patent and Trademark Office file or records, but otherwise reserves all copyright rights whatsoever. Sun, Sun Microsystems, the Sun logo, Java, and all Java-based trademarks and logos are trademarks or registered trademarks of Sun Microsystems, Inc. in the United States and other countries. All SPARC trademarks are used under license and are trademarks of SPARC International, Inc. in the United States and other countries. Products bearing SPARC trademarks are based upon an architecture developed by Sun Microsystems, Inc.
2. Background Art
When executing applications on a computer, an application often requires users to authenticate themselves prior to performing any actions to prevent unauthorized access. For example, a user may have to provide identification with a user name and password, may have to supply a serial number for the software being installed, or may have to insert an identification card that provides account information and the user must type in a personal identification number (PIN) (e.g., with Automated Teller Machines (ATMs)). Further, depending on where the client/user is located, different authentication may be required. For example, if a user is on logging onto a network at the user's office, a username and password may be required. But if the user is logging onto the user's office's network from home, an additional username and password may be required (or a different mechanism may be required).
Prior art mechanisms require each individual application that the user is accessing (e.g., internet email software, new word processing software, an ATM machine, etc.) to provide for the ability to use the various authentication mechanisms (e.g., each application must provide separately for the username/password mechanism, serial number mechanism, id card/PIN mechanism, or other authentication mechanism). Thus, every time an application has to support a new authentication mechanism, the application has to undergo implementation changes to deal with the new mechanism. For example, if the user forgot the username and password and wants to use an id card and PIN number to install new software instead, the application must be modified to provide for the different authentication mechanism. A method and apparatus for authenticating users without modifying individual applications is useful and needed.
To provide a better understanding of the prior art, and prior art authentication mechanisms, a description of networks and object oriented programming is useful.
Networks
In modern computing environments, it is commonplace to employ multiple computers or workstations linked together in a network to communicate between, and share data with, network users (also referred to as “clients”). A network also may include resources, such as printers, modems, file servers, etc., and may also include services, such as electronic mail.
A network can be a small system that is physically connected by cables (a local area network or “LAN”), or several separate networks can be connected together to form a larger network (a wide area network or “WAN”). Other types of networks include the internet, tel-com networks, the World Wide Web, intranets, extranets, wireless networks, and other networks over which electronic, digital, and/or analog data may be communicated.
Computer systems sometimes rely on a server computer system (referred to as a “server”) to provide information to requesting computers on a network. When there are a large number of requesting computers, it may be necessary to have more than one server computer system to handle the requests.
The Internet
The Internet is a worldwide network of interconnected computers. An Internet client accesses a computer (or server) on the network via an Internet provider. An Internet provider is an organization that provides a client (e.g., an individual or other organization) with access to the Internet (via analog telephone line or Integrated Services Digital Network line, for example). A client can, for example, read information from, download a file from or send an electronic mail message to another computer/client/server using the Internet.
To retrieve a file or service on the Internet, a client must search for the file or service, make a connection to the computer on which the file or service is stored, and download the file or service. Each of these steps may involve a separate application and access to multiple, dissimilar computer systems. The World Wide Web (WWW) was developed to provide a simpler, more uniform means for accessing information on the Internet.
The components of the WWW include browser software, network links, servers. and WWW protocols. The browser software, or browser, is a user-friendly interface (i.e., front-end) that simplifies access to the Internet. A browser allows a client to communicate a request without having to learn a complicated command syntax, for example. A browser typically provides a graphical user interface (GUI) for displaying information and receiving input. Examples of browsers currently available include Mosaic, Netscape Navigator and Communicator, Microsoft Internet Explorer, and Cello.
Information servers maintain the information on the WWW and are capable of processing a client request. Hypertext Transport Protocol (HTTP) is the standard protocol for communication with an information server on the WWW. HTTP has communication methods that allow clients to request data from a server and send information to the server.
To submit a request, the client contacts the HTTP server and transmits the request to the HTTP server. The request contains the communication method requested for the transaction (e.g., GET an object from the server or POST data to an object on the server). The HTTP server responds to the client by sending a status of the request and the requested information. The connection is then terminated between the client and the HTTP server.
A client request therefore, consists of establishing a connection between the client and the HTTP server, performing the request, and terminating the connection. The HTTP server does not retain any information about the request after the connection has been terminated. HTTP is, therefore, a stateless protocol. That is, a client can make several requests of an HTTP server, but each individual request is treated independent of any other request. The server has no recollection of any previous request.
To protect information in internal computer networks from external access, a firewall is utilized. A firewall is a mechanism that blocks access between the client and the server. To provide limited access to information, a proxy or proxy server may sit atop a firewall and act as a conduit, providing a specific connection for each network connection. Proxy software retains the ability to communicate with external sources, yet is trusted to communicate with the internal network. For example, proxy software may require a user to authenticate himself/herself by supplying a username and password in order to access certain sections of the internal network and completely block other sections from any external access.
An addressing scheme is employed to identify Internet resources (e.g., HTTP server, file or program). This addressing scheme is called Uniform Resource Locator (URL). A URL contains the protocol to use when accessing the server (e.g., HTTP), the Internet domain name of the site on which the server is running, the port number of the server, and the location of the resource in the file structure of the server.
The WWW uses a concept known as hypertext. Hypertext provides the ability to create links within a document to

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