Memory management method and apparatus for partitioning...

Electrical computers and digital processing systems: memory – Storage accessing and control – Shared memory area

Reexamination Certificate

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Details

C711S173000, C703S023000

Reexamination Certificate

active

06292874

ABSTRACT:

FIELD OF THE INVENTION
The present invention relates generally to a memory management system for single-chip data processing circuits, such as a smart card, and more particularly, to a memory management method and apparatus that (i) partitions homogeneous memory devices to achieve heterogeneous memory characteristics and (ii) restricts access of installed applications to predetermined memory ranges.
BACKGROUND OF THE INVENTION
Smart cards typically contain a central processing unit (CPU) or a microprocessor to control all processes and transactions associated with the smart card. The microprocessor is used to increase the security of the device, by providing a flexible method to implement complex and variable algorithms that ensure integrity and access to data stored in non volatile memory. To enable this requirement, smart cards contain non-volatile memory, for storing program code and changed data, and volatile memory for the temporary storage of certain information. In conventional smart cards, each memory type has been implemented using different technologies.
Byte erasable EEPROM, for example, is typically used to store non-volatile data, that changes or configures the device in the field, while Masked-Rom and more recently one-time-programmable read-only memory (OTPROM) is typically used to store program code. The data and program code stored in such non-volatile memory will remain in memory, even when the power is removed from the smart card. Volatile memory is normally implemented as random access memory (RAM). The hardware technologies associated with each memory type provide desirable security benefits. For example, the one-time nature of OTPROM prevents authorized program code from being modified or over-written with unauthorized program code. Likewise, the implementation of volatile memory as RAM ensures that the temporarily stored information, such as an encryption key, is cleared after each use.
There is an increasing trend, however, to utilize homogeneous memory devices, such as ferroelectric random access memory (FERAM), in the fabrication of smart cards. FERAM is a nonvolatile memory employing a ferroelectric material to store the information based on the polarization state of the ferroelectric material. Such homogeneous memory devices are desirable since they are non-volatile, while providing the speed of RAM, and the density of ROM while using little energy. The homogeneous nature of such memory devices, however, eliminates the security benefits that were previously provided by the various hardware technologies themselves. Thus, a need exists for the ability to partition such otherwise homogeneous memory devices into volatile, non-volatile and program storage (ROM) regions with the appropriate corresponding memory characteristics.
U.S. Pat. No. 5,890,199 to Downs discloses a system for selectively configuring a homogeneous memory, such as FERAM, as read/write memory, read only memory (ROM) or a combination of the foregoing. Generally, the Downs system allows a single portion of the memory array to be partitioned as ROM for storing the software code for only an application. In addition, the Downs system does not provide a mechanism for configuring the homogeneous memory to behave like RAM that provides for the temporary storage of information that is cleared after each use.Single-chip microprocessors, such as those used in smart cards, increasingly support multiple functions (applications) and must be able to download an application for immediate execution in support of a given function. Currently, single-chip microprocessors prevent an installed application from improperly corrupting or otherwise accessing the sensitive information stored on the chip using software controls. Software-implemented application access control mechanisms, however, rely on the total integrity of the embedded software, including the software that can be loaded in the field.
Ideally, a system would allow a third party to create an application and load it onto a standard card, which removes the control over the integrity of the software allowing malicious attacks. This may be overcome, for example, by programming an interpreter into the card that indirectly executes a command sequence (as opposed to the microprocessor executing a binary directly). This technique, however, requires more processing power for a given function and additional code on the device which further increases the cost of a cost-sensitive product. A mechanism is required that ensures that every memory transaction made by a loaded application is limited to the memory areas allocated to it. Furthermore, this mechanism needs to function independently of the software such that it cannot be altered by malicious programs. Thus, even malicious software is controlled.
A further need exists for a hardware-implemented access control mechanism that prevents unauthorized applications from accessing stored information, such as sensitive data, and the controlling software of smart cards. Hardware-implementations of an access control mechanism will maximize the security of the single-chip microprocessor, and allow code to be reused, by isolating the code from the actual hardware implementation of the device. Furthermore, a hardware-implemented access control mechanism allows a secure kernel (operating system) to be embedded into the device, having access rights to features of the device that are denied to applications.
SUMMARY OF THE INVENTION
Generally, a memory management unit is disclosed for a single-chip data processing circuit, such as a smart card. The memory management unit (i) partitions a homogeneous memory device to achieve heterogeneous memory characteristics for various regions of the memory device, and (ii) restricts access of installed applications executing in the microprocessor core to predetermined memory ranges. Thus, the memory management unit imposes firewalls between applications and permits hardware checked partitioning of the memory.
The memory management unit provides two operating modes for the processing circuit. In a secure kernel mode, the programmer can access all resources of the device including hardware control. In an application mode, the memory management unit translates the virtual memory address used by the software creator into the physical address allocated to the application by the operating system in a secure kernel mode during installation. The present invention also ensures that an application does not access memory outside of the memory mapped to the application by the software when in secure kernel mode. Any illegal memory accesses attempted by an application will cause a trap, and in one embodiment, the memory management unit restarts the microprocessor in a secure kernel mode, optionally setting flags to permit a system programmer to implement an appropriate mechanism to deal with the exception.
An application table records the memory demands of each application that is installed on the single-chip data processing circuit, such as the volatile, non-volatile and program storage (OTPROM) memory requirements of each application. The memory management unit implements memory address checking using limit registers and translates virtual addresses to an absolute memory address using offset registers. Once the appropriate memory areas have been allocated to each application program, the memory management unit loads limit and offset registers with the appropriate values from the application table to ensure that the executing application only accesses the designated memory locations.
According to another aspect of the invention, the memory management unit partitions a homogeneous memory device, such as an FERAM memory device, to achieve heterogeneous memory characteristics normally associated with a plurality of memory technologies, such as volatile, non-volatile and program storage (ROM) memory segments. Once partitioned, the memory management unit enforces the appropriate corresponding memory characteristics for each heterogeneous memory type. A memory partition control logic is programmed

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