System and method for automating financial document compliance

Data processing: financial – business practice – management – or co – Automated electrical financial or business practice or... – Discount or incentive

Reexamination Certificate

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C705S004000, C705S014250, C705S014400, C705S014490, C705S014530, C206S232000, C229S070000

Reexamination Certificate

active

08073735

ABSTRACT:
An automated system determines appropriate compliance information for documents pertaining to financial products or services. The compliance information can vary on each document depending on the particular financial product and/or financial service, and based on both company and jurisdictional requirements.

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