System and method for managing risk associated with product...

Data processing: financial – business practice – management – or co – Automated electrical financial or business practice or... – Finance

Reexamination Certificate

Rate now

  [ 0.00 ] – not rated yet Voters 0   Comments 0

Details

C463S025000

Reexamination Certificate

active

07835974

ABSTRACT:
A method of managing trading orders is provided. The method includes receiving a request to place a first order to trade a first product, the request being made using an account having one or more current balances. The method further includes determining a risk value for the first order based at least in part on the first product. The method further includes determining whether to approve the first order based at least in part on the risk value determined for the first order and one or more of the current balances for the account, and if the first order is approved, placing the first order.

REFERENCES:
patent: 5136501 (1992-08-01), Silverman et al.
patent: 5573244 (1996-11-01), Mindes
patent: 5659731 (1997-08-01), Gustafson
patent: 5842921 (1998-12-01), Mindes et al.
patent: 5940811 (1999-08-01), Norris
patent: 6058379 (2000-05-01), Odom et al.
patent: 6126543 (2000-10-01), Friedman
patent: 6131810 (2000-10-01), Weiss et al.
patent: 6324524 (2001-11-01), Lent et al.
patent: 6343278 (2002-01-01), Jain et al.
patent: 6371855 (2002-04-01), Gavriloff
patent: 6390472 (2002-05-01), Vinarsky
patent: 6405181 (2002-06-01), Lent et al.
patent: 6408282 (2002-06-01), Buist
patent: 6421653 (2002-07-01), May
patent: 6443841 (2002-09-01), Rossides
patent: 6508710 (2003-01-01), Paravia et al.
patent: 6709330 (2004-03-01), Klein et al.
patent: 6910965 (2005-06-01), Downes
patent: 6912510 (2005-06-01), Shepherd
patent: 7020632 (2006-03-01), Kohls et al.
patent: 7024386 (2006-04-01), Mills et al.
patent: 7233922 (2007-06-01), Asher et al.
patent: 7278914 (2007-10-01), Marks et al.
patent: 7454380 (2008-11-01), Garahi et al.
patent: 2001/0003099 (2001-06-01), Von Kohorn
patent: 2001/0028147 (2001-10-01), Ornstein et al.
patent: 2001/0029481 (2001-10-01), Doherty et al.
patent: 2001/0037293 (2001-11-01), Hindman et al.
patent: 2001/0039209 (2001-11-01), DeWeese et al.
patent: 2002/0007323 (2002-01-01), Tamatsu
patent: 2002/0016763 (2002-02-01), March
patent: 2002/0026400 (2002-02-01), Narayan et al.
patent: 2002/0069152 (2002-06-01), B.C et al.
patent: 2002/0072412 (2002-06-01), Young et al.
patent: 2002/0073018 (2002-06-01), Mulinder et al.
patent: 2002/0073021 (2002-06-01), Ginsberg et al.
patent: 2002/0087447 (2002-07-01), McDonald et al.
patent: 2002/0107781 (2002-08-01), Neyman et al.
patent: 2002/0129248 (2002-09-01), Wheeler et al.
patent: 2002/0155885 (2002-10-01), Shvili
patent: 2002/0156720 (2002-10-01), Chow et al.
patent: 2002/0174066 (2002-11-01), Kleckner et al.
patent: 2002/0178102 (2002-11-01), Scheinberg et al.
patent: 2002/0178115 (2002-11-01), Seo
patent: 2002/0194099 (2002-12-01), Weiss
patent: 2002/0194138 (2002-12-01), Dominguez et al.
patent: 2003/0003988 (2003-01-01), Walker et al.
patent: 2003/0003990 (2003-01-01), Von Kohorn
patent: 2003/0028476 (2003-02-01), Jenkins et al.
patent: 2003/0033232 (2003-02-01), Sugahara
patent: 2003/0046218 (2003-03-01), Albanese et al.
patent: 2003/0060247 (2003-03-01), Goldberg et al.
patent: 2003/0065805 (2003-04-01), Barnes, Jr.
patent: 2003/0096651 (2003-05-01), Black
patent: 2003/0110123 (2003-06-01), Sugano et al.
patent: 2003/0144057 (2003-07-01), Brenner et al.
patent: 2003/0163404 (2003-08-01), Hu et al.
patent: 2003/0195025 (2003-10-01), Hill
patent: 2003/0195841 (2003-10-01), Ginsberg et al.
patent: 2003/0207706 (2003-11-01), Potter et al.
patent: 2003/0224854 (2003-12-01), Joao
patent: 2004/0015429 (2004-01-01), Tighe et al.
patent: 2004/0111358 (2004-06-01), Lange et al.
patent: 2004/0128222 (2004-07-01), Turbeville et al.
patent: 2004/0153389 (2004-08-01), Lortscher, Jr.
patent: 2004/0193531 (2004-09-01), Amaitis et al.
patent: 2004/0204994 (2004-10-01), Olson
patent: 2004/0210507 (2004-10-01), Asher et al.
patent: 2004/0229671 (2004-11-01), Stronach et al.
patent: 2004/0235542 (2004-11-01), Stronach et al.
patent: 2005/0003878 (2005-01-01), Updike
patent: 2005/0116410 (2005-06-01), Vlazny et al.
patent: 2005/0131789 (2005-06-01), Mintz
patent: 2005/0181868 (2005-08-01), Vlazny et al.
patent: 2006/0038342 (2006-02-01), Lomedico et al.
patent: 2007/0179876 (2007-08-01), Stark
patent: 2004252517 (2004-09-01), None
patent: 2004287933 (2004-10-01), None
patent: WO 0021013 (2000-04-01), None
patent: WO02/25407 (2002-03-01), None
patent: WO02/075491 (2002-09-01), None
Datek Online;Getting Started; 3 pages, 2001.
Chris Lott, et al.;Subject: Regulation—Margin Requirements; 5 pages, May 26, 2002.
United States Patent and Trademark Office: Office Actionfor U.S. Appl. No. 10/831,501, filed Apr. 23, 2004, in the name of Dominic Crosthwaite, et al.; 20 pages, Nov. 29, 2007.
Roget's II:The New Thesaurus, Third Edition. 1995; http://www.bartleby.com/62/68/S1426800.html; 1 page, accessed Dec. 7, 2007.
United States Patent and Trademark Office: Office Actionfor U.S. Appl. No. 10/831,616, filed Apr. 23, 2004, in the name of Dominic Crosthwaite; 12 pages, Dec. 12, 2007.
United States Patent and Trademark Office: Office Actionfor U.S. Appl. No. 10/830,960, filed Apr. 23, 2004, in the name of Dominic Crosthwaite; 18 pages, Dec. 12, 2007.
United States Patent and Trademark Office: Office Actionfor U.S. Appl. No. 10/831,614, filed Apr. 23, 2004, in the name of Dominic Crosthwaite; 23 pages, Jan. 10, 2008.
Dominic (nmi) Crosthwaite et al., Pending Patent Application Entitled: “System and Method for Establishing and Providing Access to an Online Account,” 86 pages, U.S. Appl. No. 10/831,613, Apr. 23, 2004.
Dominic (nmi) Crosthwaite et al., Pending Patent Application Entitled: “System and Method for Establishing and Providing Access to Various Types of Online Accounts,” 85 pages, U.S. Appl. No. 10/831,616, Apr. 23, 2004.
Dominic (nmi) Crosthwaite et al., Pending Patent Application Entitled: “System and Method for Providing Access to and Managing Account Activity for an Online Account,” 90 pages, U.S. Appl. No. 10/831,501, Apr. 23, 2004.
Dominic (nmi) Crosthwaite et al., Pending Patent Application Entitled: “System and Method for Managing Trading Order Requests”, 89 pages, U.S. Appl. No. 10/831,614, Apr. 23, 2004.
Dominic (nmi) Crosthwaite et al., Pending Patent Application Entitled:System and Method for Providing an Intermediary for a Transaction, 85 pages, U.S. Appl. No. 10/830,960, Apr. 23, 2004.
USPTO Office Action Summaryfor U.S. Appl. No. 10/831,616, filed Apr. 23, 2004; 14 pages, Jul. 16, 2007.
United States Patent and Trademark Office; Office Actionfor U.S. Appl. No. 10/831,613, filed Apr. 23, 2004 in the name of Dominic Crosthwaite; 16 pages, Feb. 14, 2008.
http://www.tradesports.com; “Tradesports|com The Worlds Leading Sports Trading Exchange Profit from Your Passion.” Last visited Jun. 13, 2008.
PCT Search Report for International Application No. PCT/US200/015039;4 pages; Jan. 31, 2006.
U.S. PTO Office Action for U.S. Appl. No. 10/831,501; 24 pages; Jan. 16, 2009.
U.S. PTO Office Action for U.S. Appl. No. 10/830,960; 43 pages; Mar. 18, 2009.
Rogets, Thesaurus, “Speculation”.
U.S. PTO Office Action for U.S. Appl. No. 10/831,616; 25 pages; May 26, 2009.
U.S. PTO Office Action for U.S. Appl. No. 10/831,613; 17 pages; Aug. 4, 2009.
U.S. PTO Office Action for U.S. Appl. No. 10/831,616; 14 pages; Sep. 17, 2008.
U.S. PTO Office Action for U.S. Appl. No. 10/831,960; 25 pages; Sep. 3, 2008.
U.S. PTO Office Action for U.S. Appl. No. 10/831,614; 23 pages; Oct. 17, 2008.
U.S. PTO Office Action for U.S. Appl. No. 10/831,613; 18 pages; May 24, 2010.
U.S. PTO Office Action for U.S. Appl. No. 10/831,501; 26 pages; Oct. 27, 2009.
Notice of Allowance for U.S. Appl. No. 10/830,960; 29 pages; Feb. 4, 2010.
AU Examiner Report for Application No. 2004241555; 4 pages; Dec. 10, 2009.

LandOfFree

Say what you really think

Search LandOfFree.com for the USA inventors and patents. Rate them and share your experience with other people.

Rating

System and method for managing risk associated with product... does not yet have a rating. At this time, there are no reviews or comments for this patent.

If you have personal experience with System and method for managing risk associated with product..., we encourage you to share that experience with our LandOfFree.com community. Your opinion is very important and System and method for managing risk associated with product... will most certainly appreciate the feedback.

Rate now

     

Profile ID: LFUS-PAI-O-4174979

  Search
All data on this website is collected from public sources. Our data reflects the most accurate information available at the time of publication.