Synthetic funds having structured notes

Data processing: financial – business practice – management – or co – Automated electrical financial or business practice or... – Finance

Reexamination Certificate

Rate now

  [ 0.00 ] – not rated yet Voters 0   Comments 0

Details

C705S035000, C705S03600T, C707S793000, C707S793000, C283S057000, C283S058000, C283S059000

Reexamination Certificate

active

07606756

ABSTRACT:
The present invention relates to synthetic funds for purchase by investors. A structured note is structured to provide customized equity returns/exposure. Terms of each structured note may be specified by the purchaser and the structured notes may be unsecured liabilities of the obligor, e.g., there are no underlying assets upon which the structure note is based. Thus, there will be no limits on the use of structured note proceeds and management of assets and liabilities will be left entirely to the obligor's discretion. Structured note payment obligations may be related to the performance of an objective valuation, but structured note holders will depend on the good credit of the obligor for payment.

REFERENCES:
patent: 3634669 (1972-01-01), Soumas et al.
patent: 4254474 (1981-03-01), Cooper et al.
patent: 4346442 (1982-08-01), Musmanno
patent: 4355372 (1982-10-01), Johnson et al.
patent: 4376978 (1983-03-01), Musmanno
patent: 4597046 (1986-06-01), Musmanno et al.
patent: 4598367 (1986-07-01), DeFrancesco et al.
patent: 4642768 (1987-02-01), Roberts
patent: 4674044 (1987-06-01), Kalmus et al.
patent: 4736294 (1988-04-01), Gill et al.
patent: 4739478 (1988-04-01), Roberts et al.
patent: 4760604 (1988-07-01), Cooper et al.
patent: 4774663 (1988-09-01), Musmanno et al.
patent: 4831526 (1989-05-01), Luchs et al.
patent: 4866634 (1989-09-01), Reboh et al.
patent: 4897811 (1990-01-01), Scofield
patent: 4972504 (1990-11-01), Daniel, Jr. et al.
patent: 5041972 (1991-08-01), Frost
patent: 5220500 (1993-06-01), Baird et al.
patent: 5227874 (1993-07-01), Von Kohorn
patent: 5231571 (1993-07-01), D'Agostino
patent: 5278751 (1994-01-01), Adiano et al.
patent: 5297032 (1994-03-01), Trojan et al.
patent: 5444844 (1995-08-01), Inoue et al.
patent: 5481647 (1996-01-01), Brody et al.
patent: 5490060 (1996-02-01), Malec et al.
patent: 5523942 (1996-06-01), Tyler et al.
patent: 5551021 (1996-08-01), Harada et al.
patent: 5583778 (1996-12-01), Wind
patent: 5592590 (1997-01-01), Jolly
patent: 5603025 (1997-02-01), Tabb et al.
patent: 5606496 (1997-02-01), D'Agostino
patent: 5611052 (1997-03-01), Dykstra et al.
patent: 5649116 (1997-07-01), McCoy et al.
patent: 5655085 (1997-08-01), Ryan et al.
patent: 5671363 (1997-09-01), Cristofich et al.
patent: 5717865 (1998-02-01), Stratmann
patent: 5732397 (1998-03-01), DeTore et al.
patent: 5758328 (1998-05-01), Giovannoli
patent: 5765144 (1998-06-01), Larche et al.
patent: 5774878 (1998-06-01), Marshall
patent: 5774883 (1998-06-01), Andersen et al.
patent: 5802502 (1998-09-01), Gell et al.
patent: 5842178 (1998-11-01), Giovannoli
patent: 5870721 (1999-02-01), Norris
patent: 5873096 (1999-02-01), Lim et al.
patent: 5875437 (1999-02-01), Atkins
patent: 5878258 (1999-03-01), Pizi et al.
patent: 5878403 (1999-03-01), DeFrancesco et al.
patent: 5913202 (1999-06-01), Motoyama
patent: 5918217 (1999-06-01), Maggioncalda et al.
patent: 5920848 (1999-07-01), Schutzer et al.
patent: 5930775 (1999-07-01), McCauley et al.
patent: 5940811 (1999-08-01), Norris
patent: 5940812 (1999-08-01), Tengel et al.
patent: 5950175 (1999-09-01), Austin
patent: 5963953 (1999-10-01), Cram et al.
patent: 5970467 (1999-10-01), Alavi
patent: 5974396 (1999-10-01), Anderson et al.
patent: 5978779 (1999-11-01), Stein et al.
patent: 5987434 (1999-11-01), Libman
patent: 5995942 (1999-11-01), Smith et al.
patent: 6009415 (1999-12-01), Shurling et al.
patent: 6018722 (2000-01-01), Ray et al.
patent: 6021397 (2000-02-01), Jones et al.
patent: 6026370 (2000-02-01), Jermyn
patent: 6029139 (2000-02-01), Cunningham et al.
patent: 6032125 (2000-02-01), Ando
patent: 6044371 (2000-03-01), Person et al.
patent: 6055510 (2000-04-01), Henrick et al.
patent: 6070147 (2000-05-01), Harms et al.
patent: 6078892 (2000-06-01), Anderson et al.
patent: 6088686 (2000-07-01), Walker et al.
patent: 6108641 (2000-08-01), Kenna et al.
patent: 6148293 (2000-11-01), King
patent: 6173270 (2001-01-01), Cristofich et al.
patent: 6188993 (2001-02-01), Eng et al.
patent: 6199077 (2001-03-01), Inala et al.
patent: 6202053 (2001-03-01), Christiansen et al.
patent: 6249775 (2001-06-01), Freeman et al.
patent: 6269346 (2001-07-01), Cristofich et al.
patent: 6321212 (2001-11-01), Lange
patent: 6338047 (2002-01-01), Wallman
patent: 6502080 (2002-12-01), Eichorst et al.
patent: 6601044 (2003-07-01), Wallman
patent: 6922677 (2005-07-01), Sperandeo
patent: 2003/0229561 (2003-12-01), Wallman
Federal Reserve Bank of Chicago's article Product Summary, Structured Notes, published Nov. 1994, retrieved from http://www.chicagofed.org/publications/capitalmarketnews/structn.pdf, Jun. 11, 2008.
Asch, Latimer, How the RMAIFair, Isaac credit-scoring model was built, Journal of Commercial Lending, vol. 77, No. 10, pp. 10-16, Jun. 1995.
Taylor, Clair et al., Card Issuers Turn to Scoring as They Face Increasing Risk, Financial Services Report, vol. 8, No. 15, p. 1. Jul. 24, 1991.
Roger, John C. et al., A Credit Scoring Model to Evaluate the Credit Worthiness of Credit Card Applicants, Developments in Marketing Science, vol. 5, 1982.
Hickman, Michael, Using Software to Soften Big-Time Competition, Bank Systems & Technology, vol. 31, No. 8, pp. 38-40, Jun. 1994.
Sullivan, Deidre, Scoring Borrower Risk, Mortgage Banking, vol. 55, No. 2, pp. 94-98, Nov. 1994.
Jameson, Ron, Expanding Risk Management Strategies: Key to Future Survival, vol. 84, No. 5, Credit World, pp. 16-18, May 1996.
Friedland, Marc, Credit Scoring Digs Deeper into Data, Credit World, vol. 84, No. 5, pp. 19-23, May 1996.
Credit Scoring New Markets, Bank Technology News, vol. 9, No. 7, p. 1, Jun. 1996.
Carey, James J.,The Sub-Prime Credit Market: Identifying Good Risks for Unsecured Cards vol. 85, No. 1, Credit World, pp. 13-15, Sep. 1996.
Opportunity Knocks at Scoring's Door, Collection & Credit Risk, vol. 2, No. 4, Apr. 1997.
Makuch, Willaim J., Managing Consumer Credit Delinquency in the US Economy: A Multi-Billion Dollar Management Science Application, Interfaces, pp. 90-109, Feb. 1992.
Fred Fortner, There Must be a Better Way, Mortgage Banking vol. 53, No. 2, pp. 12-22, Nov. 1, 1992.
Jane B. Quinn, Credit issuers keeping a closer watch on how you pay bills, Washington Post, Apr. 25, 1988, Business Section P6.
International Search Report dated Dec. 15, 2003 for Application No. PCT/US03/20611.
Hedge Fund Strategies: A Primer (canadianhedgewatch), pp. 3.
CIEBA (Committee on Investment of Employee Benefit Assets), Derivatives Primer, Dec. 2001, Association for Financial Professionals, <www.AFPonline.org>, pp. 1-11.
Hedge Fund Primer—Online Education About Hedge Funds, “Hedge Fund Primer—The Basics,” 18 pages, Jul. 24, 2002.
Frank Armstrong, “Fund of Funds: Perfect Solution or Dangerous Shortcut?,” Investor Solutions, Inc., <www.investorsolutions.com>, pp. 1-3, Jul. 24, 2002.
Hedge Fund Primer, About Fund of Funds, HedgeFund.net—hedge fund primer, 2 pages, Jul. 24, 2002.
Why a Fund of Funds?, <http://www.managedinvestments.com/hedge—fund—of—funds.html>, .
Structured Notes, The Turin Group-Financial Services, Trading and Capital-Markets Activities Manual, pp. 1-14, Jul. 24, 2002.
Derivatives Study Center: Primer on Derivatives Instruments, “Primer: Derivatives Instruments,” pp. 1-8, Jul. 24, 2002.
Farzin Pourmokhtar, “Ahedge fund printer, version 0.1,”<http://www.emf.net/˜farzin/hedgefund.html>, pp. 1-5, Jul. 24, 2002.
Gregory Zuckerman, “The Hedge-Fund Craze”, The Wall Street Journal Online, Jun. 12, 2002, pp. 5-6, WSJ.com.
“Fidelity helps fund sellers trim the taxes they'll owe,” The Wall Street Journal Online, Nov. 7, 2002, 2 pages, (author unknown).
Ian McDonald, “The stars in the sky flicker, and fund stars do the same,” The Wall Street Journal, Jan. 15, 2003, 3 pages, Top-rated funds are kind of like . . . www.business.auburn.edu/˜hinkech
otes5.pdf—Similar pages.
“Huddling With William Bernstein: Small Town Doctor, Investing Pro,” The Wall Street Journal, 4 pages

LandOfFree

Say what you really think

Search LandOfFree.com for the USA inventors and patents. Rate them and share your experience with other people.

Rating

Synthetic funds having structured notes does not yet have a rating. At this time, there are no reviews or comments for this patent.

If you have personal experience with Synthetic funds having structured notes, we encourage you to share that experience with our LandOfFree.com community. Your opinion is very important and Synthetic funds having structured notes will most certainly appreciate the feedback.

Rate now

     

Profile ID: LFUS-PAI-O-4115677

  Search
All data on this website is collected from public sources. Our data reflects the most accurate information available at the time of publication.