Constrained wavelet packet for tree-structured video coders

Pulse or digital communications – Bandwidth reduction or expansion – Television or motion video signal

Reexamination Certificate

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Reexamination Certificate

active

06625217

ABSTRACT:

BACKGROUND OF THE INVENTION
1. Field of the Invention
The present invention relates to image and video coding and decoding and more particularly, it relates to a method for optimizing a wavelet packet structure for subsequent tree-structured coding.
2. Description of the Related Art
A. General
Current technology is leading toward the transmission of higher quality images to the consumer public. An example of such transmissions is digital video transmission via satellites and the evolution of High-definition television (HDTV). The transmission of images at such high resolution requires compression (coding), on the senders end, and decompression on the receiving end.
Generally, two classes of image coding algorithms typically provide excellent performance on images: (i) tree-structured wavelet based algorithms (Class I); and (ii) frequency and space-frequency adaptive algorithms (Class II). Both the Class I and Class II algorithms are very good at exploiting interband correlation in wavelet decomposition by efficiently representing strings of insignificant coefficients (referred to as zerotrees or spatial hierarchical trees).
In Class I algorithms, the transmission of information regarding significant coefficients is progressive (i.e., the encoder sends coefficient information one bit plane at a time, from highest to lowest). Therefore, these algorithms produce fully embedded bitstreams which can be partially decoded up to any rate or distortion. An example of a tree-structured coding algorithm is the Set Partitioning in Hierarchical Trees (SPIHT) algorithm (See U.S. Pat. No. 5,764,807). A limiting feature of these Class I algorithms is that they use a fixed logarithmic (octave-band) wavelet decomposition which does not always de-correlate image signals efficiently.
Class II algorithms, however, focus on adapting a wavelet packet transform to images by optimizing the frequency decomposition with respect to a rate distortion metric, thus optimizing the frequency decomposition with the objective of signal compression. These traditional wavelet packet optimization techniques neglect information about the structure of the lossy part of the compression scheme. They also result in a loss of the bitstream embedding property which is one feature that makes the use of tree-structured algorithms desirable. This neglected information can help guide the optimization procedure so as to result in beneficial wavelet packet (WP) structures.
Although wavelet packet optimization can be applied to an image prior to executing a tree-structured algorithm (e.g., SPIHT), unconstrained optimization can result in a transformed image with complicated or incoherent tree-shaped spatial relations, as will be described below. Thus, strict (unconstrained) optimization of a wavelet packet structure prior to coding using a tree-structured algorithm is not always efficient.
B. Wavelet Packets
While the classical (octave-band) wavelet transform usually provides an efficient frequency representation for images, its fixed space-frequency tiling does not always match the spectrum of input images. In fact, it has been shown that only those images with exponentially decaying power spectra are efficiently de-correlated by wavelet decomposition. Wavelet packets provide a rich library of transforms (i.e., frequency decompositions) from which, transforms adapted to images can be chosen. An algorithm for the choice of a best wavelet packet basis was first proposed K. Ramchandran and M. Vetterli, “Best wavelet packet bases in a rate-distortion sense”
IEEE Transactions on Image Processing
, vol. 2 no. 2, pp. 160-175, April 1993, which is incorporated herein by reference. The Ramchandran & Vetterli algorithm optimizes the wavelet packet selection in a rate-distortion sense. The wavelet transform of an image produces a two-dimensional array of wavelet coefficients. These coefficients require quantization (i.e., assignment of a discrete integer value within a set of values). For example, for a linear quantizer with step size 16, the set of quantized coefficient values could be (−64, −48, −32, −16, 0, 16, 32, 48), corresponding to quantization indexes (0, 1, 2, . . . , 7). Thus, rather than sending the quantized value itself, its index “i” is sent representative of the particular quantized value. An example of such quantization is shown by applying a simple fixed-step scalar quantizer. The rate assigned to a quantized coefficient is estimated by its first order entropy, r
c
=−log
2
(p
i
), where p
i
denotes the probability of the index i assigned to coefficient c. The rate R for a subband is the sum of the rates of all its quantized coefficients.
Distortion is measured in the mean-squared-error (MSE) sense in the transform domain. MSE is the mean of squared differences between a coefficient and its quantized value. The MSE is a reasonable approximation of distortion in the image domain, provided that the wavelet basis is close to orthonormal, which is the case for the widely used 7/9 tap wavelet, as disclosed in M. Antonini, M. Barlaud, P.Mathieu and I. Daubechies, “Image coding using wavelet transform,”
IEEE Transactions on Image
, vol. 1, pp. 205-221, April 1992, which is incorporated herein by reference.
Referring to
FIG. 1
, the Ramchandran & Vetterli algorithm starts by growing a balanced frequency tree of depth L, where L equals the number of levels.
FIG. 1
illustrates the one-dimensional case, with L=3. Starting at level k=L, pruning of each pair of level k nodes in the tree is conditionally performed based on the rate-distortion criterion:
Prune if:
D+&lgr;R
<(
D
1
+&lgr;R
1
)+(
D
2
+&lgr;R
2
),  (1)
where D
1
, D
2
, R
1
, R
2
indicate distortion and rate for two sub-bands at level k, and D, R indicate the distortion and rate for the synthesized sub-band at level k-1, and &lgr; is an empirically chosen parameter. In the 2D case, four sets of distortion and rate need to be computed at level k. The algorithm then proceeds to attempt pruning at the next level and so on all the way to the root of the frequency tree.
In the frequency tree of
FIG. 1
, a parent node and its children exist in the same frequency band. Thus, the relation of a parent to its children is referred to as frequency co-location. It is important to note that at any one time in the design of the optimal transform, either a parent exists or its children, but never both. This is opposite to the spatial parent-children relationships that are described hereinbelow.
C. Tree-Structured Coding
The concept of tree-structured coding presented in J. Shapiro, “Embedded image coding using zerotrees of wavelet coefficients,”
IEEE Transactions on Signal Processing
, vol. 41, pp. 3445-3462, December 1993 (which is incorporated herein by reference), relies on a classical sub-band/wavelet decomposition of an image to level L. Wavelet coefficients are then organized in spatial hierarchical trees, as illustrated in
FIG. 2
a
, where a parent coefficient in a sub-band at level k gives rise to four children (or offspring) coefficients at level k-1. Similarly, the frequency band R
k
in
FIG. 2
a
is referred to as the parent region to the spatial offspring region R
k−1
.
In this case, the parent and its set of children coefficients correspond to the same spatial region in the original image. This property of two sets of coefficients is referred to as spatial co-location. The concept of zerotrees as proposed by Shapiro offers an efficient way to encode insignificant coefficients by exploiting both the predictability of spatially co-located significant coefficients, and the tendency of insignificant coefficients to exist in trees.
D. SPIHT Algorithm
The efficiency of Shapiro's algorithm has since been improved by introducing more flexibility in the definition of zerotrees and finding a way to encode the location of these trees without a need for side information (See, A. Said, W. A. Perlman, “A new, fast, and efficient image codec based on set partitioning in hierarchical

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