Database method and apparatus using hierarchical bit vector...

Data processing: database and file management or data structures – Database design – Data structure types

Reexamination Certificate

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C707S793000, C707S793000, C707S793000, C707S793000, C707S793000

Reexamination Certificate

active

06499033

ABSTRACT:

TECHNICAL FIELD
This invention relates in general to techniques for storing and retrieving data on digital computers, and in particular, to an improved method and apparatus for fast storage and retrieval of data from very large databases using multiple retrieval keys and complex retrieval criteria.
BACKGROUND OF THE INVENTION
As the processing speed and storage capacity of digital computers continues to increase, so does their suitability for management of very large databases. To be useful, a database typically needs to be searchable so that a user can perform keyword searching of the database and retrieve information associated with the keywords. For large databases, linear searching of the data for keywords is typically too time consuming to be useful. Consequently, large databases are often indexed to provide fast query processing and retrieval of data.
As is known, in most databases, data is organized logically and often physically into individual fields within a record, with each record representing a collection of data about an object such as a patient, a vehicle, or a document, and each field within the record containing a different item of data about the object, such as the patient's last name, first name, age, gender, etc. To provide flexibility, the database management program must not only permit single keyword searches of the data fields, but must support more complex queries, including boolean expressions (e.g., AND, OR, NOT) of keywords.
Often, a database will include both high and low cardinality data; that is, the database will include types of data that can have many different values as well as types of data that will have very few different values. Examples of low cardinality data include a person's gender (male or female), political party affiliation, or the make of a vehicle. Examples of high cardinality data include such things as last names, birth dates, vehicle identification numbers (VIN), and social security numbers (SSN), the last two of which will likely include a unique value in every record in the database. For optimum flexibility, a database index must permit efficient searching for both high and low cardinality data. However, typical storage methods are designed and optimized for retrieval of high cardinality data only, using single or compound key indexes.
One way of indexing a database is through the use of keys that provide a fast way to locate specific items of data within the database. These keys are used by a database management program to locate and retrieve records from the database that contain the data associated with the keys. Bitmaps or bit vectors are sometimes used along with keys to identify which records contain a particular item of data within a particular data field. These bit vectors comprise a string of bits with each bit representing a single record in the database. A particular bit vector will represent a particular item of data that is found in a particular field in at least one of the records of the database. The presence of a set bit (i.e., a bit set to a logical one) in the bit vector indicates that the record associated with that bit contains the particular item of data. Thus, for example, where a database contains patient records that include a “first name” field, a bit vector of “0010100000” that is associated with the name “Elizabeth” for the “first name” field will indicate that the third and fifth records are for patients named Elizabeth.
Sometimes, in addition to indexing a database, the database itself is stored along with the index rather than maintaining the database as a separately stored structure. For example, in U.S. Pat. No. 4,606,002 to A. Waisman et al., a B-tree is used to store the database data along with an inverted B-tree index that uses keys and associated sparse array bit maps to identify which records contain particular items of data. A record index is used to identify different tables of records (e.g., a table of patient records versus a table of doctor records) and to distinguish between the database data and the indexes. The data is stored using odd numbered record identifiers and the associated indexes are stored using the next even numbered record identifier. Each key and associated sparse array bit map are associated with a range of records and are stored together in the B-tree. The key itself comprises a record identifier, field identifier, data value, and range value, in that order. The record identifier indicates to which table of data the key relates. The field identifier is a numeric identifier of the field within the records to which the key relates. The data value is the actual item of data contained in at least one of the records to which the key relates, and the range value identifies the range of records to which the key relates. The sparse array bit map includes three levels of bit vectors. The bottom level comprises a number of one-byte bit vectors, with the individual bits of each bit vector indicating which records within the associated range of records contain the associated data value in the field specified by the field identifier. The middle level contains one-byte bit vectors in which each bit represents one of the one-byte bit vectors of the bottom level. A bit in the middle level bit vectors is set (to a logical one) if any of the bits in the bottom level bit vector that it represents is set; otherwise it is zeroed. This same structure is carried out to the upper level which includes a single byte representing all of the middle level bit vectors. Where a bit vector would not include any set bits, the bit vector is not allocated and its absence is indicated by its associated bit from the next higher level being zeroed.
As noted by Waisman et al., the use of bit vectors simplifies the processing of boolean expressions since two bit vectors can be combined in accordance with the specified boolean operator and the resulting bit vector represents the records that satisfy the boolean expression. One problem in combining upper level bit vectors in which the bits do not represent individual records is in the processing of NOT expressions. Since a set bit indicates only that at least one (but not necessarily all) records in the associated range of records includes the data value, the NOT operation cannot be accomplished simply by inverting the bit. Rather, as discussed in Waisman et al., the lower level bits that represent individual records must be inverted and used.
Since, in Waisman et al., the data is stored at the bottom level of a B-tree, consecutively numbered records need not be physically stored together. This permits the use of variable length fields and permits fields to be added to the database without having to reorganize the database or make changes to the database management program that is used to access the data. However, this type of database structure can complicate retrieval of records, since the fields of any one record may not all be physically stored together and since separate I/O accesses may often be required for retrieval of even a small group of consecutive records. Given the relative slowness of I/O access, the data storage structure utilized by Waisman et al. can result in undesirably slow retrieval of records.
Accordingly, it is an object of the invention to provide a method and apparatus for managing large amounts of data in a manner that provides the following benefits:
1. Very fast query response;
2. Fast update response;
3. Support for complex retrieval operations, including the combination of multiple keys using boolean logic, with equally fast retrieval for all boolean operators;
4. Minimization of the number of key indexes required;
5. Minimization of the storage space required for the database index;
6. A query response time that is proportional to the number of data items retrieved, rather than the number of data items stored in the database;
7. An extremely fast count operation for preview of retrieval queries and fine-tuning of retrieval criteria; and
8. An ability to handle both high and low cardinality data well in a single

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