Data processing: speech signal processing – linguistics – language – Speech signal processing – Recognition
Reexamination Certificate
1997-05-06
2001-01-30
Hudspeth, David R. (Department: 2741)
Data processing: speech signal processing, linguistics, language
Speech signal processing
Recognition
C704S245000
Reexamination Certificate
active
06182037
ABSTRACT:
BACKGROUND OF THE INVENTION
1. Field of the Invention
The present invention generally relates to speaker identification and verification in speech recognition systems and, more particularly, to rapid and text-independent speaker identification and verification over a large population of enrolled speakers.
2. Description of the Prior Art
Many electronic devices require input from a user in order to convey to the device particular information required to determine or perform a desired function or, in a trivially simple case, when a desired function is to be performed as would be indicated by, for example, activation of an on/off switch. When multiple different inputs are possible, a keyboard comprising an array of two or more switches has been the input device of choice in recent years.
However, keyboards of any type have inherent disadvantages. Most evidently, keyboards include a plurality of distributed actuable areas, each generally including moving parts subject to wear and damage and which must be sized to be actuated by a portion of the body unless a stylus or other separate mechanical expedient is employed. Accordingly, in many types of devices, such as input panels for security systems and electronic calculators, the size of the device is often determined by the dimensions of the keypad rather than the electronic contents of the housing. Additionally, numerous keystrokes may be required (e.g. to specify an operation, enter a security code, personal identification number (PIN), etc.) which slows operation and increases the possibility that erroneous actuation may occur. Therefore, use of a keyboard or other manually manipulated input structure requires action which is not optimally natural or expeditious for the user.
In an effort to provide a more naturally usable, convenient and rapid interface and to increase the capabilities thereof, numerous approaches to voice or sound detection and recognition systems have been proposed and implemented with some degree of success. Additionally, such systems could theoretically have the capability of matching utterances of a user against utterances of enrolled speakers for granting or denying access to resources of the device or system, identifying enrolled speakers or calling customized command libraries in accordance with speaker identity in a manner which may be relatively transparent and convenient to the user.
However, large systems including large resources are likely to have a large number of potential users and thus require massive amounts of storage and processing overhead to recognize speakers when the population of enrolled speakers becomes large. Saturation of the performance of speaker recognition systems will occur for simple and fast systems designed to quickly discriminate among different speakers when the size of the speaker population increases. Performance of most speaker-dependent (e.g. performing decoding of the utterance and aligning on the decoded script models such as hidden Markov models (HMM) adapted to the different speakers, the models presenting the highest likelihood of correct decoding identifying the speaker, and which may be text-dependent or text-independent) systems also degrades over large speaker populations but the tendency toward saturation and performance degradation is encountered over smaller populations with fast, simple systems which discriminate between speakers based on smaller amounts of information and thus tend to return ambiguous results when data for larger populations results in smaller differences between instances of data.
As an illustration, text-independent systems such as frame-by-frame feature clustering and classification may be considered as a fast match technique for speaker or speaker class identification. However, the numbers of speaker classes and the number of speakers in each class that can be handled with practical amounts of processing overhead in acceptable response times is limited. (In other words, while frame-by-frame classifiers require relatively small amounts of data for each enrolled speaker and less processing time for limited numbers of speakers, their discrimination power is correspondingly limited and becomes severely compromised as the distinctiveness of the speaker models (each containing relatively less information than in speaker-dependent systems) is reduced by increasing numbers of models. It can be readily understood that any approach which seeks to reduce information (stored and/or processed) concerning speaker utterances may compromise the ability of the system to discriminate individual enrolled users as the population of users becomes large. At some size of the speaker population, the speaker recognition system or engine is no longer able to discriminate between some speakers. This condition is known as saturation.
On the other hand, more complex systems which use speaker dependent model-based decoders which are adapted to individual speakers to provide speaker recognition must run the models in parallel or sequentially to accomplish speaker recognition and therefore are extremely slow and require large amounts of memory and processor time. Additionally, such models are difficult to train and adapt since they typically require a large amount of data to form the model.
Some reduction in storage requirements has been achieved in template matching systems which are also text-dependent as well as speaker-dependent by reliance on particular utterances of each enrolled speaker which are specific to the speaker identification and/or verification function. However, such arrangements, by their nature, cannot be made transparent to the user; requiring a relatively lengthy enrollment and initial recognition (e.g. logon) procedure and more or less periodic interruption of use of the system for verification. Further and, perhaps, more importantly, such systems are more sensitive to variations of the utterances of each speaker (“intra-speaker” variations) such as may occur through aging, fatigue, illness, stress, prosody, psychological state and other conditions of each speaker.
More specifically, speaker-dependent speech recognizers build a model for each speaker during an enrollment phase of operation. Thereafter, a speaker and the utterance is recognized by the model which produces the largest likelihood or lowest error rate. Enough data is required to adapt each model to a unique speaker for all utterances to be recognized. For this reason, most speaker-dependent systems are also text-dependent and template matching is often used to reduce the amount of data to be stored in each model. Alternatively, systems using, for example, hidden Markov models (HMM) or similar statistical models usually involve the introduction of cohort models based on a group of speakers to be able to reject speakers which are too improbable.
Cohort models allow the introduction of confidence measures based on competing likelihoods of speaker identity and are very difficult to build correctly, especially in increasing populations due to the number of similarities which may exist between utterances of different speakers as the population of enrolled speakers increases. For that reason, cohort models can be significant sources of potential error. Enrollment of new speakers is also complicated since it requires extraction of new cohorts and the development or modification of corresponding cohort models.
Template matching, in particular, does not allow the straightforward introduction of cohorts. Templates are usually the original waveforms of user utterances used for enrollment and the number of templates for each utterance is limited, as a practical matter, by the time which can reasonably be made available for the matching process. On the other hand, coverage of intra-speaker variations is limited by the number of templates which may be acquired or used for each utterance to be recognized and acceptable levels of coverage of intra-speaker variations becomes prohibitive as the user population becomes large. Development of cohorts, particularly to reduce data or simplify search str
Hudspeth David R.
International Business Machines - Corporation
McGuireWoods LLP
Otterstedt Paul J.
Zintel Harold
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