Data processing: financial – business practice – management – or co – Automated electrical financial or business practice or... – Finance
Reexamination Certificate
2004-08-03
2008-12-16
Subramanian, Narayanswamy (Department: 3691)
Data processing: financial, business practice, management, or co
Automated electrical financial or business practice or...
Finance
C705S03600T, C705S037000
Reexamination Certificate
active
07467107
ABSTRACT:
A computer-based method for facilitating hedge fund compliance is disclosed. The method includes receiving input data descriptive of one or more aspects of a hedge fund management operation, analyzing the received input data with a computer, and generating at least one of (1) a compliance guide customized in accordance with fund management operation aspects, (2) a compliance manual customized in accordance with fund management operation aspects and including at least one written procedure for the hedge fund management operation, and (3) a compliance report customized for the hedge fund management operation. The step of analyzing includes determining one or more of a law and regulation applicable to the hedge find operation based on the received input data and categorizing some or all of the received input data according to the hedge fund management operation aspects. The hedge fund operation includes a hedge fund manager.
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Glazier Stephen C.
K & L Gates LLP
Subramanian Narayanswamy
The Mulligan Compliance Group LLC
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