Optical waveguides – Accessories – Attenuator
Reexamination Certificate
1998-09-30
2001-01-23
Lee, John D. (Department: 2874)
Optical waveguides
Accessories
Attenuator
C359S846000, C359S850000
Reexamination Certificate
active
06178284
ABSTRACT:
BACKGROUND OF THE INVENTION
1. Field of the Invention
The present invention relates to a variable attenuator for attenuating an optical signal transmitted between an optical signal source and an optical signal receiver. More specifically, the present invention relates to the reflection of a transmitted optical signal off of divided surfaces for variably attenuating the optical signal.
2. Description of the Related Art
In optical data communications, signals are typically transmitted from a signal source to a signal receiver over an optical fiber network. 
FIG. 1
 illustrates the general concept of optical signal transmission between an optical signal source 
5
 and an optical signal receiver 
10
, using a high reflectivity (HR) coated surface 
15
. For the sake of simplicity the various light beams illustrated in the figures are all shown as arcs to help in distinguishing their direction of travel; this illustration should not be considered as indicating any particular characteristic of the light beams themselves.
Suppose light is introduced into the system through the optical signal source 
5
 (e.g., a single mode optical fiber). As the light exits the end of the optical signal source 
5
 it starts to spread out to form the “sending beam” 
7
. Sending beam 
7
 is illustrated as a series of solid arcs moving from the top of FIG. 
1
 to the bottom of FIG. 
1
. Sending beam 
7
 is collimated by a lens 
20
 (or other focusing means) and then it falls upon the HR coated surface 
15
.
The reflection of the sending beam 
7
 by the HR coated surface 
15
 is a “returning beam” 
12
 that travels to optical signal receiver 
10
 (e.g., a single mode fiber). The returning beam 
12
 is illustrated as a series of dotted-line arcs moving from the bottom of 
FIG. 1
 to the top of FIG. 
1
. Returning beam 
12
 is refocused (by the same lens 
20
 as used for sending beam 
7
 or by a different focusing means, such as a separate lens) to be collected by optical signal receiver 
10
.
It is well known that if the HR coated surface 
15
 is a nearly flat, highly reflecting surface, the optical coupling from the optical signal source 
5
 to the optical signal receiver 
10
 will be very good, less than 0.5 dB loss in typical implementations using active alignment in manufacture. Further, it is well understood that if the reflecting surface of HR coated surface 
15
 is translated left or right by a few microns, the optical coupling will be changed negligibly.
Optical signal systems have a signal intensity range in which they function best. If a signal falls below the operational range, the system will either incorrectly detect the signal or will not detect the signal at all. If the signal is above the operational range, the system will saturate and may result in a false reading of the data in the optical signal. Thus, optical signal levels which are too high or too low result in unreliable transmission of data or can interfere with other data-carrying signals.
The path attenuation of a fiber is a function of fiber length and the fiber attenuation coefficient. Further, the sensitivity of the receiver and the emitter output may exhibit changes due to aging. Thus, many optical transmission lines are designed with built-in attenuators which attenuate the optical signals within the waveguide to be within the optimal functional range of the optical system.
There are several known ways of providing attenuation of an optical signal. One method involves the use Faraday rotation in suitable doped Garnet films. By varying the applied magnetic field from an electromagnet, the polarization of transmitted light is changed and by using polarization selective optical elements, the attenuation can be varied. A problem with this attenuation method is that the electromagnet dissipates large amounts of electrical power and is quite large.
Another known method of attenuation involves the use of motorized variable attenuators where, for example, an opaque attenuating wedge is driven into the beam path to block a portion of the optical signal beam. In addition to being bulky, however, this method also is costly and slow-acting.
An additional attenuation method involves the use of liquid crystal designs which can work at very low electrical power levels and which function in a manner similar to Faraday rotation, but with liquid crystal rotation of polarization. Such systems are temperature and polarization sensitive and organic material in the beam path can be chemically unstable, causing shortened device life.
Attenuation using Micro Electro Mechanical Systems (MEMS) technology has been accomplished using a Mechanical AntiReflection Switch (MARS) modulator, an example of which is illustrated in 
FIGS. 2 and 3
. These devices operate on the principle that varying the phase between two portions of a light beam allows the attenuation of the optical signal to be controlled, as described in more detail below. 
FIG. 2
 shows a cross-section of a typical MARS modulator, and 
FIG. 3
 is a top view of the MARS modulator depicted in 
FIG. 2. A
 typical MARS modulator 
50
 has a conductive or semi-conductive based substrate 
52
 that is transparent to the operating optical band width of the modulator.
A membrane 
54
 is suspended above the substrate 
52
, thereby defining an air gap 
56
 in between the substrate 
52
 and the membrane 
54
. A membrane 
54
 is typically fabricated from a silicon nitride film which is a dielectric. A metal film 
58
 is deposited around the top periphery of the membrane 
54
. Since the metal film 
58
 is optically opaque, only the center 
60
 of the membrane 
54
 remains optically active. When an electrostatic potential is applied in between the metal film 
58
 and the below lying substrate 
52
, the metal film 
58
 becomes charged and is deflected by electrostatic forces toward the substrate 
52
. The result is that the membrane 
58
 deflects dowardwardly in the direction of arrows 
59
 and the size of the air gap 
56
 is reduced. By applying a potential difference of about 40 volts to electrical connections coupled to the membrane 
54
 and the substrate 
52
, large electric fields are developed between the substrate 
52
 and metal film 
58
 causing an electrostatic force between the membrane 
54
 and the underlying silicon large enough to bow the membrane 
54
 closer to the underlying silicon. By increasing the applied voltage, the cavity width is decreased. By varying the cavity width, the relative phase between light reflected by the membrane 
54
 and light reflected by the underlying substrate 
52
 is also varied, thereby allowing control of the attenuation.
In order to assemble the device and in order to equalize the gas pressure on each side of the membrane 
54
, and allow quick response time, it is necessary to perforate the membrane 
54
 with very small holes. In 
FIG. 3
 the perforation of the membrane 
54
 with very small holes 
62
 is depicted. The membrane 
54
 has a natural mechanical resonance; the resonance is damped by the gas viscosity passing through the holes 
62
. The inclusion of the holes 
62
 in the membrane 
54
 results in an optical loss, but the size and number of the holes 
62
 is selected to minimize this optical loss to a negligible level. Typically such holes 
62
 are approximately 3-5 &mgr;M in diameter and are provided merely to minimize vibration, i.e., they do not provide any optical functions.
FIG. 4
 is a partial cross-sectional view of the prior art MARS modulator of FIG. 
2
. Light traveling from top to bottom, identified as 
64
 in 
FIG. 4
, will be partially reflected by the membrane 
54
 and partially transmitted beyond the membrane 
54
. The partially reflected light is identified as 
66
 in FIG. 
4
. The light transmitted beyond the membrane 
54
 is reflected by the floor of the cavity; this reflected light is identified as 
68
 in FIG. 
4
. Depending upon the cavity width and the wavelength of light used, the reflections will interfere constructively or destructively when they are received by an optical receiver (not shown). Constructive interference occurs when
Bergmann Ernest E.
Ford Joseph E.
Walker James A.
Lee John D.
Lucent Technologies - Inc.
Synnestvedt & Lechner LLP
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