Upside forward with early funding provision

Details Upside forward with early funding provision Upside forward with early funding provision

2005-10-11

2010-10-19

Kazimi, Hani (Department: 3691)

Data processing: financial, business practice, management, or co

Automated electrical financial or business practice or...

Finance

C705S037000

Reexamination Certificate

active

07818238

ABSTRACT:
A system for and method of providing a forward contract with an upside return and the possibility of early valuation are presented. The prices of the underlying financial instruments are allowed to float to a limited extent. Moreover, the party taking the short position is allowed to cash out early, without having to unwind the entire contract. The contact may be used, for example, by a corporation that wishes to raise capital using equity instruments.

REFERENCES:
patent: 4169285 (1979-09-01), Walker
patent: 4648038 (1987-03-01), Roberts et al.
patent: 4739478 (1988-04-01), Roberts et al.
patent: 4742457 (1988-05-01), Leon et al.
patent: 4752877 (1988-06-01), Roberts et al.
patent: 4933842 (1990-06-01), Durbinet et al.
patent: 5121469 (1992-06-01), Richards et al.
patent: 5222019 (1993-06-01), Yoshino et al.
patent: 5257369 (1993-10-01), Skeen et al.
patent: 5270922 (1993-12-01), Higgins
patent: 5297032 (1994-03-01), Trojan et al.
patent: 5305200 (1994-04-01), Hartheimer et al.
patent: 5419890 (1995-05-01), Saidi
patent: 5454104 (1995-09-01), Steidlmayer et al.
patent: 5462438 (1995-10-01), Becker et al.
patent: 5497317 (1996-03-01), Hawkins et al.
patent: 5517406 (1996-05-01), Harris et al.
patent: 5557798 (1996-09-01), Skeen et al.
patent: 5563783 (1996-10-01), Stolfo et al.
patent: 5592379 (1997-01-01), Finfrock et al.
patent: 5649186 (1997-07-01), Ferguson
patent: 5675746 (1997-10-01), Marshall
patent: 5706502 (1998-01-01), Foley et al.
patent: 5710889 (1998-01-01), Clark et al.
patent: 5724593 (1998-03-01), Hargrave, III et al.
patent: 5778157 (1998-07-01), Oatman et al.
patent: 5783808 (1998-07-01), Josephson
patent: 5787402 (1998-07-01), Potter et al.
patent: 5806047 (1998-09-01), Hackel et al.
patent: 5806048 (1998-09-01), Kiron et al.
patent: 5819273 (1998-10-01), Vora et al.
patent: 5832461 (1998-11-01), Leon et al.
patent: 5845266 (1998-12-01), Lupien et al.
patent: 5864827 (1999-01-01), Wilson
patent: 5890140 (1999-03-01), Clark et al.
patent: 5913214 (1999-06-01), Madnick et al.
patent: 5918218 (1999-06-01), Harris et al.
patent: 5922044 (1999-07-01), Banthia
patent: 5940810 (1999-08-01), Traub et al.
patent: 5944784 (1999-08-01), Simonoff et al.
patent: 5946667 (1999-08-01), Tull, Jr. et al.
patent: 5950176 (1999-09-01), Keiser et al.
patent: 5966531 (1999-10-01), Skeen et al.
patent: 5966672 (1999-10-01), Knupp
patent: 5966700 (1999-10-01), Gould et al.
patent: 5970479 (1999-10-01), Shepherd
patent: 5986673 (1999-11-01), Martz
patent: 5995943 (1999-11-01), Bull et al.
patent: 6006206 (1999-12-01), Smith et al.
patent: 6012046 (2000-01-01), Lupien et al.
patent: 6018714 (2000-01-01), Risen, Jr.
patent: 6018721 (2000-01-01), Aziz et al.
patent: 6023280 (2000-02-01), Becker et al.
patent: 6029146 (2000-02-01), Hawkins et al.
patent: 6029147 (2000-02-01), Horadan et al.
patent: 6035287 (2000-03-01), Stallaert et al.
patent: 6049783 (2000-04-01), Segal et al.
patent: 6052673 (2000-04-01), Leon et al.
patent: 6055522 (2000-04-01), Krishna et al.
patent: 6058378 (2000-05-01), Clark et al.
patent: 6061662 (2000-05-01), Makivic
patent: 6064984 (2000-05-01), Ferguson et al.
patent: 6073104 (2000-06-01), Field
patent: 6073109 (2000-06-01), Flores et al.
patent: 6073115 (2000-06-01), Marshall
patent: 6078903 (2000-06-01), Kealhofer
patent: 6078914 (2000-06-01), Redfern
patent: 6078956 (2000-06-01), Bryant et al.
patent: 6081774 (2000-06-01), de Hita et al.
patent: 6088685 (2000-07-01), Kiron et al.
patent: 6092056 (2000-07-01), Tull, Jr. et al.
patent: 6105005 (2000-08-01), Fuhrer
patent: 6131082 (2000-10-01), Hargrave, III et al.
patent: 6134600 (2000-10-01), Liu
patent: 6148298 (2000-11-01), LaStrange et al.
patent: 6173270 (2001-01-01), Cristofich et al.
patent: 6173276 (2001-01-01), Kant et al.
patent: 6178420 (2001-01-01), Sassano
patent: 6185567 (2001-02-01), Ratnaraj et al.
patent: 6195647 (2001-02-01), Martyn et al.
patent: 6226623 (2001-05-01), Schein et al.
patent: 6233566 (2001-05-01), Levine et al.
patent: 6236972 (2001-05-01), Shkedy
patent: 6236977 (2001-05-01), Verba et al.
patent: 6243670 (2001-06-01), Bessho et al.
patent: 6260021 (2001-07-01), Wong et al.
patent: 6263321 (2001-07-01), Daughtery, III
patent: 6263335 (2001-07-01), Paik et al.
patent: 6266683 (2001-07-01), Yehuda et al.
patent: 6272474 (2001-08-01), Garcia
patent: 6275229 (2001-08-01), Weiner et al.
patent: 6278982 (2001-08-01), Korhammer et al.
patent: 6282537 (2001-08-01), Madnick et al.
patent: 6285986 (2001-09-01), Andrews
patent: 6285989 (2001-09-01), Shoham
patent: 6304858 (2001-10-01), Mosler et al.
patent: 6313854 (2001-11-01), Gibson
patent: 6317726 (2001-11-01), O'Shaughnessy
patent: 6317728 (2001-11-01), Kane
patent: 6321212 (2001-11-01), Lange
patent: 6323881 (2001-11-01), Broulik et al.
patent: 6332163 (2001-12-01), Bowman-Amuah
patent: 6338055 (2002-01-01), Hagmann et al.
patent: 6338068 (2002-01-01), Moore et al.
patent: 6343287 (2002-01-01), Kumar et al.
patent: 6347307 (2002-02-01), Sandhu et al.
patent: 6349291 (2002-02-01), Varma
patent: 6356933 (2002-03-01), Mitchell et al.
patent: 6360210 (2002-03-01), Wallman
patent: 6366908 (2002-04-01), Chong et al.
patent: 6381585 (2002-04-01), Maples et al.
patent: 6381586 (2002-04-01), Glasserman et al.
patent: 6385660 (2002-05-01), Griesemer et al.
patent: 6389413 (2002-05-01), Takahashi et al.
patent: 6389452 (2002-05-01), Glass
patent: 6401080 (2002-06-01), Bigus et al.
patent: 6408282 (2002-06-01), Buist
patent: 6418417 (2002-07-01), Corby et al.
patent: 6421653 (2002-07-01), May
patent: 6424980 (2002-07-01), Iizuka et al.
patent: 6429868 (2002-08-01), Dehner, Jr. et al.
patent: 6442545 (2002-08-01), Feldman et al.
patent: 6446047 (2002-09-01), Brier et al.
patent: 6446110 (2002-09-01), Lection et al.
patent: 6457066 (2002-09-01), Mein et al.
patent: 6460021 (2002-10-01), Kirksey
patent: 6480882 (2002-11-01), McAdam et al.
patent: 6489954 (2002-12-01), Powlette
patent: 6490584 (2002-12-01), Barrett et al.
patent: 6493681 (2002-12-01), Tertitski et al.
patent: 6510406 (2003-01-01), Marchisio
patent: 6516303 (2003-02-01), Wallman
patent: 6516308 (2003-02-01), Cohen
patent: 6523022 (2003-02-01), Hobbs
patent: 6556987 (2003-04-01), Brown et al.
patent: 6564250 (2003-05-01), Nguyen
patent: 6581056 (2003-06-01), Rao
patent: 6581062 (2003-06-01), Draper et al.
patent: 6598028 (2003-07-01), Sullivan et al.
patent: 6601044 (2003-07-01), Wallman
patent: 6611825 (2003-08-01), Billheimer et al.
patent: 6615187 (2003-09-01), Ashenmil et al.
patent: 6629097 (2003-09-01), Keith
patent: 6631373 (2003-10-01), Otani et al.
patent: 6633868 (2003-10-01), Min et al.
patent: 6711554 (2004-03-01), Salzmann et al.
patent: 7191392 (2007-03-01), Coar
patent: 7222094 (2007-05-01), Ross
patent: 7392210 (2008-06-01), MacKay et al.
patent: 7392212 (2008-06-01), Hancock et al.
patent: 2001/0011241 (2001-08-01), Nemzow
patent: 2001/0011242 (2001-08-01), Allex et al.
patent: 2001/0018674 (2001-08-01), Schein et al.
patent: 2001/0025264 (2001-09-01), Deaddio et al.
patent: 2001/0032217 (2001-10-01), Huang
patent: 2001/0042034 (2001-11-01), Elliott
patent: 2001/0043235 (2001-11-01), Best et al.
patent: 2001/0044771 (2001-11-01), Usher et al.
patent: 2001/0056398 (2001-12-01), Scheirer
patent: 2002/0002530 (2002-01-01), May
patent: 2002/0004777 (2002-01-01), Foster et al.
patent: 2002/0007335 (2002-01-01), Millard et al.
patent: 2002/0007358 (2002-01-01), Johnson et al.
patent: 2002/0013753 (2002-01-01), Marks de Chabris et al.
patent: 2002/0013862 (2002-01-01), Orchard et al.
patent: 2002/0016762 (2002-02-01), Feilbogen et al.
patent: 2002/0016819 (2002-02-01), Sugimoto et al.
patent: 2002/0018077 (2002-02-01), Powlette
patent: 2002/0022956 (2002-02-01), Ukranincsky et al.
patent: 2002/0023053 (2002-02-01), Szoc et al.
patent: 2002/0026405 (2002-02-01), Haar
patent: 2002/0026449 (2002-02-01), Azencott
patent: 2002/0026462 (2002-02-01), Shotton, Jr. et al.
patent: 2002/0029183 (2002-03-01), Vlahoplus et al.
patent: 2002/0032644 (2002-03-01), Corby et al.
patent: 2002/0035561 (2002-03-01), Archer et al.
patent: 2002/0042767 (2002-04-01), Kwan
patent: 2002/0049665

Affiliated with

Also associated with

Rating

Upside forward with early funding provision does not yet have a rating. At this time, there are no reviews or comments for this patent.

If you have personal experience with Upside forward with early funding provision, we encourage you to share that experience with our LandOfFree.com community. Your opinion is very important and Upside forward with early funding provision will most certainly appreciate the feedback.

Rate now

Comments { 0 }

Profile ID: LFUS-PAI-O-4221786