Data processing: financial – business practice – management – or co – Automated electrical financial or business practice or... – Finance
Reexamination Certificate
2006-10-24
2006-10-24
Bashore, Alain L. (Department: 1762)
Data processing: financial, business practice, management, or co
Automated electrical financial or business practice or...
Finance
C705S035000
Reexamination Certificate
active
07127423
ABSTRACT:
The present invention provides a system and method for creating and administering an investment instrument. More specifically, the present invention provides a system and method for creating and administering an investment instrument that may be cleared through a depository company, that has relatively short terms and/or that enables investors to participate in financial market activity while protecting their principal investments. In accordance with one embodiment of the invention, an investment instrument preserves an investor's principal and offers a choice of several models for generating return. Return-generating models may allow an investor to participate fully in market movement, participate partially in market movement with a guaranteed minimum return, or receive a fixed return without participating in market movement.
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Bristol Ron
Burns Georgann G.
Dunning Doug
Hall Pan
Hoover Douglas
Ameriprise Financial, Inc.
Bashore Alain L.
Snell & Wilmer L.L.P.
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