Data processing: financial – business practice – management – or co – Automated electrical financial or business practice or... – Finance
Reexamination Certificate
2005-11-01
2009-10-27
Apple, Kirsten S (Department: 3694)
Data processing: financial, business practice, management, or co
Automated electrical financial or business practice or...
Finance
C705S035000, C705S03600T, C707S793000, C707S793000, C283S057000, C283S058000, C283S059000
Reexamination Certificate
active
07610231
ABSTRACT:
The present invention relates to synthetic funds for purchase by investors. A structured note is structured to provide customized equity returns/exposure. Terms of each structured note may be specified by the purchaser and the structured notes may be unsecured liabilities of the obligor, e.g., there are no underlying assets upon which the structure note is based. Thus, there will be no limits on the use of structured note proceeds and management of assets and liabilities will be left entirely to the obligor's discretion. Structured note payment obligations may be related to the performance of an objective valuation, but structured note holders will depend on the good credit of the obligor for payment.
REFERENCES:
patent: 3634669 (1972-01-01), Soumas et al.
patent: 4254474 (1981-03-01), Cooper et al.
patent: 4346442 (1982-08-01), Musmanno
patent: 4355372 (1982-10-01), Goldberg et al.
patent: 4376978 (1983-03-01), Musmanno
patent: 4597046 (1986-06-01), Musmanno et al.
patent: 4598367 (1986-07-01), DeFrancesco et al.
patent: 4642768 (1987-02-01), Roberts
patent: 4674042 (1987-06-01), Hernandez et al.
patent: 4674044 (1987-06-01), Kalmus et al.
patent: 4736294 (1988-04-01), Le Grand
patent: 4739478 (1988-04-01), Roberts et al.
patent: 4760604 (1988-07-01), Cooper
patent: 4774663 (1988-09-01), Musmanno et al.
patent: 4831526 (1989-05-01), Luchs
patent: 4859187 (1989-08-01), Peterson
patent: 4866634 (1989-09-01), Reboh
patent: 4897811 (1990-01-01), Scofield
patent: 4972504 (1990-11-01), Daniel, Jr.
patent: 5041972 (1991-08-01), Frost
patent: 5093907 (1992-03-01), Hwong
patent: 5220500 (1993-06-01), Baird
patent: 5227874 (1993-07-01), Von Kohorn
patent: 5231571 (1993-07-01), D'Agostino
patent: 5245535 (1993-09-01), Weiss et al.
patent: 5278751 (1994-01-01), Adiano
patent: 5297032 (1994-03-01), Trojan et al.
patent: 5321933 (1994-06-01), Seifert et al.
patent: 5381470 (1995-01-01), Cambray et al.
patent: 5396621 (1995-03-01), MacGregor et al.
patent: 5444844 (1995-08-01), Inoue
patent: 5481647 (1996-01-01), Brody
patent: 5490060 (1996-02-01), Malec
patent: 5502805 (1996-03-01), Anderson et al.
patent: 5523942 (1996-06-01), Tyler
patent: 5550734 (1996-08-01), Tarter
patent: 5551021 (1996-08-01), Harada
patent: 5583778 (1996-12-01), Wind
patent: 5592590 (1997-01-01), Jolly
patent: 5603025 (1997-02-01), Tabb
patent: 5606496 (1997-02-01), D'Agostino
patent: 5611052 (1997-03-01), Dykstra
patent: 5615109 (1997-03-01), Eder
patent: 5615341 (1997-03-01), Srikant
patent: 5623591 (1997-04-01), Cseri
patent: 5644727 (1997-07-01), Atkins
patent: 5649116 (1997-07-01), McCoy
patent: 5655085 (1997-08-01), Ryan
patent: 5657437 (1997-08-01), Bishop et al.
patent: 5657460 (1997-08-01), Egan et al.
patent: 5664127 (1997-09-01), Anderson et al.
patent: 5671363 (1997-09-01), Cristofich et al.
patent: 5675746 (1997-10-01), Marshall
patent: 5689650 (1997-11-01), McClelland et al.
patent: 5717865 (1998-02-01), Stratmann
patent: 5721847 (1998-02-01), Johnson
patent: 5727161 (1998-03-01), Purcell, Jr.
patent: 5732397 (1998-03-01), DeTore
patent: 5758328 (1998-05-01), Giovannoli
patent: 5764923 (1998-06-01), Tallman et al.
patent: 5765144 (1998-06-01), Larche
patent: 5768158 (1998-06-01), Adler et al.
patent: 5774878 (1998-06-01), Marshall
patent: 5774883 (1998-06-01), Andersen et al.
patent: 5799286 (1998-08-01), Morgan et al.
patent: 5802502 (1998-09-01), Gell
patent: 5819237 (1998-10-01), Garman
patent: 5842178 (1998-11-01), Giovannoli
patent: 5848400 (1998-12-01), Chang
patent: 5852811 (1998-12-01), Atkins
patent: 5870721 (1999-02-01), Norris
patent: 5873096 (1999-02-01), Lim
patent: 5875437 (1999-02-01), Atkins
patent: 5878258 (1999-03-01), Pizi
patent: 5878403 (1999-03-01), Agrawal
patent: 5913202 (1999-06-01), Motoyama
patent: 5918217 (1999-06-01), Maggioncalda
patent: 5920848 (1999-07-01), Schutzer et al.
patent: 5930775 (1999-07-01), McCauley
patent: 5940811 (1999-08-01), Norris
patent: 5940812 (1999-08-01), Tengel et al.
patent: 5950175 (1999-09-01), Austin
patent: 5963953 (1999-10-01), Cram et al.
patent: 5970467 (1999-10-01), Alavi
patent: 5974396 (1999-10-01), Anderson
patent: 5978779 (1999-11-01), Stein et al.
patent: 5983206 (1999-11-01), Oppenheimer
patent: 5987434 (1999-11-01), Libman
patent: 5991741 (1999-11-01), Speakman et al.
patent: 5995942 (1999-11-01), Smith et al.
patent: 5999907 (1999-12-01), Donner
patent: 6008817 (1999-12-01), Gilmore, Jr.
patent: 6009415 (1999-12-01), Shurling et al.
patent: 6018722 (2000-01-01), Ray et al.
patent: 6021397 (2000-02-01), Jones et al.
patent: 6026370 (2000-02-01), Jermyn
patent: 6029139 (2000-02-01), Cunningham et al.
patent: 6029195 (2000-02-01), Herz
patent: 6032125 (2000-02-01), Ando
patent: 6044371 (2000-03-01), Person et al.
patent: 6055510 (2000-04-01), Henrick
patent: 6064985 (2000-05-01), Anderson
patent: 6070147 (2000-05-01), Harms et al.
patent: 6073115 (2000-06-01), Marshall
patent: 6076072 (2000-06-01), Libman
patent: 6078892 (2000-06-01), Anderson et al.
patent: 6078901 (2000-06-01), Ching
patent: 6088686 (2000-07-01), Walker et al.
patent: 6092050 (2000-07-01), Lungren et al.
patent: 6097391 (2000-08-01), Wilcox
patent: 6108641 (2000-08-01), Kenna et al.
patent: 6122623 (2000-09-01), Garman
patent: 6154731 (2000-11-01), Monks et al.
patent: 6173270 (2001-01-01), Cristofich et al.
patent: 6185582 (2001-02-01), Zellweger et al.
patent: 6188403 (2001-02-01), Sacerdoti et al.
patent: 6188405 (2001-02-01), Czerwinski et al.
patent: 6188993 (2001-02-01), Eng et al.
patent: 6195092 (2001-02-01), Dhond et al.
patent: 6199077 (2001-03-01), Inala et al.
patent: 6202053 (2001-03-01), Christiansen et al.
patent: 6205453 (2001-03-01), Tucker et al.
patent: 6212494 (2001-04-01), Boguraev
patent: 6222557 (2001-04-01), Pulley, IV et al.
patent: 6236978 (2001-05-01), Tuzhilin
patent: 6243093 (2001-06-01), Czerwinski et al.
patent: 6249775 (2001-06-01), Freeman et al.
patent: 6256649 (2001-07-01), Mackinlay et al.
patent: 6263320 (2001-07-01), Danilunas et al.
patent: 6269346 (2001-07-01), Cristofich et al.
patent: 6271863 (2001-08-01), Bose et al.
patent: 6278981 (2001-08-01), Dembo et al.
patent: 6282551 (2001-08-01), Anderson et al.
patent: 6311144 (2001-10-01), Abu El Ata
patent: 6317726 (2001-11-01), O'Shaughnessy
patent: 6317750 (2001-11-01), Tortolani et al.
patent: 6321212 (2001-11-01), Lange
patent: 6349290 (2002-02-01), Horowitz et al.
patent: 6349291 (2002-02-01), Varma
patent: 6360188 (2002-03-01), Freidman et al.
patent: 6363393 (2002-03-01), Ribitzky
patent: 6405204 (2002-06-01), Baker et al.
patent: 6452613 (2002-09-01), Lefebvre et al.
patent: 6490569 (2002-12-01), Grune et al.
patent: 6496832 (2002-12-01), Chi et al.
patent: 6502080 (2002-12-01), Eichorst et al.
patent: 6513018 (2003-01-01), Culhane
patent: 6597379 (2003-07-01), Morris et al.
patent: 6601044 (2003-07-01), Wallman
patent: 6725257 (2004-04-01), Cansler et al.
patent: 6741975 (2004-05-01), Nakisa et al.
patent: 6850923 (2005-02-01), Nakisa et al.
patent: 6985880 (2006-01-01), Hodgdon et al.
patent: 2001/0011243 (2001-08-01), Dembo et al.
patent: 2001/0025266 (2001-09-01), Gastineau et al.
patent: 2001/0056398 (2001-12-01), Scheirer
patent: 2002/0007330 (2002-01-01), Kumar et al.
patent: 2002/0019791 (2002-02-01), Goss et al.
patent: 2002/0019803 (2002-02-01), Muller
patent: 2002/0059139 (2002-05-01), Evans
patent: 2002/0067373 (2002-06-01), Roe et al.
patent: 2002/0073005 (2002-06-01), Welnicki et al.
patent: 2002/0078086 (2002-06-01), Alden et al.
patent: 2002/0111850 (2002-08-01), Smrcka et al.
patent: 2002/0111890 (2002-08-01), Sloan et al.
patent: 2002/0133383 (2002-09-01), Chao et al.
patent: 2002/0147668 (2002-10-01), Smith et al.
patent: 2002/0198797 (2002-12-01), Cooper et al.
patent: 2003/0018492 (2003-01-01), Carlson
patent: 2003/0028466 (2003-02-01), Jenson et al.
patent: 2003/0061132 (2003-03-01), Yu, Sr. et al.
patent: 2003/0061137 (2003-03-01), Leung et al.
patent: 2003/0093351 (2003-05-01), Sarabanchong
patent: 2003/0093356 (2003-05-01), Kaufman
patent: 2003/0172026 (2003-09-01), Tarrant
patent: 2003/0212628 (2003-11-01), Kuttan et al.
patent: 2003/0216965 (2
Apple Kirsten S
Goodwin & Procter LLP
JPMorgan Chase Bank N.A.
LandOfFree
Synthetic funds having structured notes does not yet have a rating. At this time, there are no reviews or comments for this patent.
If you have personal experience with Synthetic funds having structured notes, we encourage you to share that experience with our LandOfFree.com community. Your opinion is very important and Synthetic funds having structured notes will most certainly appreciate the feedback.
Profile ID: LFUS-PAI-O-4063409