Security documents

Details Security documents Security documents

2000-05-10

2002-12-10

Frech, Karl D. (Department: 2876)

Registers

Coded record sensors

Particular sensor structure

C235S493000

Reexamination Certificate

active

06491221

ABSTRACT:

This invention relates to security documents, e.g. banknotes. The invention will be described hereafter with particular reference to banknotes, but it will be understood that the invention is not limited to banknotes only.
There is already known a number of features using a range of technologies which may be embodied in banknotes to provide security. Many of these features are based upon magnetic and optical technologies. The objectives of these features are to reduce the potential for counterfeit and to assist in the machine readability for use in counters and authenticators.
Magnetic features used in banknotes to date have been based upon the use of magnetic inks (as in, for example, the US dollar) and the use of discrete segments of magnetic media (e.g. the magnetic thread used in UK banknotes). Such features are detected (i.e. sensed and/or read) in banknote counters and authenticators; basic machines merely serve to detect the presence of the feature whereas more complex machines are able to discriminate between notes of different denominations and carry out authentication tests on the banknotes.
According to one aspect of the present invention, there is provided a method of providing a security code for a document, e.g. a banknote, which comprises:
(i) applying to the document or to a precursor thereof a first magnetic feature which is capable of being read by a contactless magnetic reader and which has a fixed magnetic signature selected from a set of magnetic signatures each of which is characteristic of a given denomination or other characteristic of the document, said first magnetic feature being applied to a predetermined location of the document; and
(ii) applying to the document or to a precursor of the document a second magnetic feature which is capable of being read by a contactless magnetic reader and which is characterised by (a) its magnetic signature and (b) its spatial location on the document,
wherein the second magnetic feature is such that either one or both of its magnetic signature and its spatial location on the document is effected at random at the time of its deposition.
The term “precursor” in relation to the document includes within its scope partly fabricated documents, e.g. a laminar substrate.
In one embodiment of the invention, the method further comprises the steps of:
(iii) reading the magnetic signatures of said two magnetic features simultaneously;
(iv) subjecting the resultant magnetic signal to an algorithmic transformation to derive a digital or numerical signature; and
(v) applying to the document or to a precursor of the document a further detectable feature corresponding to said digital or numerical signature to provide a means for checking the authenticity of the document.
In such a method, the digital or numerical signature may be subjected to an asymmetrical encoding algorithm to generate an encoded signature which is then used to determine the characteristics of said further detectable feature. This further detectable feature is preferably a magnetic feature; it may, for example, comprise a plurality of magnetic stripes.
Alternatively, the further detectable feature may be an optical feature.
Conveniently, the first magnetic feature is formed from a first magnetic material having a first coercivity and the second magnetic feature comprises a second magnetic material having a second coercivity.
At least one of said first and second magnetic features may be applied to the surface of the document. Equally, at least one of said first and second magnetic features may be incorporated into the body of the document. Suitable methods for applying a magnetic feature to the surface of the document include printing, coating or laminating processes. The features may also be applied by other methods, including (but not limited to) methods involving selective metallisation by electrodeposition, direct hot stamping onto the surface of the document, and vacuum deposition (e.g. using a mask or template to create a desired pattern of deposition). After application of the magnetic feature(s) to the document, the feature(s) may be modified by selective removal of part of the applied materials for example by means of chemical etching or by ablation techniques, e.g. using a laser. Additionally, parts of the deposited material may, if desired, be modified physically or chemically so as to alter their magnetic properties in a selective manner.
The first and second magnetic features may be applied to the same face of the document or to opposite faces thereof.
At least one of said first and second magnetic features may comprise an amorphous metal glass.
Where the random property of the second magnetic feature is its spatial location, this may be achieved by means of at least one random number generator which is arranged to control a servo motor which governs the registration between the document or its laminar precursor and an applicator device for depositing magnetic material. The applicator may, for example, be a printhead, a stamper, a laminator, a sputterer or a coating device.
Where the random property of the second magnetic feature is its random magnetic signature, this can be achieved by a variety of means. For example, a random number generator may be arranged to control the selection of a magnetic material from a plurality of magnetic materials, the selected material being applied to the document or its laminar precursor to form said second magnetic feature. Alternatively, a random number generator may be arranged to control the quantity of magnetic material which is applied to the document or its laminar precursor to form said second magnetic feature. A further possibility is to use a random number generator which is arranged to control a process for generating a magnetic material, e.g. by the selection of two or more components from a plurality of such components, which are brought together under conditions which generate a magnetic material, the generated magnetic material being applied to the document or its laminar precursor to form said second magnetic feature.
The method of the present invention may include further steps to form additional layers or coatings on the surface of the document. These may, for example, include a protective outer layer formed, for example, of a plastics material; and layers which modify the optical properties of the document, e.g. its reflectivity and/or its transparency. If desired, coating(s) may be applied to act as camouflage layers so that the presence of either or both of the magnetic features is less easily discerned (whether by the naked eye or to optical reading apparatus).
The invention also provides security documents, e.g. banknotes, which are produced by the methods of the invention.
According to a further aspect of the present invention, there is provided a security document, e.g. a banknote, which carries a first magnetic security feature which is selected from a predetermined set of features (for example, to indicate the denomination or value of the document); and a second magnetic security feature which is random and/or is unique to a given specimen document, characterised in that either one or both of (a) the magnetic signature and (b) the location of the second magnetic security feature are effected at random.
Such a banknote may include a further detectable feature derived from said first and second features.
As described hereinafter, the security features mentioned are all magnetic; it is to be understood, however, that the magnetic features described herein may be used in isolation or in conjunction with other, non-magnetic security features (for example, optical features). Both of these options fall within the scope of this invention.
The magnetic features in security documents (e.g. banknotes) in accordance with this invention are preferably susceptible of being detected (read) by contactless magnetic sensors; and digital encryption techniques may be used with these documents to achieve enhanced levels of security and authentication. The use of this technique will enable layered security l

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