Data processing: financial – business practice – management – or co – Automated electrical financial or business practice or... – Finance
Reexamination Certificate
2007-07-24
2007-07-24
Hamilton, Lalita M. (Department: 3691)
Data processing: financial, business practice, management, or co
Automated electrical financial or business practice or...
Finance
C705S035000
Reexamination Certificate
active
10789920
ABSTRACT:
A financial instrument, equity dilution inhibitor and security upgrade account are disclosed based on an enhanced call-spread option. Implementation of the investment vehicle and/or upgrade account are managed via program controlled data processor governing system operation in accordance with investment parameters. Enhanced flexibility for this investment vehicle increases its usefulness to a broad spectrum of potential investors.
REFERENCES:
patent: 2003/0135446 (2003-07-01), Birle, Jr. et al.
patent: 2004/0098327 (2004-05-01), Seaman
patent: WO 2004/021120 (2004-03-01), None
Middlemiss, Jim. “Next on the Fix Hit List: Bonds and Derivatives”. Wall Street & Technology. New York: Apr. 2003. p. 23, 2 pgs.
Noraev Dmitry
Ortiz de Zevallos Arturo
Hamilton Lalita M.
Lehman Brothers Holdings Inc.
Morgan & Lewis & Bockius, LLP
Underwood, Esq. Steven D.
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