Data processing: structural design – modeling – simulation – and em – Modeling by mathematical expression
Reexamination Certificate
2001-03-28
2004-03-30
Frejd, Russell (Department: 2123)
Data processing: structural design, modeling, simulation, and em
Modeling by mathematical expression
C700S028000, C700S044000
Reexamination Certificate
active
06714899
ABSTRACT:
FIELD OF THE INVENTION
This invention relates generally to the field of computer-based control systems and control algorithms therefor, and more particularly relates to a Model Predictive Control class of computer control algorithms.
BACKGROUND OF THE INVENTION
Model Predictive Control (“MPC”) refers to a class of computer control algorithms that compute sequences of manipulated variable adjustments (control moves) in order to optimize the future behavior of a system. Computerized control systems making use of MPC technology are particularly well-suited for controlling such complex industrial systems as manufacturing plants, chemical processing plants, petroleum refineries, and the like. Such systems have many parameters (flow rates, temperatures, pressures, and so on) which require continuous real-time or nearly real-time adjustment or tuning.
As the name suggests, MPC uses an explicit model to predict how a process will evolve in time. The prediction is used to determine “optimal” control moves that will bring the process to a desired state. The optimal control moves are the result of an online optimization which is, in general, a full-blown nonlinear program (“NLP”). In practice, though, because linear models are used, the resulting optimizations are linear and quadratic programs. While originally developed to address the needs of power plants and petroleum refineries, MPC technology is now used in a wide variety of commercial and industrial applications ranging from food processing to pulp and paper production.
In many modern industrial processing plants, MPC is implemented as part of a multi-level hierarchy of control functions. 
FIG. 1
 depicts, in block diagram form, a control system 
10
 suitable for controlling, for example, an industrial plant or the like having a plurality of operational components which require parametric control of one or more (usually a plurality) of controlled variables to maintain a desired operational status for the plant overall. In one embodiment, for example, controller system 
10
 may be a chemical processing plant. Those of ordinary skill in the art would appreciate that such a plant would have various operational components, such as electronically-controlled flow valves, pressure valves, heating and cooling systems, and the like, which require continuous monitoring and parametric adjustment or control in order to ensure proper functioning of the plant as a whole.
The block diagram of 
FIG. 1
 illustrates the differences between a standard conventional control hierarchy and one using MPC. In 
FIG. 1
, a “conventional” control hierarchy is represented within dashed line 
12
, and an MPC control hierarchy is represented within dashed line 
14
. As would be apparent to those of ordinary skill in the art, each of the control hierarchies 
12
 and 
14
 functions to generate control signals, represented by lines 
16
 in 
FIG. 1
, to be applied to controlled systems or components in, for example, an industrial plant of some sort. In the exemplary embodiment of 
FIG. 1
, the “controlled components” include flow controllers 
18
, pressure controllers 
20
, temperature controllers 
22
, and level controllers 
24
 as examples, although it is to be understood that the class of controlled components and systems includes many other types of functional units adapted to be adjusted or controlled by means of one or more electrical control signals.
In 
FIG. 1
, conventional control hierarchy 
12
 is shown being comprised of several discrete components. Central to control hierarchy 
12
 is one or more single-parameter controllers 
26
, one type of which being commonly referred to as a proportional, integrating, derivative (“PID”) controller. Those of ordinary skill in the art will appreciate that various types of PID controllers are available as commercial, off-the-shelf components from, by way of example but not limitation, Honeywell, Inc., Minneapolis, Minn. Such controllers implement simple control algorithms to generate a single parameter control output signal in response to one or more inputs. Controller 
12
 in 
FIG. 1
 is shown to further comprise other logic blocks, such as lead/lag (“L/L”) block 
28
, summation (“SUM”) blocks 
30
, and high/low select logic block 
32
. Those of ordinary skill in the art will appreciate that this additional logic associated with PIDs 
26
 enables controller 
12
 to accomplish the multi-parameter control functionality that can be done with a single MPC controller such as that designated with reference numeral 
50
 in FIG. 
1
.
The design and operation of a conventional controller 
12
 such as that in 
FIG. 1
 is well understood by those of ordinary skill in the art, and the details of its operation will not be discussed in further detail herein. It is sufficient to state that controller 
12
 operates in response to various inputs reflecting the state of the system to generate one or more output control signals for adjustment of one or more operational parameters of the system.
With continued reference to 
FIG. 1
, at the top of the control hierarchy, a plant-wide optimizer designated with reference numeral 
34
 determines optimal steady-state settings for each controlled unit in the plant. These settings may be sent to local optimizers 
36
 associated with each controlled unit. Such local optimizers may run more frequently or consider a more detailed unit model than is possible at the plant-wide level. Each local optimizer 
36
 computes control settings corresponding to optimal, economic steady-states and passes this information to a dynamic constraint control system for implementation. As indicated by dashed line 
35
 in 
FIG. 1
, the dynamic constraint control system comprises high-low select logic block 
32
, PIDs 
26
, lead/lag block 
28
, and summation blocks 
30
. The dynamic constraint control 
35
 must move the plant from one constrained steady-state to another while minimizing constraint violations along the way.
Those of ordinary skill in the art will appreciate that in conventional control structures such as that designated with reference numeral 
12
 in 
FIG. 1
, tuning and design can take considerable engineering effort. This is in part because each PID 
26
 is general-purpose and is typically only capable of controlling one controlled variable, and as an off-the-shelf component must be tuned for a particular application. MPC is an optimal-control based method in the sense that it determines the optimal control moves by minimizing an objective function. The objective function depends on both the current and predicted future states of the system and the future inputs to the system. The states and the inputs are related through an explicit process model. The theoretical framework which has developed around MPC does not depend on the particular model form and allows for many variations. The models can be linear or nonlinear, continuous-time or discrete time, state-space or input-output, deterministic or stochastic, and more. The flexibility in choosing the type of model provides a powerful advantage to MPC in accordance with the embodiments of the invention disclosed herein.
With continued reference to 
FIG. 1
, within the MPC control structure, the plant-wide optimization represented by block 
34
 is a system-wide process that is typically conducted less frequently relative to other levels of optimization and control in the overall hierarchy. On the other hand, local optimization represented by blocks 
36
 in 
FIG. 1
, also known as “real-time optimization” or “RTO,” may be conducted somewhat more frequently, for example every 6 hours, or perhaps every 30 minutes or so, depending on the particularities of the system being controlled. The MPC function, represented by block 
50
 in 
FIG. 1
, is customarily divided into a steady-state calculation and a dynamic calculation, where each of these phases of MPC may be performed every one to two minutes, for example. The dynamic MPC calculation has been studied extensively (see, e.g., S. J. Qin and T. A. Badgwell, “An Overview of Industrial Model Predictive Control
Aspen Technology Inc.
Frejd Russell
Hamilton Brook Smith & Reynolds P.C.
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