Process and device for non-invasively determining cerebral...

Surgery – Diagnostic testing – Detecting nuclear – electromagnetic – or ultrasonic radiation

Reexamination Certificate

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C600S504000, C600S310000

Reexamination Certificate

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06223069

ABSTRACT:

BACKGROUND OF THE INVENTION
1. Field of the Invention
The present invention relates to a process and system for non-invasively measuring cerebral blood flow by near-infrared spectroscopy and more particularly to near-infrared spectroscopy which uses the intravenous administration of a tracer dye.
2. Description of the Related Art
Near-infrared spectroscopy (NIRS), was described for the first time in 1977 by Jöbsis (Jöbsis, F. F.: Science 198 (1977), 1264-1267), and represents a relatively new method that makes it possible to non-invasively detect changes in the concentration of chromophores having absorption properties in the near-infrared spectrum in the tissue. The light emitted by a laser at the surface of the body in the near-infrared spectrum (&lgr;=700−1000 nm) can, in contrast to visible light, penetrate endogenous tissue up to a depth of 6 cm. See Van der Zee, P. et al.: Adv. Exp. Med. Biol. 316 (1992), 143-153. In doing so, part of the light is scattered and reflected and can again be detected at the surface of the body by a photomultiplier. Chromophores in the tissue with absorption properties in the range of the emitted light are able, depending on their concentration, to absorb the incident light and thus reduce the amount of light emitted. According to the Beer-Lambert law, the concentration of chromophores in the tissue can be deduced from the light absorption, i.e., the optical density of the tissue.
A noninvasive method for measuring cerebral blood flow by near-infrared spectroscopy (NIRS) was developed in 1988 by Edwards et al. (Edwards, A. D. et al.: The Lancet 2 (1988), 770-771).
The method developed by Edwards et al. uses HbO
2
as a tracer substance for measuring cerebral blood circulation. The concentration of the tracer in the blood is rapidly raised by a sudden increase in the oxygen content of inhaled air (FiO
2
). The surge of the “tracer” in the cerebral circulation is detected by NIRS and, based on the Fick principle, is calculated by comparison with the surge of cerebral blood flow detected peripherally by pulsoximetry (Edwards, A. D. et al.: J. Appl. Physiol. 75 (1993), 1884-1889; Elwell, C. E. et al.: Adv. Exp. Med. Biol. 317 (1992), 235-245; Elwell, C. E. et al.: J. Appl. Physiol. 77 (1994), 2753-2760; Elwell, C. E. et al.: Acta Neurosurgery 59 (1993), 74-80). The methodology is validated by comparison with a plethysmographic blood flow measurement at the underarm (Edwards, A. D. et al.: J. Appl. Physiol. 75 (1993), 1884-1889).
One drawback of the method described by Edwards is that the surge of the tracer substance cannot be precisely controlled, since the rapid oxygenation of hemoglobin with the increase in FiO
2
depends on ventilation. Further, the concentration of the tracer substance, even with the most rapid increase in HbO
2
, will not increase rapidly enough to achieve optimal determination of the CBF (cerebral blood flow). To achieve a measurable increase in HbO
2
by increasing FiO
2
, first a lowering of the HbO
2
by hypoventilation is necessary. However, this generally does not occur in traumatized patients whom a measurement of the CBF would be clinically relevant.
Another drawback of the method described by Edwards et al. is that it is an invasive method. Because it requires the implantation of an additional intravascular, fiber-optic measuring catheter it is not suited for rapid, noninvasive measurement of cerebral blood flow.
For these reasons, Roberts et al. (Roberts, I. et al.: The Lancet 342 (1993), 1425) modified the methodology by using, instead of HbO
2
, an intravenously administered dye as the tracer substance. The dye indocyanine green (1-[sulfobutyl]-3,3-dimethyl-2-[7-[-4-sulfobutyl]-3,3-dimethyl-4,5-benzoindolinylidene-[2]]-heptatriene-[1,3,5]-yl]4,5,benzoindolium) with a molecular weight of 774,97 Daltons (Cherrick, G. R. et al.: J. Clin. Invest. 39 (1960), 592-600), has a maximum absorption rate of about 805 nm and thus lies in the spectrum of near-infrared light (Landsman, M. L. J. et al.: J. Appl. Physiol. 40 (1976), 575-583). After intravenous administration, the dispersion of indocyanine green by the 95% bonding to plasma proteins (Muckle, T. J.: Biochem. Med. 15 (1976), 17-21), especially &agr;-lipoproteins, is strictly limited to the intravascular compartment (Cherrick, G. R. et al.: J. Clin. Invest. 39 (1960), 592-600). In this way, it is extraordinarily suited as an intravascular tracer. Since it is eliminated quickly by the liver from the circulatory system (Cherrick, G. R. et al.: J. Clin. Invest. 39 (1960), 592-600), repeated measurements at brief intervals are possible. The particular light-absorbing properties of indocyanine green in the near-infrared spectrum make it possible to detect its presence by near-infrared spectroscopy.
Roberts et al. tried to use, instead of the endogenous tracer HbO
2
, an intravenous bolus injection of indocyanine green as the tracer substance and again, using the Fick principle, to calculate cerebral blood flow. For this purpose, the surge of indocyanine green in the cerebral vascular system was detected by NIRS and simultaneously the surge of the dye in the arteries was recorded by an invasively implanted arterial catheter. The cerebral blood flow was then determined as CBF=k(Q(t)/(
O

t
(Pa)dt)), where CBF is the cerebral blood flow [ml/(100 g×min)], k is the constant consisting of the molecular weight of indocyanine green and the density of the cerebral tissue, Q is the accumulation of tracer in the brain measured by NIRS, and P(a) is the arterial concentration of the tracer measured invasively by an intravascular, fiber optic catheter.
In contrast, the device according to the present invention uses two spectroscopes and thus makes it possible to simultaneously measure the relative circulation of blood in the brain through both hemispheres. The near-infrared spectroscope NIRO 500 produced by Hamamatsu Photonics used by Roberts et al. comprises four pulsed lasers in the near-infrared spectrum range, whereas in the present device only two pulsed monochromatic light sources are used for each hemisphere of the brain, one for a measuring wavelength and one for a reference wavelength in the near-infrared spectrum range.
Finally, the arterial dye curve is measured in the device described by Roberts et al. by a fiber optic catheter implanted invasively intra-arterially. The system of the present invention in contrast uses noninvasive measurement of the arterial dye curve by a measuring device using pulse densitometry. The invasiveness of the device and process described by Roberts et al. represents an essential difference compared to the system and process of the present invention, since the implantation of a fiber optic catheter is a surgical procedure having the medical risks of infection, perforation or thrombosis/embolism. In contrast, pulse densitometry is performed non-invasively and thus does not encompass any of the prior art risks described above.
With respect to the measuring procedure, the method used by Roberts et al. clearly differs from the one described herein. In the first place the cerebral blood flow is calculated on the basis of the Fick principle, whereas the process of the present invention is performed by doing a transport function analysis of the indicator dilution curve by deconvolution and subsequently determining a relative blood flow index based on the transcerebral dye transport function. Both processes for measuring cerebral blood flow by near-infrared spectroscopy and intravenous administration of a tracer dye were not validated, i.e., the measurement values obtained were not compared with an independent method. In a briefly conducted study, (Kuebler, W. M. et al.: Int. J. Microcirc.: Clin. Exp. 16 Sl (1996), 223) it was proven for the first time that the measurement values obtained with one of the two methods described above in no way reflects cerebral blood circulation, but rather are the expression of cardiac volume, of which brain blood circulation

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