Polysaccharide pigment dispersions

Compositions: coating or plastic – Materials or ingredients – Pigment – filler – or aggregate compositions – e.g. – stone,...

Reexamination Certificate

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C106S402000, C106S500000, C106S501100

Reexamination Certificate

active

06294013

ABSTRACT:

BACKGROUND OF THE INVENTION
1. Field of the Invention
The invention relates to a viscosity stable aqueous dispersion suitable for coloring water-based cosmetics, paper coatings and inks for food packaging. More particularly, the present invention relates to an aqueous dispersion which contains at least one Food, Drug and Cosmetic (“FD&C”) and/or Drug and Cosmetic (“D&C”) pigment dispersed in water with a polysaccharide resin.
2. Related Art
Only pigments which have been certified for cosmetics or direct food contact can be used for coloration of water-based cosmetics, food and food packaging such as candy wrappers. Common pigments used in cosmetics include: D&C Red 6 (Disodium Salt), D&C Red 6 (Barium Lake), D&C Red 7 (Calcium Lake), FD&C Yellow 5 (Aluminum Lake), FD&C Yellow 6 (Aluminum Lake), FD&C Yellow 10 (Aluminum Lake) and FD&C Blue I (Aluminum Lake). These above-mentioned pigments are salts of the corresponding FD&C and D&C dyes.
The FD&C dyes and the D&C dyes all have functional sites, such as carboxylic groups or sulfonates, which provide excellent water solubility. However, water solubility can lead to undesirable problems such as dye bleeding and staining. To prevent these problems, FD&C dyes and D&C dyes are made water insoluble by converting (“laking”) their functional sites to salts with metal ions, such as sodium, barium, calcium or aluminum.
The formulator is faced with a dilemma because, while it is desirable for the pigments to be water insoluble once applied to the cosmetic or food packaging, it is also important for the pigment to be evenly distributed during printing or coloration of the cosmetic or food packaging. In short, the formulator must be able to evenly disperse the water-insoluble laked FD&C and D&C pigments in water in order to apply them.
Dispersion of these FD&C pigments into water presents a difficult challenge. The laked pigments contain large amounts of metal ions, such as aluminum, barium or calcium, which can cause very large viscosity increases in aqueous systems. For example, aluminum ion forms aluminum hydroxide in water, in which a number of water molecules are “attached” or hydrated to the aluminum ion. Given enough aluminum ions, water can eventually gel completely due to the water of hydration and also to the structuring of the neighboring water molecules via hydrogen bonding.
Alkali-sensitive styrene-acrylic resins are commonly used in printing inks for dispersion of industrial organic pigments (such as phthalocyanine blue, diarylide yellow or carbon black). However, these acrylics are not effective in stabilizing FD&C or D&C pigments in water by themselves, and can aggravate the gellation problem since the aluminum ions can attach themselves to the acrylate functionality, and because styrene acrylic resins become water insoluble at low pH.
U.S. Pat. No. 5,059,248 discloses an aqueous dispersion composition which includes FD&C or D&C pigment and a salt of ethylenediaminetetracetic acid or nitrilo triacetic acid as a stabilizing agent. The dispersion may additionally contain a lower alkanol and/or a water soluble plasticizer. Film-forming resins such as methyl cellulose, hydroxypropylmethyl cellulose, ethyl cellulose, cellulose acetate phthalate, shellac and polyvinyl pyrrolidone may also be included in the aqueous dispersion.
U.S. Pat. No. 4,652,313 discloses aqueous lake pigment suspensions which include FD&C lakes, a polymeric colloid such as gum arabic, guar gum, agar, xantham gum, PG alginate, hydroxypropyl cellulose, and polymeric colloids such as corn starch or polyvinylpyrrolidone may be included in the suspension.
U.S. Pat. No. 5,753,021 discloses pigmented ink jet ink compositions which contain modified polysaccharide resin, a carrier and a pigment. “Universal Pigment Dispersions,” a brochure from Lorama Chemicals, Inc., discloses aqueous dispersions containing polysaccharide resin, styrene acrylate and ethylenediaminetetraacetic acid for use in paint compositions.
An object of the present invention is to provide an aqueous pigment dispersion containing FD&C and/or D&C pigments which will uniformly color food packaging, and will not bleed or stain once deposited.
SUMMARY OF THE INVENTION
In one aspect, the present invention relates to an aqueous pigment dispersion, comprising
(i) a pigment selected from FD&C pigments and D&C pigments;
(ii) a polysaccharide resin; and
(iii) water.
In another aspect, the present invention relates to a process for preparing an aqueous dispersion, comprising
(i) homogenizing a FD&C or D&C pigment, a polysaccharide resin and water to form a premix, and
(ii) milling the premix until the mean particle size distribution of the pigment is less than one micron.
A feature of the aqueous dispersion of the present invention is the combination of at least one FD&C or D&C pigment and a polysaccharide.
An advantage of the aqueous dispersion of the present invention is that it is stable and does not exhibit an increase in viscosity over time.
DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS
The pigment employed in the present invention may be any FD&C or D&C pigment. Preferred FD&C pigments include FD&C Red No. 40, FD&C Yellow No. 5, FD&C Yellow No. 6 and FD&C Blue No. 1. Preferred D&C pigments include D&C Red No. 6, D&C Red No. 7, D&C Red No. 21, D&C Red No. 22, D&C Red No. 27, Red No. 28, D&C Red No. 30, D&C Red No. 33, D&C Red No. 34, D&C Red No. 36, D&C Orange No. 5 and D&C Yellow No. 10. All of these pigments are commercially available.
The polysaccharide resin should not have functional groups that would be affected by the metal ions of the laked pigments. In addition, the polysaccharide resin should readily form a film and exhibit excellent water resistance. Preferred polysaccharide resins include corn starch, cellulose and hydroxypropyl cellulose. A particularly preferred polysaccharide resin is JA-250-3, commercially available from Lorama Chemicals Inc., Milton Ontario, Canada, which contains 43% polysaccharide resin, 3% propylene glycol and 54% water. This resin has a pH of 6.8, a MFFT of 1.0° C. and a glass transition temperature of 94.0° C. The polysaccharide resin contained in this product is believed to be corn starch having a number average molecular weight of 500,000 to 2,500,000.
A styrene-acrylic resin may optionally be included in the aqueous dispersion of the present invention. The styrene-acrylic resin may be any styrenated acrylic resin which assists in the dispersal of the pigment in water. Suitable styrene-acrylic resins include styrene/acrylic acid copolymer, styrene/acrylic acid/alkyl acrylate copolymer, styrene/ methacrylic acid copolymer, and styrene/methacrylic acid/alkyl acrylate copolymer. A particularly preferred styrene-acrylate resin is Joncryl 67, commercially available from S. C. Johnson, Racine, Wis.
The aqueous dispersion of the present invention may be prepared using commercially available equipment and known techniques. A particularly preferred process for preparing the aqueous dispersion includes
(i) homogenizing a pigment selected from the group consisting of FD&C pigments and D&C pigments, a polysaccharide resin and water to form a premix, and
(ii) milling the premix until a mean value of a particle size distribution of the pigment is less than one micron.
The aqueous pigment dispersion may contain from about 10 to about 35, preferably 15 to 30, weight percent of pigment, based on the total weight of the dispersion. The polysaccharide resin may be present in an amount of from about 5 to about 45, preferably 10 to 40, weight percent, based on the total weight of the dispersion. The dispersion may optionally contain from about 1 to about 40, preferably 1 to 25 weight percent of styrene-acrylic resin, based on the total weight of the dispersion.
The aqueous pigment dispersion may optionally contain other compounds assuming they do not detract from the desirable properties of the dispersion. For example, the aqueous dispersion may also contain a water-soluble organic co-solvent. Suitable co-solvents include alkanols (methanol, ethanol, n-propanol, isopropanol, n-bu

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