Data processing: financial – business practice – management – or co – Automated electrical financial or business practice or... – Finance
Reexamination Certificate
2006-08-31
2009-08-11
Poinvil, Frantzy (Department: 3692)
Data processing: financial, business practice, management, or co
Automated electrical financial or business practice or...
Finance
C705S038000, C705S03600T
Reexamination Certificate
active
07574398
ABSTRACT:
A platform supports multiple processes, including market processes having respective market methodologies, trading processes having trading methodologies, platform processes providing services to the market processes and trading processes, and representation processes for coupling the market processes to external markets. The trading processes interact with each other and with external markets through the market processes.
REFERENCES:
patent: 3702007 (1972-10-01), Davis, II
patent: 4346442 (1982-08-01), Musmanno
patent: 4376978 (1983-03-01), Musmanno
patent: 4456957 (1984-06-01), Schieltz
patent: 4823265 (1989-04-01), Nelson
patent: 5077665 (1991-12-01), Silverman
patent: 5101353 (1992-03-01), Lupien
patent: 5148365 (1992-09-01), Dembo
patent: 5253165 (1993-10-01), Leiseca
patent: 5297031 (1994-03-01), Gutterman
patent: 5297032 (1994-03-01), Trojan
patent: 5315634 (1994-05-01), Tanaka
patent: 5412804 (1995-05-01), Krishna
patent: 5453601 (1995-09-01), Rosen
patent: 5615269 (1997-03-01), Micali
patent: 5689652 (1997-11-01), Lupien
patent: 5787402 (1998-07-01), Potter
patent: 5806048 (1998-09-01), Kiron
patent: 5826244 (1998-10-01), Huberman
patent: 5845266 (1998-12-01), Lupien
patent: 5847845 (1998-12-01), Takahashi
patent: 5864827 (1999-01-01), Wilson
patent: 5915245 (1999-06-01), Patterson, Jr.
patent: 5924082 (1999-07-01), Silverman
patent: 5924083 (1999-07-01), Silverman
patent: 5941996 (1999-08-01), Smith
patent: 5946666 (1999-08-01), Nevo
patent: 5946667 (1999-08-01), Tull, Jr.
patent: 5950176 (1999-09-01), Keiser
patent: 5950177 (1999-09-01), Lupien
patent: 5953707 (1999-09-01), Huang
patent: 5963923 (1999-10-01), Garber
patent: 5978779 (1999-11-01), Stein
patent: 5983200 (1999-11-01), Slotznick
patent: 5987435 (1999-11-01), Weiss
patent: 6012043 (2000-01-01), Albright
patent: 6012046 (2000-01-01), Lupien
patent: 6014643 (2000-01-01), Minton
patent: 6016483 (2000-01-01), Rickard
patent: 6018722 (2000-01-01), Ray
patent: 6021397 (2000-02-01), Jones et al.
patent: 6021398 (2000-02-01), Ausubel
patent: 6026383 (2000-02-01), Ausubel
patent: 6029146 (2000-02-01), Hawkins
patent: 6035287 (2000-03-01), Stallaert
patent: 6035289 (2000-03-01), Chou
patent: 6068117 (2000-05-01), Koehn
patent: 6092056 (2000-07-01), Tull, Jr.
patent: 6101484 (2000-08-01), Halbert
patent: 6105005 (2000-08-01), Fuhrer
patent: 6131087 (2000-10-01), Luke
patent: 6134535 (2000-10-01), Belzberg
patent: 6160204 (2000-12-01), Steffens
patent: 6236980 (2001-05-01), Reese
patent: 6278982 (2001-08-01), Korhammer
patent: 6285989 (2001-09-01), Shoham
patent: 6317727 (2001-11-01), May
patent: 6317728 (2001-11-01), Kane
patent: 6321212 (2001-11-01), Lange
patent: 6343278 (2002-01-01), Jain
patent: 6359633 (2002-03-01), Balasubramaniam
patent: 6377940 (2002-04-01), Tilfors
patent: 6408282 (2002-06-01), Buist
patent: 6418419 (2002-07-01), Nieboer
patent: 6421653 (2002-07-01), May
patent: 6493681 (2002-12-01), Tertitski
patent: 6493682 (2002-12-01), Horrigan
patent: 6505174 (2003-01-01), Keiser
patent: 6553346 (2003-04-01), Walker
patent: 6594643 (2003-07-01), Freeny, Jr.
patent: 6601044 (2003-07-01), Wallman
patent: 6625583 (2003-09-01), Silverman
patent: 6629082 (2003-09-01), Hambrecht
patent: 6792399 (2004-09-01), Phillips
patent: 6850907 (2005-02-01), Lutnick
patent: 6944879 (2005-09-01), Hirayama
patent: 7035819 (2006-04-01), Gianakouros
patent: 7058601 (2006-06-01), Paiz
patent: 7242669 (2007-07-01), Bundy
patent: 2001/0042785 (2001-11-01), Walker et al.
patent: 2002/0004774 (2002-01-01), Defarlo
patent: 2002/0023037 (2002-02-01), White, Jr.
patent: 2002/0107781 (2002-08-01), Neyman
patent: 2002/0138390 (2002-09-01), May
patent: 2003/0014354 (2003-01-01), Madoff
patent: 2003/0014379 (2003-01-01), Saias
patent: 2004/0117302 (2004-06-01), Weichert et al.
patent: 2006/0195386 (2006-08-01), Glodjo
patent: 0063814 (2000-10-01), None
patent: 0102930 (2001-01-01), None
TIS Worldwide Builds Stock Market Game For Securities Industry Foundation For Economic Education; [1] PR Newswire. New York: Apr. 3, 2000. p. 1.
Handa, P., et al., “A Tale of Two Trading Venues: Electronically Delivered Orders vs. Floor Brokered Orders on the American Stock Exchange,” Proceedings of the 32nd Hawaii International Conference on Systems Sciences [HICSS-32], Jan. 1999, 7 pages.
Lowenstein, R., “Why Stock Options Can Be Dynamite for a Portfolio,” Wall Street Journal (Europe), Nov. 7, 1997, p. 13.
McGuire, C., “FIXML Set for Launch,” Wall Street & Technology 17(3):50, Mar. 1999.
Tsu, M.E., “Tutorial on Using Options in Active Strategies,” Derivatives Quarterly 6(1):39-48, Fall 1999.
Arvelund, E., “An Arranged Exchange,” Business2.com, Feb. 6, 2001, pp. 90-91.
Board of Trade of the City of Chicago, Commodity Trading Manual, 1998, pp. 178-179, 387.
Chang, K., “New Age Bidding: Against Computers, Humans Usually Lose,” [online] The New York Times, Jan. 2, 2001, <http://www.nytimes.com/2001/01/02 /science/02BIDS.html?printpage=yes>.
Dalton, J.M., How the Stock Market Works, 3d ed., Prentice Hall, Englewood Cliffs, N.J., Chaps. 5 and 7, 2001.
Hull, J.C., Introduction to Futures & Options Markets, 2d ed., Prentice Hall, Englewood Cliffs, N.J., 1995, pp. 4-6, 11, 26, 33-34.
Keyes, J. (ed.), “Handbook of Technology Financial Services,” Auerbach Publications, New York, Chaps. 5, 36, 37, and 40, 1999.
“Lab Rat: Smart Technology Trounces Traders” [e-mail from lab—rat@listserv.redherring.com], Feb. 8, 2001, <http://www.redherring .com/insider/2001/0208/tech-labrat020801.html>, pp. 1-5.
Livingston, M., Bonds and Bond Derivatives, Blackwell Publishers Inc., Malden, Mass., 1999, pp. 38-41.
Maes, P., et al., “Agents That Buy and Sell: Transforming Commerce as We Know It,” Communications of the ACM 42(3):1-12, Mar. 1999.
Michigan Internet AuctionBot, Jun. 20, 1997, <http://auction.eecs.umich.edu /features.html> [retrieved Mar. 30, 2000], 9 pages.
“More Companies Buying Back Stock,” The Salt Lake Tribune, Apr. 9, 2000, <http://proquest.umi.com/pqdweb?index=6&did=52501230&SrchMode=1&sid=21&Fmt=3...> [retrieved Nov. 3, 2005].
Ogata, H., et al., “Distributed PeCo-Mediator: Finding Partners via Personal Connections,” Proceedings of the IEEE International Conference on Systems, Man and Cybernetics, Beijing, China, Oct. 14-17, 1996, pp. 802-807.
The Options Institute, “Options: Essential Concepts & Trading Concepts,” 3rd ed., McGraw-Hill, New York, 1999, p. 420.
Propson, D., “The Secret Matchmaker,” Business2.com,, Mar. 6, 2001, pp. 90 91.
Rijnen, H., “Trading Places,” Alleycat News, Nov. 2000, pp. 61-73.
Rosen, J., and K.M. Merz (eds.), The Handbook of Investment Technology: A State-of the-Art Guide to Selection, Implementation & Utilization, McGraw-Hill, New York, Chaps. 7, 8, and 15, 1996.
“Streamer Free Real-Time Stock Quote Service Registers 12,000 Users,” PR Newswire, Nov. 3, 1999, <http://www.findarticles.com/m4PRN/1999—Nov—3/57153236/p1/article.jhtml> [retrieved Apr. 5, 2004].
Teweles, R.J., et al., The Stock Market, Wiley, New York, Chaps. 8 and 23, 1998.
Wellman, M.P., and P.R. Wurman, “Real Time Issues for Internet Auctions,” First IEEE Workshop on Dependable and Real-Time E-Commerce Systems, Denver, Colo., Jun. 1998, 6 pages.
Wurman, P.R., et al., “Flexible Double Auctions for Electronic Commerce: Theory and Implementation,” Decision Support Systems 24(1):17-27, 1998.
Paradigm Receives Order from RACO Industries; Purchase Order Follows Successful Product Trial, Business Editors, Business Wire, New York, Mar. 8, 2001, <http://proquest.umi.com/pqweb?index=0&did=69346571&SrchMode=1&sid=2&Fmt=3&VI...> [retrieved Sep. 2, 2008], pp. 1-4.
Twitchell, E.E., “Barron's Online: Extreme Markets,” Barron's 80(15):36, Apr. 20, 2000.
Olsen, R.A., “Behavioral Finance and It
Christensen O'Connor Johnson & Kindness PLLC
Graham Clement
Poinvil Frantzy
LandOfFree
Platform for market programs and trading programs does not yet have a rating. At this time, there are no reviews or comments for this patent.
If you have personal experience with Platform for market programs and trading programs, we encourage you to share that experience with our LandOfFree.com community. Your opinion is very important and Platform for market programs and trading programs will most certainly appreciate the feedback.
Profile ID: LFUS-PAI-O-4086110