Abrading – Abrading process – With tool treating or forming
Reexamination Certificate
2002-11-19
2003-11-25
Hong, William (Department: 3725)
Abrading
Abrading process
With tool treating or forming
C451S288000, C451S443000, C451S444000, C451S451000, C451S456000
Reexamination Certificate
active
06652364
ABSTRACT:
TECHNICAL FIELD
The present invention relates to methods and apparatuses for planarizing microelectronic-device substrate assemblies, and to methods for mechanical and chemical-mechanical planarization of such substrate assemblies on planarizing pads.
BACKGROUND OF THE INVENTION
Mechanical and chemical-mechanical planarizing processes (“CMP”) are used in the manufacturing of electronic devices for forming a flat surface on semiconductor wafers, field emission displays and many other microelectronic-device substrate assemblies. CMP processes generally remove material from a substrate assembly to create a highly planar surface at a precise elevation in the layers of material on the substrate assembly.
FIG. 1
 schematically illustrates an existing web-format planarizing machine 
10
 for planarizing a substrate 
12
. The planarizing machine 
10
 has a support table 
14
 with a top-panel 
16
 at a workstation where an operative portion (A) of a planarizing pad 
40
 is positioned. The top-panel 
16
 is generally a rigid plate to provide a flat, solid surface to which a particular section of the planarizing pad 
40
 may be secured during planarization.
The planarizing machine 
10
 also has a plurality of rollers to guide, position and hold the planarizing pad 
40
 over the top-panel 
16
. The rollers include a supply roller 
20
, first and second idler rollers 
21
a 
and 
21
b, 
first and second guide rollers 
22
a 
and 
22
b, 
and a take-up roller 
23
. The supply roller 
20
 carries an unused or pre-operative portion of the planarizing pad 
40
, and the take-up roller 
23
 carries a used or post-operative portion of the planarizing pad 
40
. Additionally, the first idler roller 
21
a 
and the first guide roller 
22
a 
stretch the planarizing pad 
40
 over the top-panel 
16
 to hold the planarizing pad 
40
 stationary during operation. A motor (not shown) drives at least one of the supply roller 
20
 and the take-up roller 
23
 to sequentially advance the planarizing pad 
40
 across the top-panel 
16
. As such, clean pre-operative sections of the planarizing pad 
40
 may be quickly substituted for used sections to provide a consistent surface for planarizing and/or cleaning the substrate 
12
.
The web-format planarizing machine 
10
 also has a carrier assembly 
30
 that controls and protects the substrate 
12
 during planarization. The carrier assembly 
30
 generally has a substrate holder 
32
 to pick up, hold and release the substrate 
12
 at appropriate stages of the planarizing cycle. A plurality of nozzles 
33
 attached to the substrate holder 
32
 dispense a planarizing solution 
44
 onto a planarizing surface 
42
 of the planarizing pad 
40
. The carrier assembly 
30
 also generally has a support gantry 
34
 carrying a drive assembly 
35
 that translates along the gantry 
34
. The drive assembly 
35
 generally has an actuator 
36
, a drive shaft 
37
 coupled to the actuator 
36
, and an arm 
38
 projecting from the drive shaft 
37
. The arm 
38
 carries the substrate holder 
32
 via another shaft 
39
 such that the drive assembly 
35
 orbits the substrate holder 
32
 about an axis B—B offset from a center point C—C the substrate 
12
.
The planarizing pad 
40
 and the planarizing solution 
44
 define a planarizing medium that mechanically and/or chemically-mechanically removes material from the surface of the substrate 
12
. The planarizing pad 
40
 used in the web-format planarizing machine 
10
 is typically a fixed-abrasive planarizing pad in which abrasive particles are fixedly bonded to a suspension material. In fixed-abrasive applications, the planarizing solution is a “clean solution” without abrasive particles because the abrasive particles are fixedly distributed across the planarizing surface 
42
 of the planarizing pad 
40
. In other applications, the planarizing pad 
40
 may be a non-abrasive pad without abrasive particles composed of a polymeric material (e.g., polyurethane) or other suitable materials. The planarizing solutions 
44
 used with the non-abrasive planarizing pads are typically CMP slurries with abrasive particles and chemicals to remove material from a substrate.
To planarize the substrate 
12
 with the planarizing machine 
10
, the carrier assembly 
30
 presses the substrate 
12
 against the planarizing surface 
42
 of the planarizing pad 
40
 in the presence of the planarizing solution 
44
. The drive assembly 
35
 then orbits the substrate holder 
32
 about the offset axis B—B to translate the substrate 
12
 across the planarizing surface 
42
. As a result, the abrasive particles and/or the chemicals in the planarizing medium remove material from the surface of the substrate 
12
.
CMP processes should consistently and accurately produce a uniformly planar surface on the substrate assembly to enable precise fabrication of circuits and photo-patterns. During the fabrication of transistors, contacts, interconnects and other features, many substrate assemblies develop large “step heights” that create a highly topographic surface across the substrate assembly. Yet, as the density of integrated circuits increases, it is necessary to have a planar substrate surface at several stages of processing the substrate assembly because non-uniform substrate surfaces significantly increase the difficulty of forming sub-micron features. For example, it is difficult to accurately focus photo-patterns to within tolerances approaching 0.1 &mgr;m on non-uniform substrate surfaces because sub-micron photolithographic equipment generally has a very limited depth of field. Thus, CMP processes are often used to transform a topographical substrate surface into a highly uniform, planar substrate surface.
In the competitive semiconductor industry, it is also highly desirable to have a high yield in CMP processes by quickly producing a uniformly planar surface at a desired endpoint on a substrate assembly. For example, when a conductive layer on a substrate assembly is under-planarized in the formation of contacts or interconnects, many of these components may not be electrically isolated from one another because undesirable portions of the conductive layer may remain on the substrate assembly over a dielectric layer. Additionally, when a substrate assembly is over planarized, components below the desired endpoint may be damaged or completely destroyed. Thus, to provide a high yield of operable microelectronic devices, CMP processing should quickly remove material until the desired endpoint is reached.
The web-format machine 
10
 produces good results in applications that use a stationary planarizing pad 
40
 and orbit the substrate assembly 
12
 about the offset axis B—B. One problem of CMP processing that the planarizing machine 
10
 addresses is the center-to-edge planarizing profile produced by conventional planarizing machines that have a rotating platen and a substrate holder that rotates about the center point of the substrate. In conventional rotating platen machines, the rotation of both the planarizing pad and the substrate holder causes the relative velocity between the substrate assembly and the pad to be consistently higher at the perimeter of the substrate assembly than the center. The polishing rate accordingly varies from the center of the substrate assembly to the perimeter causing a center-to-edge planarizing profile. The web-format machine 
10
 reduces the center-to-edge planarizing profile by orbiting the substrate holder 
32
 about the offset axis B—B and holding the planarizing pad 
40
 stationary to reduce the difference in relative velocity between the substrate assembly 
12
 and the pad 
40
 across the surface of the substrate assembly 
12
.
The web-format planarizing machine 
10
 also produces highly planar surfaces when substrate assemblies are planarized on a fixed-abrasive planarizing pad 
40
 and a “clean” planarizing solution 
44
, i.e., a planarizing solution without abrasive particles. Because the abrasive particles are fixedly bonded to the pad 
40
, the particles cannot agglomerate in the planarizing solution or accumulate on the planarizing 
Chopra Dinesh
Meikle Scott G.
Dorsey & Whitney LLP
Hong William
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