Data processing: financial – business practice – management – or co – Automated electrical financial or business practice or... – Finance
Reexamination Certificate
2011-03-08
2011-03-08
Patel, Jagdish N (Department: 3693)
Data processing: financial, business practice, management, or co
Automated electrical financial or business practice or...
Finance
C705S035000
Reexamination Certificate
active
07904375
ABSTRACT:
A method of registering a note with a governmental authority including filing a prospectus supplement including detailed descriptions of a plurality of asset classes and a plurality of transaction structures and incorporating by reference a base prospectus, wherein the base prospectus includes an identification of one or more types of securities available from an issuer of the note and characteristics of the issuer.
REFERENCES:
patent: 2002/0091621 (2002-07-01), Conklin et al.
patent: 2002/0161683 (2002-10-01), Ginsberg
patent: 2004/0039972 (2004-02-01), Chung
patent: 2006/0282356 (2006-12-01), Andres et al.
SEC Adopts Final Rules for Asset-Backed Securities; circa 2005, Jones Day; found on proquest.org.
Frank J. Babozzi, “The Handbook of Mortgage-Backed Securities,” Sixth Edition, 2006—material cited—“Bank of America Prospectus Supplement,” dated 2005, also available at http://www.sec.gov, CIK 0001315171.
Ramon Gomez, “A Practical Approach to Securities Offering Reform,” ABA Bank Compliance, Jul./Aug. 2006, vol. 27, Iss. 4.
Securities and Exchange Commission, “Secutiries Offering Reform; Final Rule,” Aug. 3, 2005, Federal Register, vol. 70, No. 148, pp. 44721-44831.
Jesse M. Brill, Comments of Jesse M. Brill, Concord, Calif., Mar. 3, 1997 http://www.sec.gov/rules/proposed/s7797.shtml, pp. 1-9.
McDermott Will & Emery, “Securities Offering Reform,” Sep. 2005, pp. 1-36.
Barclays Bank PLC, Prospectus Supplement to Prospectus dated Sep. 21, 2005.
Barclays Bank PLC, Product Supplement dated Oct. 12, 2008.
Barclays Bank PLC, Free Writing Prospectus dated Oct. 12, 2006.
Barclays Bank PLC, Recon Product Supplement dated Jun. 7, 2008.
Barclays Bank PLC, Pricing Supplement to the Product Supplement dated Jun. 7, 2008.
Barclays Bank PLC, Preliminary Pricing Supplement dated Oct. 18, 2006.
Barclays Bank PLC, Prospectus Supplement dated Oct. 2006.
Barclays Bank PLC, Product Supplement to the Prospectus Supplement dated 2006.
Barclays Bank PLC, Term Sheet, undated.
Clearly Gottliegh Steen & Hamilton LLP, SEC Adopts Securities Offering Reform, dated Aug. 1, 2005.
Clearly Gottliegh Steen & Hamilton LLP, Securites Offering Reform Questions and Answers, dated Nov. 30, 2005.
Pillsbury Winthrop Shaw Pittman; Practical Lessons Learned From the First 100 Days of Securities Offering Reform, dated Mar. 10, 2006, vol. 0804, No. 8050, by Todd W. Ecklan, Stanton D. Wong, Jeffrey J. Delaney, David S. Baxter.
Amster Rothstein & Ebenstein LLP
Barclays Bank PLC
Bartley Kenneth
Patel Jagdish N
LandOfFree
Method of registering multiple financial products with a... does not yet have a rating. At this time, there are no reviews or comments for this patent.
If you have personal experience with Method of registering multiple financial products with a..., we encourage you to share that experience with our LandOfFree.com community. Your opinion is very important and Method of registering multiple financial products with a... will most certainly appreciate the feedback.
Profile ID: LFUS-PAI-O-2775549