Method for structuring a transaction

Data processing: financial – business practice – management – or co – Automated electrical financial or business practice or... – Finance

Reexamination Certificate

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C705S035000

Reexamination Certificate

active

09883001

ABSTRACT:
In one embodiment, a method for structuring a transaction between a first party having a long position in a security and a second party is provided. In another embodiment, a method for structuring a transaction involving a first party having a long position in a security, a second party acting as a transaction facilitator, and a third party desiring to acquire short exposure to the security is provided.

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John Downes. “Dictionary of Finance and Investment Terms.” 1998. Barrons Educational Series, Inc, Fifth Edition, pp. 612-613.
Gregory May. “Flying on instruments: Synthetic investment and the avoidance of withholding tax.” Derivatives Quarterly. New York: Summer 1997. vol.3, Iss. 4; pp. 23.
Chuck Paustian. “Hedge Strategy Gains Attention.” Pensions & Investment Age. Chicago: Sep. 1, 1986. vol. 14, Iss. 19; pp. 53, 2 pages.
Robert W. Greenleaf. “Synthetic Instruments.” Financial Analysts Journal; Mar./Apr. 1989; 45, 2; ABI/INFORM Global. pp. 71.
Robert Winnet “Free way to play the market.” Sunday Times. London (UK): Jan. 16, 2000. pp. 5.

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