Method and system for the protection of broker and investor...

Data processing: financial – business practice – management – or co – Automated electrical financial or business practice or... – Finance

Reexamination Certificate

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C705S03600T, C705S037000

Reexamination Certificate

active

07822660

ABSTRACT:
A computer based method and system for advanced scenario based alert generation and processing is presented, with the specific ability to broker and investor activities that put either at risk. Advanced scenarios that describe such broker and investor activities are specifically defined. By applying these scenarios to transactional data from a variety of financial institutions, broker and investor activities causing unacceptable amounts of risk can be detected on an automated basis.

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