Data processing: financial – business practice – management – or co – Automated electrical financial or business practice or... – Finance
Reexamination Certificate
2004-11-04
2010-02-02
Cheung, Mary (Department: 3694)
Data processing: financial, business practice, management, or co
Automated electrical financial or business practice or...
Finance
C705S037000
Reexamination Certificate
active
07657474
ABSTRACT:
A computer based method and system for advanced scenario based alert generation and processing is presented, with the specific ability to identify trading compliance violations in fixed income securities trading. Advanced scenarios that describe such trading compliance violations are specifically defined. By applying these scenarios to fixed income security transaction data from a variety of financial institutions, trading compliance violations can be detected on an automated basis.
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Donoho Steven Kirk
Dybala Tomasz Grzegorz
Hyde Patrick Kiplinger
Nosal William John
Cheung Mary
Holly John H
Mantas, Inc.
Pepper Hamilton LLP
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