Data processing: financial – business practice – management – or co – Automated electrical financial or business practice or... – Finance
Reexamination Certificate
2005-06-03
2010-06-15
Trammell, James P (Department: 3694)
Data processing: financial, business practice, management, or co
Automated electrical financial or business practice or...
Finance
C705S037000
Reexamination Certificate
active
07739165
ABSTRACT:
A financial instrument with two parts sold as a unit, comprising a preferred security in a company that is issued directly by the company; and a warrant to buy a common security in the company, wherein the instrument includes a redemption right that is exercisable by the company on both the preferred security and the warrant.
REFERENCES:
patent: 4588192 (1986-05-01), Laborde
patent: 4648038 (1987-03-01), Roberts et al.
patent: 6205433 (2001-03-01), Boesch et al.
patent: 6263321 (2001-07-01), Daughtery, III
patent: 6381585 (2002-04-01), Maples et al.
patent: 6598028 (2003-07-01), Sullivan et al.
patent: 7219079 (2007-05-01), Birle, Jr. et al.
patent: 7246094 (2007-07-01), Butcher
patent: 7257555 (2007-08-01), Farr
patent: 7257556 (2007-08-01), Rifkin
patent: 2002/0087373 (2002-07-01), Dickstein et al.
patent: 2003/0023536 (2003-01-01), Hollerman
patent: 2003/0028467 (2003-02-01), Sanborn
patent: 2003/0050884 (2003-03-01), Barnett
patent: 2003/0074300 (2003-04-01), Norris
patent: 2003/0120578 (2003-06-01), Newman
patent: 2003/0158809 (2003-08-01), Carney et al.
patent: 2004/0098327 (2004-05-01), Seaman
patent: 2004/0117282 (2004-06-01), Green et al.
patent: 2004/0162774 (2004-08-01), Golden
patent: 2004/0199442 (2004-10-01), Haberle
patent: 2005/0055303 (2005-03-01), Routtenberg
patent: 2005/0075976 (2005-04-01), Woodruff et al.
patent: 2005/0086148 (2005-04-01), Woodruff et al.
patent: 2005/0102206 (2005-05-01), Savasoglu et al.
patent: 2005/0160034 (2005-07-01), Woodruff et al.
patent: 2006/0117303 (2006-06-01), Gizinski
patent: 2007/0106588 (2007-05-01), Kulak
Michael J. Fleming and Kenneth D. Garbade. The Repurchase Agreement Refined: GCF Repo. Jun. 2003. Federal Reserve Bank of New York. vol. 9, No. 6, pp. 1-7.
Yoko Shibata, Repos provide Yanks with niche in Japan. Global Finance. Aug. 1994, vol. 8, Issue 8, pp. 17-22.
Ron Morrow. Repo, reverse repo and securities lending markets in Canada. Bank of Canada Review. Winter 1994/1995 pp. 61-72.
Barron's Dictionary of Finance and Investment terms. Fifth Edition. Copyright 1998 p. 60.
Frank Souder. The US repo and securities lending markets. International Securities Lending 1995-1996. pp. 225-227.
Repos rising. International Finance Law Review. London 2007, p. I.
PSA has guidelines for CMO repos. National mortgage news. New York, Jan. 29, 1996, vol. 20 issue 17, p. 12.
Brad Finkelstein. Chase starting commercial MBS unit. National mortgage news. New York. Sep. 18, 1995, vol. 19, issue 48 pp. 1-4.
TCAM's new sec lending and repo system. International securities lending. London. Fourth quarter 1995. p. 7.
Jennifer Ablan. Deutsche Bank Unit Launches Web Site for Research, Convertible-Bond Trading. Wall Street Journal (eastern ed.) NY, NY. Sep. 18, 2000, p. C15.
Ma Wenyan Winston
Sareen Gautam
Seaman David A.
Zajkowski Jeffrey J.
Holly John H
JPMorgan Chase Bank
Lowenstein & Sandler PC
Trammell James P
LandOfFree
Method and system for issuing convertible preferred securities does not yet have a rating. At this time, there are no reviews or comments for this patent.
If you have personal experience with Method and system for issuing convertible preferred securities, we encourage you to share that experience with our LandOfFree.com community. Your opinion is very important and Method and system for issuing convertible preferred securities will most certainly appreciate the feedback.
Profile ID: LFUS-PAI-O-4151822