Method and system for collection and analysis of shareholder...

Details Method and system for collection and analysis of shareholder... Method and system for collection and analysis of shareholder...

2004-06-14

2010-11-09

Kramer, James A (Department: 3693)

Data processing: financial, business practice, management, or co

Automated electrical financial or business practice or...

Finance

C705S035000, C705S03600T

Reexamination Certificate

active

07831500

ABSTRACT:
A system and method is provided for the gathering of and manipulation of shareholder data, including information on individual shareholders and related custodians of shares, and comparing the shareholder/custodian data to a set of rules and/or a set of marketing analysis data to identify securities compliance issues and/or evaluate a securities marketing plan.

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patent: 2003/0088482 (2003-05-01), Blumberg
patent: 2003/0093345 (2003-05-01), Cutbirth
patent: 2004/0193532 (2004-09-01), Lawrence
patent: 2005/0273418 (2005-12-01), Campbell

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