Optical: systems and elements – Lens – With reflecting element
Reexamination Certificate
1999-08-04
2001-11-27
Lester, Evelyn A (Department: 2873)
Optical: systems and elements
Lens
With reflecting element
C359S737000, C359S798000, C359S831000, C356S071000, C382S127000
Reexamination Certificate
active
06324020
ABSTRACT:
FIELD OF THE INVENTION
The present invention relates to an optical acquisition apparatus for use with an image capturing and recognition system. In particular, the present invention includes an optical acquisition apparatus for reducing or substantially eliminating trapezoidal distortion in images of patterned objects and allowing such images to be more sharply focused.
BACKGROUND
Patterned object recognition systems are becoming common in industrial and commercial settings and have a variety of uses. For example, such systems can be used in scanners for the scanning of text, drawings, and photographs. Recently, manufacturers have been attempting to reduce costs associated with pattern recognition systems to make them more viable for consumer use. One such consumer application for pattern recognition systems includes fingerprint acquisition and recognition. Such a system is useful, for example, to enhance computer security by reading a potential user's fingerprint to compare with the fingerprints of users authorized to use the computer or access certain files or functions of the computer. Such a system could, for example, take the place of a security system that uses a login name and password.
The first thing such a fingerprint recognition system, or any pattern recognition system, must be able to do is to accurately acquire the fingerprint, or other pattern, for analysis. A number of mechanisms exist for such acquisition of pattern data. For example, U.S. Pat. Nos. 3,975,711; 4,681,435; 5,051,576; 5,177,435 and 5,233,404 all disclose apparatuses for acquiring an image of a patterned object.
FIG. 1
 shows a schematic diagram of one such prior art optical fingerprint capturing and recognition system. In 
FIG. 1
, an optical recognition system 
108
 includes a light source 
112
, an optical triangular prism 
110
, a lens assembly 
114
, an image sensor 
116
, and a storage and processing unit 
125
. The prism 
110
 includes an imaging surface 
118
, a light receiving surface 
120
, and a viewing surface 
122
. Imaging surface 
118
 is the surface against which a patterned object, such as a fingerprint, is placed for imaging. The light source 
112
, which may, for example, be a light emitting diode (LED), is placed adjacent to light receiving surface 
120
 and generates incident light 
124
 that is transmitted to the optical prism 
110
. The optical prism 
110
 is an isosceles right triangle, with the angle opposite the imaging surface 
118
 being approximately 90 degrees and the other two “base” angles (that is, the two angles of an isosceles prism that are equal) each being approximately 45 degrees.
Generally, incident light 
124
 strikes imaging surface 
118
 at an angle 
126
 with the incident surface normal line 
115
. Angle 
126
 is greater than the critical angle 
128
. In general, a critical angle is measured between an incident light ray and a normal line to a surface. If incident light strikes a surface at an angle greater than the critical angle, the incident light will undergo total internal reflection off the surface, if the incident light strikes the surface at an angle less than the critical angle, the incident light will substantially pass through the surface. Accordingly, critical angle 
128
 is the angle with the normal line to the imaging surface 
118
 above which incident light will totally internally reflect from imaging surface 
118
 and pass out of prism 
110
 as reflected light 
130
 through viewing surface 
122
.
Reflected light 
130
 passes through lens assembly 
114
 located adjacent to viewing surface 
122
. Lens assembly 
114
 may contain one or more optical lenses. Thereafter, light from lens assembly 
114
 is captured by image sensor 
116
. Image sensor 
116
, which may, for example, be a charge coupled device (CCD) or a complementary metal oxide semiconductor (CMOS) device, captures optical light images and converts them to electrical signals. Such image sensors are well known to those skilled in the art. The electrical signals are then transmitted to the storage and processing unit 
125
.
Storage and processing unit 
125
 may include a memory unit, a processor and an analog to digital converter (not shown). The analog to digital converter converts the analog electrical signals from the image sensor 
116
 into digital data. The memory is used to store the digital data and algorithms for comparing a captured fingerprint image with a stored fingerprint image. The processor compares the captured digital data with data previously stored in memory based on an algorithm for comparing such data. The processor may also analyze the captured digital data for purposes different from comparison with stored data. Such storage and processing units are known to those skilled in the art and can include standard personal computers equipped with appropriate software. Algorithms for processing and comparison of image data are disclosed, for example, in U.S. Pat. Ser. Nos. 4,135,147 and 4,668,995 each of which is incorporated in its entirety by reference.
When a fingerprint is placed on the optical prism's imaging surface 
118
, ridges 
111
 of the fingerprint contact imaging surface 
118
, and valleys 
109
 of the fingerprint remain out of contact with imaging surface 
118
. Thus, in fingerprint valleys 
109
 incident light 
124
 entering optical prism 
110
 from light source 
112
 undergoes total internal reflection at imaging surface 
118
 if the incidence angle of the incoming light exceeds the critical angle of the optical prism 
110
. However, at ridges 
111
 of a fingerprint some of incident light 
124
 is absorbed and scattered off the fingerprint ridge. As used herein, the term “scattered” indicates light which, after striking an irregular surface, is radiated or irregularly reflected off the irregular surface in multiple directions.
As a result of this scattering and/or absorption, there is less than total internal reflection of incident light 
124
 at fingerprint ridges 
111
. Thus, the intensity of reflected light 
130
 leaving prism 
110
 from the valleys 
109
 of a fingerprint is of greater intensity than reflected light 
130
 leaving prism 
110
 from ridges 
111
. The lower intensity reflected light 
130
 from ridges 
111
 translate into darker regions to indicate the presence of an object at the point of incidence between the light beam and the fingerprinting surface. Conversely, higher intensity reflected light 
130
, such as that which undergoes total internal reflection, translates into brighter regions to indicate the absence of an object at the point of incidence between the incident light 
124
 and the imaging surface 
118
. This allows distinguishing the darker fingerprint ridges 
111
 from the relatively brighter fingerprint valleys 
109
. Because absorption of incident light at fingerprint ridges 
111
 is primarily responsible for creating a fingerprint image, system 
108
 is referred to as an “absorption” imaging system.
The above described system allows capturing an optical fingerprint image and processing the electrical representation of the optical fingerprint image. However, in regions of fingerprint ridges 
111
, incident light 
124
 still undergoes some total internal reflection and some scattering in a direction parallel to reflected light 
130
. Thus, the difference in intensity between reflected light 
130
 from fingerprint valleys 
109
 and fingerprint ridges 
111
 can be relatively low. That is, the contrast between fingerprint ridges 
111
 and valleys 
109
 in the fingerprint image can be relatively low. This can make image acquisition, processing, and comparison relatively difficult.
Additionally, in optical recognition system such as optical recognition system 
108
 it can be desirable that the diameter of the first lens in lens assembly 
114
 be smaller than the image of a fingerprint on viewing surface 
122
. This both allows optical recognition system 
108
 to be relatively small and can be less expensive to manufacture.
However, as shown in 
FIG. 2
, in an absorption type system such as system 
108
, if the diamet
Jo Sung-Chan
Teng Harry H.
Lester Evelyn A
Morrison & Foerster / LLP
SecuGen Corporation
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