Data processing: financial – business practice – management – or co – Automated electrical financial or business practice or... – Finance
Reexamination Certificate
2006-10-03
2006-10-03
Bashore, Alain L. (Department: 1762)
Data processing: financial, business practice, management, or co
Automated electrical financial or business practice or...
Finance
C705S035000, C705S037000
Reexamination Certificate
active
07117176
ABSTRACT:
Smaller investors can create and manage on a cost-effective basis a complex portfolio of securities using a mechanism that enables the investor to provide to the system the investor's preferences regarding his portfolio, to generate a portfolio, including fractional shares, that reflects the investor's preferences. The system then permits aggregation of the orders, and netting of orders, generated by multiple investors at various times during the day for execution.
REFERENCES:
patent: 4346442 (1982-08-01), Musmanno
patent: 4376978 (1983-03-01), Musmanno
patent: 4566066 (1986-01-01), Towers
patent: 4597046 (1986-06-01), Musmanno et al.
patent: 4642768 (1987-02-01), Roberts
patent: 4648038 (1987-03-01), Roberts et al.
patent: 4674044 (1987-06-01), Kalmus et al.
patent: 4750121 (1988-06-01), Halley et al.
patent: 4751640 (1988-06-01), Lucas et al.
patent: 4774663 (1988-09-01), Musmanno et al.
patent: 4910676 (1990-03-01), Alldredge
patent: 4933842 (1990-06-01), Durbin et al.
patent: 4953085 (1990-08-01), Atkins
patent: 4980826 (1990-12-01), Wagner
patent: 4989141 (1991-01-01), Lyons et al.
patent: 4994964 (1991-02-01), Wolfberg et al.
patent: 5038284 (1991-08-01), Kramer
patent: 5101353 (1992-03-01), Lupien et al.
patent: 5126936 (1992-06-01), Champion et al.
patent: 5132899 (1992-07-01), Fox
patent: 5148365 (1992-09-01), Dembo
patent: 5193056 (1993-03-01), Boes
patent: 5202827 (1993-04-01), Sober
patent: 5210687 (1993-05-01), Wolfberg et al.
patent: 5214579 (1993-05-01), Wolfberg et al.
patent: 5220500 (1993-06-01), Baird et al.
patent: 5227967 (1993-07-01), Bailey
patent: 5262942 (1993-11-01), Earle
patent: 5270922 (1993-12-01), Higgins
patent: 5297032 (1994-03-01), Trojan et al.
patent: 5375055 (1994-12-01), Togher et al.
patent: 5497317 (1996-03-01), Hawkins et al.
patent: 5517406 (1996-05-01), Harris et al.
patent: 5649116 (1997-07-01), McCoy et al.
patent: 5664115 (1997-09-01), Fraser
patent: 5671363 (1997-09-01), Cristofich et al.
patent: 5689650 (1997-11-01), McClelland et al.
patent: 5689652 (1997-11-01), Lupien et al.
patent: 5704045 (1997-12-01), King et al.
patent: 5710889 (1998-01-01), Clark et al.
patent: 5724524 (1998-03-01), Hunt et al.
patent: 5729700 (1998-03-01), Melnikoff
patent: 5745706 (1998-04-01), Wolfberg et al.
patent: 5749077 (1998-05-01), Campbell
patent: 5758097 (1998-05-01), Debe et al.
patent: 5761441 (1998-06-01), Bennett
patent: 5761442 (1998-06-01), Barr et al.
patent: 5765141 (1998-06-01), Spector
patent: 5774881 (1998-06-01), Friend et al.
patent: 5784696 (1998-07-01), Melnikoff
patent: 5794219 (1998-08-01), Brown
patent: 5799287 (1998-08-01), Dembo
patent: 5806047 (1998-09-01), Hackel et al.
patent: 5806049 (1998-09-01), Petruzzi
patent: 5812987 (1998-09-01), Luskin et al.
patent: 5819237 (1998-10-01), Garman
patent: 5873071 (1999-02-01), Ferstenberg et al.
patent: 5918217 (1999-06-01), Maggioncalda et al.
patent: 5918218 (1999-06-01), Harris et al.
patent: 5930774 (1999-07-01), Chennault
patent: 5946666 (1999-08-01), Nevo et al.
patent: 5978778 (1999-11-01), O'Shaughnessy
patent: 5999918 (1999-12-01), Williams et al.
patent: 6018722 (2000-01-01), Ray et al.
patent: 6021397 (2000-02-01), Jones et al.
patent: 6035287 (2000-03-01), Stallaert et al.
patent: 6044352 (2000-03-01), Deavers
patent: 6393409 (2002-05-01), Young et al.
patent: WO 98/44443 (1998-10-01), None
patent: WO 98/44444 (1998-10-01), None
patent: WO 99/28845 (1999-06-01), None
Alaska Air Group; “Alaska Air Group extends time period for stock sales plan for small shareholders”; Business Wire; Sep. 29, 1987.
“Welcome to DRIP Central” at http://www.dripcentral.com (2 pages), printed Feb. 20, 2001.
www.itginc.com/products/posit—more.htm, Jun. 2000.
J.Z. Money, Apr. 1997, vol. 26, Issue 4, p. 82.
Business Wire p. 0699, Feb. 29, 2000.
Robert Barker, A Capital-Gains Miracle Worker, Business Week, Jan. 31, 2000, p. 130.
Anne Tergesen, Here Come the E-Funds, Business Week, Jan. 31, 2000, p. 125.
1998 ADP Investor Communications Services, ProxyEdge™ 2000.
Anonymous; Yearbook Supplement, pp. 95-99; Global Investor; 1995; seven pages.
Anonymous; The 1996 guide to Switzerland Supplement, pp. 2-5; Euromoney; Mar. 1996; seven pages.
Web Pages for “One Share of Stock Inc”; Internet web archive; Dec. 1996; five pages.
John Downes (Editor); Dictionary of Finanace and Investment Terms; 1998; Barron's Educational Series, Inc.; Fifth Edition; page 455.
Bashore Alain L.
FOLIOfn, Inc.
Kenyon & Kenyon LLP
LandOfFree
Method and apparatus for enabling individual or smaller... does not yet have a rating. At this time, there are no reviews or comments for this patent.
If you have personal experience with Method and apparatus for enabling individual or smaller..., we encourage you to share that experience with our LandOfFree.com community. Your opinion is very important and Method and apparatus for enabling individual or smaller... will most certainly appreciate the feedback.
Profile ID: LFUS-PAI-O-3696370