Issuer monitor system for monitoring and/or analyzing...

Details Issuer monitor system for monitoring and/or analyzing... Issuer monitor system for monitoring and/or analyzing...

2002-03-22

2009-12-22

Patel, Jagdish N (Department: 3693)

Data processing: financial, business practice, management, or co

Automated electrical financial or business practice or...

Finance

Reexamination Certificate

active

07636684

ABSTRACT:
A system and method is disclosed for monitoring the flow of transactions during a security syndicate offering. The system comprises one or more security syndicate offerings offered for sale by an issuer, and a security syndicate transaction system. Various subsystems can be provided for storing and receiving information regarding the security syndicate offerings, and for processing information pertaining to transactions performed during the security syndicate offering. The system allows an issuer, remotely located from the security syndicate transaction system, to receive information associated with the security syndicate offerings from the security syndicate transaction system and transmit various information back to the security syndicate transaction system.

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