Hybrid organic-inorganic planar optical waveguide device

Plastic and nonmetallic article shaping or treating: processes – Optical article shaping or treating – Nonresinous material only

Reexamination Certificate

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C065S386000, C065S395000, C065S017200, C264S001240, C264S001360

Reexamination Certificate

active

06511615

ABSTRACT:

BACKGROUND OF THE INVENTION
1. Field of the Invention
The present invention relates to a planar optical waveguide device in which one of the layers is formed according to a hybrid inorganic-organic material processing method. In particular, one of the layers is an inorganic-organic hybrid material that comprises an extended matrix containing silicon and oxygen atoms in which a fraction of the silicon atoms are directly bonded to substituted or unsubstituted hydrocarbon moieties. The present invention also relates to a method for forming a planar optical waveguide device without the use of a lithographic process. Preferably, the inorganic-organic material comprises a solid material comprised of methyl-siloxane groups, phenyl-siloxane groups, and fluorine which is provided by thermally curing a precursor mixture comprised of polydimethyl-siloxane, methyl trialkoxy silane, phenyl trialkoxy silane, and a structural modifier including a fluorine atom.
2. Background of the Invention
A typical planar optical waveguide device includes a planar substrate, an array of waveguide cores supported on the planar substrate and a cladding layer. Optical radiation propagates in the cores. The lower index cladding layer confines the radiation to the higher index cores. In some cases, there is a second cladding layer between the cores and the planar substrate.
The planar optical waveguide device is designed to transport optical radiation across a two dimensional planar substrate surface. The device usually performs a passive function on the optical radiation so as to modify the output signal from the input signal in a particular way. Some examples of planar optical waveguide devices are as follows. Optical splitters divide the optical signal power in one waveguide into two or more waveguides. Couplers add the optical signal from two or more waveguides into a smaller number of output waveguides. Spectral filters, polarizers, and isolators may be incorporated into the waveguide design. WDM (Wavelength Division Multiplexing) structures separate an input optical signal into spectrally discrete output waveguides, usually by employing either phase array designs or gratings. A particular advantage of planar optical waveguide devices is the ability to include multiple functions on one platform. Active functionality can also be included in planar designs, where the input signal is altered by interaction with a second optical or electrical signal. Examples of active functions include switching (with electro-optic, thermo-optic or acousto-optic devices) and amplification.
In general, the key attributes for planar waveguide devices are optical loss, and process capability and cost. Process capability means the ability to write desired pattern of waveguide structures with good resolution and no flaws. Each device has its own specifications, which have to be met in addition to the more generic requirements.
To achieve planar optical waveguides, the current state of the art typically employs the following general process. First, a substrate is provided. The substrate is either silicon or silica, and is provided as a clean flat and smooth surface. In the case of a silicon substrate, a clad coating (a low index silica or silicate) is deposited. Next, a high index core layer (a silicate) is deposited on the substrate, with accurate thickness. The core and clad layer coatings are made from a flame hydrolysis technique, or a CVD technique or a plasma deposition technique. Next, the planar core layer is patterned to form an array of waveguide cores usually by some variation of a lithography/etch process. Finally, a low index clad layer is deposited to complete the waveguide structure. All of the variations on these process steps share an intrinsic high cost. Deposition times are long and patterning technologies are painstaking. The process is capable of forming high quality structures, with feature resolution of as low as 0.5 microns and low defect counts. In high value added applications such as WDM devices the process has shown some commercial feasibility. In other applications such as couplers however, costs are too high to compete with other technologies.
In view of the foregoing, it is an object of the invention to provide a planar optical waveguide device which overcomes the problems of the prior art. More specifically, it is an object of the invention to provide a planar optical waveguide device that is formed from a low-cost optical material with low absorbance, having a range of indices of refraction and that can be deposited rapidly with a majority of mass loss occurring in the non-solid state. It is also an object of the invention to provide a process for forming a planar waveguide device that obviates the need for lithographic techniques.
SUMMARY OF INVENTION
In accordance with an illustrative embodiment of the invention a planar optical device is formed on a substrate. The device comprises an array of waveguide cores which guide optical radiation. A cladding layer is formed contiguously with the array of waveguide cores to confine the optical radiation to the array of waveguide cores. At least one of the array of waveguide cores and cladding layer is an inorganic-organic hybrid material that comprises an extended matrix containing silicon and oxygen atoms with at least a fraction of the silicon atoms being directly bonded to substituted or unsubstituted hydrocarbon moieties. This material can be designed with an index of refraction between 1.4 and 1.55 and can be deposited rapidly to thicknesses of up to 40 microns. The material is especially suitable for forming planar waveguide structures because it possesses low optical loss at 1310 nm and 1550 nm transmission windows. The material is thermally cured from a viscous solvent free state to achieve complete condensation and ultimate elastic properties with minimal mass loss, enabling crack resistance and good shape retention.
In accordance with another embodiment of the invention, a method for forming a planar optical device obviates the need for a lithographic process.
Illustratively, a method for forming an array of cores comprises the steps of: (1) preparing a waveguide core composition precursor material comprising at least one silane and a source of hydrocarbon moiety, (2) partially hydrolyzing and polymerizing the waveguide core precursor material to form a waveguide core composition, (3) using a mold, forming an array of waveguide cores comprising the waveguide core composition, and (4) completing hydrolysis and polymerization of the waveguide core composition under conditions effective to form an inorganic-organic hybrid material that comprises an extended matrix containing silicon and oxygen atoms with at least a fraction of the silicon atoms being directly bonded to substituted or unsubstituted hydrocarbon moieties. A cladding layer is then deposited over the array of waveguide cores. The use of the mold to pattern the array of waveguide cores obviates the need for a lithographic process. This is a very significant advantage of the invention.
In combination, a complete planar waveguide structure can be made, or if desired, an overclad layer may be provided on a conventionally etched silicate core waveguide array. The primary advantage that can be realized from this invention is cost. The use of the inventive overclad on conventionally patterned glass waveguide arrays can provide advantages. The low process temperature used avoids any deformation of the waveguide cores, whereas high temperature processing can distort the original waveguide shape. The low temperature and low modulus of the inventive overclad also results in low stress fields on the waveguides, so that stress induced polarization effects can be minimized.


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patent: 5686548 (1997-11-01), Grainger et al.
patent: 5721802 (1998-

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