Fixed income portfolio index processor

Data processing: financial – business practice – management – or co – Automated electrical financial or business practice or... – Finance

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G06F 1760

Patent

active

057748802

ABSTRACT:
A data processing system receives a continuous stream of real time transactional data regarding market transactions of fixed income securities. The incoming data is qualified and then used to determine the term structure of interest rates based on price information. The system provides linear interpolation techniques to complete an operative data set. This set is updated with current trade data, with term structure shifting using pivot points from newly qualified data. An index value for a pre-select portfolio of securities is then calculated and expressed in terms of price relative to par, yield to maturity and duration.
In a specific implementation using U.S. Treasuries as the monitored security, the index value supports an automated trading function for futures and/or options contracts based on the change in value of the index. The index provides a more accurate barometer of market changes and a more useful tool in measuring portfolio management for plan sponsors.

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patent: 5132899 (1992-07-01), Fox
Ho, T., Strategic Fixed-Income Investment, Chapters 9-10, Dow Jones-Irwin Publications, Homewood, Illinois (1990).
Leinweber, "Knowledge-Based Systems for Financial Applications," IEEE Expert Magazine, vol. 3, issue 3, 1988.

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