Abrading – Precision device or process - or with condition responsive... – Computer controlled
Reexamination Certificate
2001-08-21
2003-04-15
Hail, III, Joseph J. (Department: 3723)
Abrading
Precision device or process - or with condition responsive...
Computer controlled
C451S006000, C451S041000, C451S287000, C451S307000
Reexamination Certificate
active
06547640
ABSTRACT:
TECHNICAL FIELD
The present invention relates to devices and methods for estimating selected parameters for controlling mechanical and/or chemical-mechanical planarization of microelectronic-device substrate assemblies. More particularly, the present invention relates to in-situ optical endpointing methods and devices.
BACKGROUND OF THE INVENTION
Mechanical and chemical-mechanical planarizing processes (collectively “CMP”) are used in the manufacturing of electronic devices for forming a flat surface on semiconductor wafers, field emission displays and many other microelectronic device substrate assemblies. CMP processes generally remove material from a substrate assembly to create a highly planar surface at a precise elevation in the layers of material on the substrate assembly. 
FIG. 1
 schematically illustrates an existing web-format planarizing machine 
10
 for planarizing a substrate 
12
. The planarizing machine 
10
 has a support table 
14
 with a top-panel 
16
 at a workstation where an operative portion (A) of a planarizing pad 
40
 is positioned. The top-panel 
16
 is generally a rigid plate to provide a flat, solid surface to which a particular section of the planarizing pad 
40
 may be secured during planarization.
The planarizing machine 
10
 also has a plurality of rollers to guide, position and hold the planarizing pad 
40
 over the top-panel 
16
. The rollers include a supply roller 
20
, idler rollers 
21
, guide rollers 
22
, and a take-up roller 
23
. The supply roller 
20
 carries an unused or pre-operative portion of the planarizing pad 
40
, and the take-up roller 
23
 carries a used or post-operative portion of the planarizing pad 
40
. Additionally, the left idler roller 
21
 and the upper guide roller 
22
 stretch the planarizing pad 
40
 over the top-panel 
16
 to hold the planarizing pad 
40
 stationary during operation. A motor (not shown) generally drives the take-up roller 
23
 to sequentially advance the planarizing pad 
40
 across the top-panel 
16
, and the motor can also drive the supply roller 
20
. Accordingly, clean pre-operative sections of the planarizing pad 
40
 may be quickly substituted for used sections to provide a consistent surface for planarizing and/or cleaning the substrate 
12
.
The web-format planarizing machine 
10
 also has a carrier assembly 
30
 that controls and protects the substrate 
12
 during planarization. The carrier assembly 
30
 generally has a substrate holder 
32
 to pick up, hold and release the substrate 
12
 at appropriate stages of the planarizing process. Several nozzles 
33
 attached to the substrate holder 
32
 dispense a planarizing solution 
44
 onto a planarizing surface 
42
 of the planarizing pad 
40
. The carrier assembly 
30
 also generally has a support gantry 
34
 carrying a drive assembly 
35
 that can translate along the gantry 
34
. The drive assembly 
35
 generally has an actuator 
36
, a drive shaft 
37
 coupled to the actuator 
36
, and an arm 
38
 projecting from the drive shaft 
37
. The arm 
38
 carries the substrate holder 
32
 via a terminal shaft 
39
 such that the drive assembly 
35
 orbits the substrate holder 
32
 about an axis B—B (arrow R
1
). The terminal shaft 
39
 may also rotate the substrate holder 
32
 about its central axis C—C (arrow R
2
).
The planarizing pad 
40
 and the planarizing solution 
44
 define a planarizing medium that mechanically and/or chemically-mechanically removes material from the surface of the substrate 
12
. The planarizing pad 
40
 used in the web-format planarizing machine 
10
 is typically a fixed-abrasive planarizing pad in which abrasive particles are fixedly bonded to a suspension material. In fixed-abrasive applications; the planarizing solution is a “clean solution” without abrasive particles. In other applications, the planarizing pad 
40
 may be a non-abrasive pad that is composed of a polymeric material (e.g., polyurethane) or other suitable materials. The planarizing solutions 
44
 used with the non-abrasive planarizing pads are typically CMP slurries with abrasive particles and chemicals.
To planarize the substrate 
12
 with the planarizing machine 
10
, the carrier assembly 
30
 presses the substrate 
12
 against the planarizing surface 
42
 of the planarizing pad 
40
 in the presence of the planarizing solution 
44
. The drive assembly 
35
 then translates the substrate 
12
 across the planarizing surface 
42
 by orbiting the substrate holder 
32
 about the axis B—B and/or rotating the substrate holder 
32
 about the axis C—C. As a result, the abrasive particles and/or the chemicals in the planarizing medium remove material from the surface of the substrate 
12
.
The CMP processes should consistently and accurately produce a uniformly planar surface on the substrate to enable precise fabrication of circuits and photo-patterns. During the fabrication of transistors, contacts, interconnects and other features, many substrates develop large “step heights” that create highly topographic surfaces across the substrates. Such highly topographical surfaces can impair the accuracy of subsequent photolithographic procedures and other processes that are necessary for forming sub-micron features. For example, it is difficult to accurately focus photo patterns to within tolerances approaching 0.1 micron on topographic surfaces because sub-micron photolithographic equipment generally has a very limited depth of field. Thus, CMP processes are often used to transform a topographical surface into a highly uniform, planar surface at various stages of manufacturing the microelectronic devices.
In the highly competitive semiconductor industry, it is also desirable to a maximize the throughput of CMP processing by producing a planar surface on a substrate as quickly as possible. The throughput of CMP processing is a function, at least in part, of the ability to accurately stop CMP processing at a desired endpoint. In a typical CMP process, the desired endpoint is reached when the surface of the substrate is planar and/or when enough material has been removed from the substrate to form discrete components an on the substrate (e.g., shallow trench isolation areas, contacts, damascene lines, etc.). Accurately stopping CMP processing at a desired endpoint is important for maintaining a high throughput because the substrate assembly may need to be re-polished if it is “under-planarized,” or components on the substrate may be destroyed if it is “over-polished.”Thus, it is highly desirable to stop CMP processing at the desired endpoint.
In one conventional method for determining the endpoint of CMP processing, the planarizing period of a particular substrate is estimated using an estimated polishing rate based upon the polishing rate of identical substrates that were planarized under the same conditions. The estimated planarizing period for a particular substrate, however, may not be accurate because the polishing rate and other variables may change from one substrate to another. Thus, this method may not produce accurate results.
In another method for determining the endpoint of CMP processing, the substrate is removed from the pad and then a measuring device measures a change in thickness of the substrate. Removing the substrate from the pad, however, interrupts the planarizing process and may damage the substrate. Thus, this method generally reduces the throughput of CMP processing.
U.S. Pat. No. 5,433,651 issued to Lustig et al. (“Lustig”) discloses an in-situ chemical-mechanical polishing machine for monitoring the polishing process during a planarizing cycle. The polishing machine has a rotatable polishing table including a window embedded in the table. A polishing pad is attached to the table, and the pad has an aperture aligned with the window embedded in the table. The window is positioned at a location over which the workpiece can pass for in-situ viewing of a polishing surface of the workpiece from beneath the polishing table. The planarizing machine also includes a device for measuring a reflectance signal representative of an in-situ reflectance of
Hail III Joseph J.
Perkins Coie LLP
Thomas David B.
LandOfFree
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