Concept-based search and retrieval system

Data processing: database and file management or data structures – Database design – Data structure types

Reexamination Certificate

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Details

C704S257000, C704S009000

Reexamination Certificate

active

06675159

ABSTRACT:

BACKGROUND OF THE INVENTION
1. Field of the Invention
The present invention relates to a concept-based search and retrieval system. More particularly, the present invention relates to a system that indexes collections of documents with ontology-based predicate structures through automated and/or human-assisted methods. The system extracts the concepts behind user queries to return only those documents that match those concepts.
2. Background of the Invention
The Internet, which was created to keep a small group of scientists informed, has now become so vast that it is no longer easy to find information. Even the simplest attempt to find information results in data overload. The Internet is a highly unorganized and unstructured repository of data, whose growth rate is ever increasing. As the data grows it becomes more and more difficult to find it.
Early pioneers in information retrieval from the Internet developed novel approaches, which can be categorized in two main areas: automated keyword indexing and manual document categorization. The large majority of current search engines use both of these approaches. For example, the earliest generation of search engines, including Lycos, Altavista, and Webcrawler, as well as the most recent ones, such as Northern Light or FAST, are all based on keyword indexing and searching. Another very popular search engine, Yahoo!, is actually a categorized repository of documents that have been manually categorized by human laborers.
Searching for information using the keyword approach requires the user to input a set of words, which can range from a single word to a natural language sentence. Normally, the input is parsed into an unstructured set of keywords. The set of keywords is then matched against an inverted index that links keywords with the documents in which they appear. Documents with the most keywords that match the input query are retrieved. Some ranking process generally follows this retrieval, and orders the returned documents by how many times the query words appear within them. The problem with this approach is that no attempt is made to identify the meaning of the query and to compare that meaning with the meaning of the documents. Therefore, there is a clear need to develop new systems that can take this into consideration.
A second approach is manual document organization. A typical document categorization search engine, Yahoo!, does not contain an inverted index, but rather a classification of documents manually categorized in a hierarchical list. When a user queries Yahoo!, a keyword-based search is run against the words used to classify documents, rather than the documents themselves. Every time the search engine capability is used, it displays the location of the documents within the hierarchy. While this approach is useful to users, so far as it means that other humans have employed common sense to filter out documents that clearly do not match, it is limited by two factors. The first factor is that it does not scale to the number of documents now available on the web, as the directory only can grow as quickly as human editors can read and classify pages. The second factor is that it does not understand the meaning of the query, and a document classified under a particular word will not be retrieved by a query that uses a synonymous word, even though the intent is the same.
As a result, there is a pressing need to develop search engines that bridge the gap between the meaning of an input query and pre-indexed documents. Existing approaches will not solve this problem, because it is impossible to determine the meaning of input queries from terms alone. A successful approach must also make use of the structure of the query. Ideally, documents and queries should both be mapped to a common logical structure that permits direct comparison by meaning, not by keywords.
Previous generations of search engines have relied on a variety of techniques for searching a database containing the full text of the documents being searched. Generally, an inverted index is created that permits documents to be accessed on the basis of the words they contain. Methods for retrieving documents and creating indexes include Monier's System for adding a new entry to a web page table upon receiving web page including a link to another web page not having a corresponding entry in a web page table, as set forth in U.S. Pat. No. 5,974,455. Various schemes have been proposed for ranking the results of such a search. For example, U.S. Pat. No. 5,915,249 to Spencer sets forth a system and method for accelerated query evaluation of very large full text databases, and U.S. Pat. No. 6,021,409, to Burrows discloses a method for parsing, indexing and searching world-wide-web pages. These patents cover techniques for creating full-text databases of content, usually world-wide-web pages, and providing functionality to retrieve documents based on desired keywords.
Full-text databases of documents are generally used to serve keyword-based search engines, where the user is presented with an interface such as a web page, and can submit query words to the search engine. The search engine contains an inverted index of documents, where each word is mapped to a list of documents that contain it. The list of documents is filtered according to some ranking algorithm before being returned to the user. Ranking algorithms provided by full-text, keyword-based search engines generally compute document scores based upon the frequency of the term within the document, where more mentions yield a higher score, as well as its position, earlier mentions leading to a higher score. The three patents discussed above are all typical representations of the prior art in text retrieval and indexing without natural language processing.
There has been substantial research in search technology directed towards the goal of imposing structure on both data and queries. Several previous systems, such as set forth in U.S. Pat. Nos. 5,309,359 and 5,404,295, deal with manual or semi-automatic annotation of data so as to impose a structure for queries to be matched to. In U.S. Pat. No. 5,309,359 to Katz, a process by which human operators select subdivisions of text to be annotated, and then tag them with questions in a natural language, is presented. These questions are then converted automatically into a structured form by means of a parser, using concept-relation-concept triples known as T-expressions. While the process of T-expression generation is automatic, the selection of text to annotate with such expressions is manual or semi-automatic. Furthermore, systems such as Katz provide only for encoding of questions, not for encoding of the documents themselves.
Another approach is set forth in Liddy et al, U.S. Pat. No. 5,963,940, which discloses a natural-language information retrieval system. The system provides for parsing of a user's query into a logical form, which may include complex nominals, proper nouns, single terms, text structure, and logical make-up of the query, including mandatory terms. The alternative representation is matched against documents in a database similar to that of the systems described previously. However, the database does not contain a traditional inverted index, linking keywords to the documents that they appear in, but rather an annotated form of the same form as the query representation. The documents are indexed by a system, which is modular and performs staged processing of documents, with each module adding a meaningful annotation to the text. On the whole, the system generates both conceptual and term-based representations of the documents and queries.
In U.S. Pat. No. 5,873,056, Liddy et al. additionally discloses a system that accounts for lexical ambiguity based on the fact that words generally have different meanings across multiple domains. The system uses codes to represent the various domains of human knowledge; such codes are taken from a lexical database, machine-readable dictionary, or other semantic networks. The system re

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