Cleaning compositions for solid surfaces – auxiliary compositions – Cleaning compositions or processes of preparing – For cleaning a specific substrate or removing a specific...
Reexamination Certificate
2001-01-30
2002-06-18
Gupta, Yogendra N. (Department: 1751)
Cleaning compositions for solid surfaces, auxiliary compositions
Cleaning compositions or processes of preparing
For cleaning a specific substrate or removing a specific...
C510S245000, C510S257000
Reexamination Certificate
active
06407047
ABSTRACT:
BACKGROUND OF THE INVENTION
1. Field of the Invention
The field of this invention is compositions for desmutting aluminum and aluminum alloy surfaces prior to electroplating by the controlled removal of metals and oxides that would interfere with electroplating processes.
2. Description of the Prior Art
It has long been recognized that aluminum and its alloys require specific surface preparation processes to ensure successful electroplating. The main reason for this is the high affinity that aluminum has for oxygen and, as a result, the relatively quick rate at which a clean, oxide-free aluminum surface will re-oxidize. This oxide layer has been shown to negatively affect adhesion of electroplated coatings on aluminum if it is not properly controlled.
Pretreatment of aluminum metal prior to electroplating generally involves steps including 1) cleaning, 2) etching, 3) desmutting, and 4) zincating.
Cleaning is performed to remove the various oils, greases, grits, soils, and dirts that are present from material handling, corrosion protection, or other surface preparation. Cleaning can involve an array of chemistries and processes including aqueous chemistries, solvent degreasing, vapor processes, emulsions, ultrasonics, thermal oxidation, plasma discharge, etc. Aqueous cleaning by immersion is the most popular process.
After cleaning, aluminum is typically immersed in an alkaline or acid solution to etch or roughen the surface and remove the heavy oxide layer. Etching of the surface is thought to promote adhesion by increasing the surface area and providing better mechanical interlocking between the coating and the aluminum substrate. Removal of the oxide layer further improves the electroplating process by making the surface more electrochemically active and by removal of a potentially weak intermediate oxide layer between the metal coating and the substrate.
The type of etching employed depends on the aluminum alloy, processing conditions, and the condition of the surface. Generally, alkaline etchants are designed to be more aggressive, produce a rougher surface to promote adhesion and are particularly effective for heavily oxidized alloys. Acidic etchants, in contrast, are significantly milder on the aluminum surface. They reduce the potential for exposure of large metal inclusions or sub-surface casting voids within an alloy and generally minimize the amount of smut to be removed downstream since there is less etching.
An examination of the aluminum surface after etching typically reveals the presence of a loosely adherent film or smut on the surface, which negatively impacts adhesion of subsequent plating to the aluminum. The composition of this smut depends on the impurities or alloy constituents in the aluminum, and generally contains metallic constituents. Thus, after etch treatment, the substrate is subjected to a process (desmutting) to remove the smut layer.
Desmutting is generally followed by a zincating process, where the aluminum is immersed in an alkaline zinc bath to deposit a thin zinc-containing layer. The zincate layer controls and minimizes oxidation of the metal surface since zinc does not oxidize nearly as rapidly as aluminum. A typical process sequence after desmutting includes water rinsing, zincating, chemical stripping of the zincate layer (in a solution which attacks the zincate, typically nitric acid-containing), zincating the surface again, followed by coating the surface with an electrolytic nickel strike. Subsequent plating operations (e.g. Cu/Ni/Cr) can follow the nickel strike. Practice has shown the benefit of the double zincating process generally described above to further improve coating adhesion over that which would result from a single zincate process.
Experience has shown that desmutting is often the most critical step in the aluminum pretreatment process. Historically, nitric acid solutions, with acid concentrations of 25% to 70% typically, have performed well to desmut etched aluminum alloys. Not all smut is easily removed with nitric acid alone, thus often additions are made to improve the effectiveness of the desmut. For instance, for aluminum alloys containing high concentrations of silicon (e.g. 356A and 380 series cast alloys), additions of fluoride-containing compounds such as ammonium bifluoride or sodium fluoride, have been added such that fluoride ions are available to dissolve and remove silicon from the surface. Alternatively, a solution of nitric acid, sulfuric acid and a fluoride-containing salt has gained popularity over the years, because of its ability to chemically attack a wider variety of metallic smuts. This composition is particularly useful for alloying metals such as Cu, Fe, Mg and Si, since the sulfate is an effective solvent.
While nitric acid has been very effective for desmutting etched aluminum, there has been increased resistance to its use because of safety and health concerns. For instance, development of toxic NOx fumes in nitric acid-containing baths has been of particular concern. To obviate this concern, there has been significant effort to develop and use non-nitric acid containing desmuts. One such approach has employed use of chromic acid as the oxidant, again combined with sulfuric acid and a fluoride-containing salt. While this approach has been successful for desmutting and avoids NOx creation, use of chromic acid brings with it toxicity concerns of its own.
An object of the present invention is to provide a composition that is free of nitric acid and chromic acid, thus eliminating the health, safety, and environmental concerns associated with these acids, but which is capable of being highly effective in its desmutting ability.
SUMMARY OF THE INVENTION
This invention provides an improved composition and process for pretreatment of aluminum prior to electroplating. The invention is an aqueous composition comprised of an acid, an oxidizing agent, and, optionally, a halogenated compound.
This composition is useful in a process that effectively removes smut that results from the etching step of the aluminum pretreatment process.
Alternatively, the composition can be used in a process which combines the etch and desmut steps in Al pretreatment.
DETAILED DESCRIPTION OF THE INVENTION
The composition of the present invention provides a formulation to treat aluminum surfaces, prior to metal coating(s), for the purpose of making aluminum surfaces acceptable for the adherence of subsequent coatings. The treatment is sometimes referred to in industry as a desmutting or deoxidizing procedure.
The aqueous composition for desmutting an aluminum surface which includes:
a-an oxidant,
b-an acid, and
c-optionally, a halide ion-containing compound.
The oxidant can be one or more compounds; all of which have a high affinity for additional oxygen. A group of oxidants that are included in this group are the so-called “per” oxidizing agents which include sodium persulfate; potassium persulfate; ammonium persulfate; sodium peroxysulfuric; potassium peroxysulfuric; perborates, percarbonates, and peroxides. Other oxidants that may be included are ammonium nitrate; sodium nitrate; potassium nitrate; copper nitrate; iron nitrate; magnesium nitrate; and manganese nitrate. Another group that may be included as oxidants are the aromatic di- & tri-substituted compounds such as meta-, ortho-, or para- nitro aryl acids; or nitro aryl sulfonic acids and their salts. Included in this group are 1-,2- , and 3-nitrobenzenesulfonic acids, 1-,2-, and 3-nitrobenzene acids, and the sodium, potassium, and ammonium salts of these acids.
The preferred oxidants are meta-, ortho-, or para- nitro aryl acids, nitro aryl sulfonic acids, benzenesulfonic acids and their salts, esters and amides. These include benzenesulfonic acid, 4-ethylbenzenesulfonic acid; 3-nitrobenzenesulfonic acid, and their salts.
The most preferred are meta-, ortho-, or para nitro aryl sulfonic acids, particularly, nitrobenzene sulfonic acids.
Meta-nitrobenzene sulfonic acid (MBS) has been found to be particularly desirable compared to the “per” oxidizing agents or the nitr
Butkovsky Paul Andrew
Mehta Maulik Dhanesh
Atotech Deutschland GmbH
Gupta Yogendra N.
Marcus Stanley A.
Petruncio John M
Rudman Gilbert W.
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