Data processing: financial – business practice – management – or co – Automated electrical financial or business practice or... – Finance
Reexamination Certificate
2011-01-04
2011-01-04
Kalinowski, Alexander (Department: 3691)
Data processing: financial, business practice, management, or co
Automated electrical financial or business practice or...
Finance
C705S035000, C705S038000
Reexamination Certificate
active
07865421
ABSTRACT:
An anonymous trading system is configured to receive a price stream from a bank or other institution. The price stream is converted into a quote stream and input into the trading system via an automated trading interface. The quote stream has its own deal code. The deal code credit limits are set so that the only parties that have credit with the deal code are other deal codes of the same institution. At least one of these deal codes represents a prime broker bank and prime broker customers therefore have access to the institution's price stream to the exclusion of other parties trading on the system. A distributor distributes the quotes from the trading system to the prime broker customers' traders, to prime broker customer automated trading interfaces, and to prime broker customer deal feed systems for logging of deal tickets and communication of those deal tickets to back office systems.
REFERENCES:
patent: 5136501 (1992-08-01), Silverman et al.
patent: 5267148 (1993-11-01), Kosaka et al.
patent: 5375055 (1994-12-01), Togher et al.
patent: 5802499 (1998-09-01), Sampson et al.
patent: 5802518 (1998-09-01), Karaev et al.
patent: 5924083 (1999-07-01), Silverman et al.
patent: 6278982 (2001-08-01), Korhammer et al.
patent: 6377940 (2002-04-01), Tilfors et al.
patent: 6418419 (2002-07-01), Nieboer et al.
patent: 6421653 (2002-07-01), May
patent: 6519574 (2003-02-01), Wilton et al.
patent: 6594643 (2003-07-01), Freeny, Jr.
patent: 6772132 (2004-08-01), Kemp, II et al.
patent: 7130823 (2006-10-01), Rayner et al.
patent: 7177833 (2007-02-01), Marynowski et al.
patent: 7249091 (2007-07-01), Kinney et al.
patent: 7542939 (2009-06-01), Ferguson et al.
patent: 2001/0034688 (2001-10-01), Annunziata
patent: 2002/0010663 (2002-01-01), Muller
patent: 2002/0010672 (2002-01-01), Waelbroeck et al.
patent: 2002/0016762 (2002-02-01), Feilbogen et al.
patent: 2002/0023045 (2002-02-01), Feilbogen et al.
patent: 2002/0042765 (2002-04-01), Dawson
patent: 2002/0049666 (2002-04-01), Reuter et al.
patent: 2002/0049713 (2002-04-01), Khemlani et al.
patent: 2002/0059129 (2002-05-01), Kemp, II et al.
patent: 2002/0091615 (2002-07-01), Salvani
patent: 2002/0091624 (2002-07-01), Glodjo et al.
patent: 2002/0099644 (2002-07-01), Kemp, II et al.
patent: 2002/0120555 (2002-08-01), Lerner
patent: 2002/0128945 (2002-09-01), Moss et al.
patent: 2002/0161692 (2002-10-01), Loh et al.
patent: 2002/0188546 (2002-12-01), Tang
patent: 2003/0009419 (2003-01-01), Chavez et al.
patent: 2003/0023542 (2003-01-01), Kemp, II et al.
patent: 2003/0033212 (2003-02-01), Sandhu et al.
patent: 2003/0097327 (2003-05-01), Anaya et al.
patent: 2003/0110106 (2003-06-01), Deshpande et al.
patent: 2003/0126056 (2003-07-01), Hausman et al.
patent: 2003/0233309 (2003-12-01), Matus et al.
patent: 2003/0233313 (2003-12-01), Bartolucci
patent: 2004/0039689 (2004-02-01), Penney et al.
patent: 2004/0111356 (2004-06-01), Srivastava et al.
patent: 2004/0143538 (2004-07-01), Korhammer et al.
patent: 2005/0015621 (2005-01-01), Ashley et al.
patent: 2005/0137962 (2005-06-01), Penney et al.
patent: 2005/0149428 (2005-07-01), Gooch et al.
patent: 2006/0015439 (2006-01-01), Brann et al.
patent: 928429 (1973-06-01), None
patent: 0 512 702 (1992-04-01), None
patent: 1 006 472 (2000-06-01), None
patent: 2390451 (2004-01-01), None
patent: 2003-536169 (2003-12-01), None
patent: WO 00/54191 (2000-09-01), None
patent: WO 00/63814 (2000-10-01), None
patent: WO 01/08065 (2001-02-01), None
patent: WO 00/54037 (2001-07-01), None
patent: WO 01/52150 (2001-07-01), None
patent: WO 01/65403 (2001-09-01), None
patent: WO 01/75751 (2001-10-01), None
patent: WO 01/75752 (2001-10-01), None
patent: WO 01/75753 (2001-10-01), None
patent: WO 01/98960 (2001-12-01), None
patent: WO-01/98961 (2001-12-01), None
patent: WO-01/98965 (2001-12-01), None
patent: WO-01/98967 (2001-12-01), None
patent: WO 02/052369 (2002-07-01), None
patent: WO 2004/012032 (2004-02-01), None
patent: WO-2004/040422 (2004-05-01), None
patent: WO 2004/068272 (2004-08-01), None
Shigehito Inukai, Asian Bond Markets Research Mission—Research Report—,Feb. 2003, pp. 1-2 and 36-39.
Shigehito Inukai, Asian Bond Markets Research Mission—Research Report—,Feb. 2003, pp. 1-2 and 36-39.
Shigehito Inukai, Asian Bond Markets Research Mission—Research Report—,Feb. 2003, pp. 1-2 and 36-39.
Asian Bond Markets Research Mission—Research Report-; Shigehito Inukai; Feb. 2003; 55-pages.
QuoteMedia Reaches Corporate Markets with Distribution Deal; Business Wire; Dec. 3, 2002; 2-pages.
StreamingQuotes.tv Offers Low Cost Real-Time Stock Quotes on the Internet; Business Wire; Jan. 7, 2002; 2-pages.
Trading systems; Wall Street & Technology, 22 , 1 , S73(5); Jan. 2004; 14-pages.
Dickstein , Shapiro, LLP.
EBS Group Limited
Johnson Gregory
Kalinowski Alexander
LandOfFree
Automated trading system does not yet have a rating. At this time, there are no reviews or comments for this patent.
If you have personal experience with Automated trading system, we encourage you to share that experience with our LandOfFree.com community. Your opinion is very important and Automated trading system will most certainly appreciate the feedback.
Profile ID: LFUS-PAI-O-2732783