Aqueous polyurethane dispersions having improved water and...

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Reexamination Certificate

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C428S050000, C428S423100, C428S425100, C428S537100, C428S908800, C524S840000

Reexamination Certificate

active

06248415

ABSTRACT:

BACKGROUND OF THE INVENTION
1. Field of the Invention
This invention relates to aqueous polyurethane (PUR) dispersions having improved water and solvent resistance and to their use for coating substrates, in particular wood substrates.
2. Description of the Prior Art
Aqueous dispersions of polyurethanes or polyurethane foamed materials, which are described as PUR dispersions for simplicity, are known (see Angewandte Chemie, 82, (1970), pages 53 to 63, for example), and exhibit a high level of quality. They are used on a large scale for lacquers and coatings and fulfil stringent demands for many applications.
Nevertheless, there are applications where lacquers and coatings produced from PUR dispersions do not satisfy all of the necessary requirements, e.g., the coating of wooden parts and parquet floors. Very stringent demands are imposed on surface hardness, water resistance and resistance to mixtures of water and ethanol. Another important requirement is that curing, i.e., the formation of a coating, has to take place at a relatively low temperature, generally at ambient temperature, so that the additional crosslinking obtained by curing at elevated temperature cannot occur. When applied to wooden substrates and cured at ambient temperature, prior art PUR dispersions generally form films which are insufficiently resistant to water and water/ethanol mixtures.
An object of the present invention is to provide aqueous PUR dispersions which form films or coatings having improved resistance to water and water/ethanol mixtures.
This object may be achieved by using polyisocyanates containing allophanate groups for the production of aqueous PUR dispersions.
Many literature references include polyisocyanates containing allophanate groups in lengthy lists of polyisocyanates that are suitable for preparing PUR dispersions, but these polyisocyanates have not been described in detail and no examples demonstrating their use are known.
SUMMARY OF THE INVENTION
The present invention relates to aqueous polyurethane dispersions prepared from a polyisocyanate component and one or more isocyanate-reactive compounds wherein in at least 5% by weight of polyisocyanate component is a diisocyanate corresponding to formula (I)
wherein
R is a difunctional, C
4
to C
18
, aliphatic, cycloaliphatic or aromatic hydrocarbon residue obtained by removing the NCO groups from an organic diisocyanate and
R′ is a monofunctional, C
1
to C
18
hydrocarbon radical, which may contain ether oxygen atoms.
The present invention also relates to the use of these PUR dispersions for coating any substrates, preferably wood substrates, such as parquet flooring.
DETAILED DESCRIPTION OF THE INVENTION
Allophanate-modified diisocyanates are preferably used in which the R radical contains aromatic or cycloaliphatic groupings. Especially preferred are the diisocyanates described in DE-A 4,403,233 (U.S. Pat. No. 5,610,260, herein incorporated by reference). The diisocyanates described in U.S. Pat. No. 5,319,053 (herein incorporated by reference) can also advantageously be used.
In order to produce the PUR dispersions according to the invention, an allophanate-modified diisocyanate is first prepared. For this purpose, monomeric diisocyanates are reacted with a monoalcohol as described, e.g., in DE-A 4,403,233. Suitable diisocyanates include the known diisocyanates, particularly those which are commercially available. Examples include (cyclo)aliphatic diisocyanates, such as tetramethylene diisocyanate, hexamethylene diisocyanate, dodecamethylene diisocyanate, cyclohexane 1,3- and 1,4-diisocyanate, 1-isocyanato-3-isocyanatomethyl-3,5,5-trimethylcyclohexane, 4,4′-diisocyanatodicyclhexylmethane and methylcyclohexane 2,4- and 2,6-diisocyanate.
Examples of aromatic diisocyanates include 2,4- and 2,6-diisocyanatotoluene, 1,5-diisocyanatonaphthalene and 2,4′-diisocyanatodiphenylmethane, and most preferably 4,4′-diisocyanatodiphenylmethane. Mixtures of the preceding diisocyanates may also be used.
The other components which are necessary for the synthesis of the PUR dispersions according to the invention are known and have been described in the literature. They include
a) polymeric polyols having a number average molecular weight (determined by end group analysis) of 400 to 6000 and
b) polyols, aminopolyols or polyamines having a molecular weight of less than 400, wherein at least one of said polyols or polyamines contains an ionic group or group capable of forming an ionic group.
The ionic groups may be cationic, e.g., N

, or anionic, e.g. SO
3

or preferably COO

. The incorporation of groups capable of forming an ionic group, such as free carboxyl groups or tert. amino groups, means that these groups can be converted into ionic groups by neutralization or quaternization to form the corresponding ionic group.
Suitable examples of the preceding isocyanate-reactive compounds are described in U.S. Pat. No. 4,701,480, herein incorporated by reference.
The polymeric polyols have an OH functionality of at least 1.8 to about 4 and include polyesters, polyester amides, polyethers, polythioethers, polycarbonates, polyacetals, polyolefins and polysiloxanes. Polyols having a number average molecular weight of 600 to 2500 and an OH functionality of 2 to 3 are preferably used.
Suitable polyols, aminopolyols or polyamines having a molecular weight of less than 400 include those which can be used as chain extenders in polyurethanes or in polyurethane dispersions. Examples include ethylene glycol, 1,4-butanediol, cyclohexanedimethanol, trimethylolpropane, glycerol, ethylenediamine, 1,4-diaminobutane, isophoronediamine and 4,4′-diaminodicyclohexylmethane.
Examples of low molecular weight polyols which are capable of forming an ionic group include dimethylolpropionic acid and N-methyl-diethanolamine.
In addition to the previously described polyols or polyamines, polyoxyalkylene ethers which contain one OH group per molecule, e.g., those prepared by the ethoxylation/propoxylation of a monoalcohol and having a number average molecular weight of 250 to about 3000, can also be incorporated in the polyurethane. These compounds contain nonionic hydrophilic groups and provide hydrophilic properties, which improve the dispersion of the PUR in water.
The PUR dispersions are prepared in known manner. In the first step an allophanate group-containing polyisocyanate is prepared by reacting a monomeric diisocyanate and a monoalcohol to form a urethane-containing intermediate and, after adding a catalyst, converting the urethane groups to allophanate groups. The resulting diisocyanate containing allophanate groups, which is described in detail in DE-A 4,403,233, is dissolved in excess monomeric diisocyanate and is also used in the form of this solution.
In a second reaction step, the mixture of allophanate group-containing diisocyanate and monomeric diisocyanate is reacted with a polymeric polyol and with low molecular weight chain extenders to form a polyurethane. This reaction may be conducted in the presence of an organic solvent, which can be separated after the reaction, if desired.
The groups which are capable of being neutralized are subsequently converted into salt form in a third step, and the dispersion is produced by blending with water. Any remaining NCO groups still present react with water during this procedure. If a low-boiling solvent is used, it can be removed by distillation and recovered.
Depending on the degree of neutralization, the dispersion can be present in very finely divided form, so that it almost has the appearance of a solution. However, it is also possible to produce very coarse dispersions which are also stable. The solids content can also be varied within wide limits, e.g., from 20 to 50% by weight.
The PUR dispersions according to the invention are storage stable for long periods without a significant change in their properties. They can advantageously be used as binders for lacquers and coating compositions, which can be applied to any substrates, such as wood, metal, glass, plas

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