Apparatus for authenticating products and authorizing...

Image analysis – Pattern recognition – Feature extraction

Reexamination Certificate

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C382S138000, C194S213000, C209S567000, C340S005800

Reexamination Certificate

active

06498864

ABSTRACT:

This invention relates generally to the authentication of products such as paper money, brand name products, documents, etc., using the magnetic properties of a marker joined to or incorporated in the product.
BACKGROUND OF THIS INVENTION
The counterfeiting of products and documents is a widespread problem and results in many billions of dollars in losses to legitimate business. In an attempt to combat counterfeiters, many different authentication techniques have been developed and are in use today. These vary according to the target product, but all depend upon the addition of a unique marker that is difficult to copy but whose authenticity may be verified easily. When this marker is authenticated, the product to which it belongs is also authenticated. The list of technologies applied to this problem includes various kinds of complex printing with overt or covert information, holograms, embedded materials and chemicals in trace amounts, magnetic additives, etc. All employ a specially manufactured material (i.e. the marker) that is attached either permanently or via a tag or a label to the true product.
A proper authentication system has other uses. Besides providing a method of verifying the authenticity of a product in the field, it can be used to establish a distinction between real and counterfeit products for legal purposes. When coupled to an actuator, it can also control processes such as photocopying, faxing and data transmission.
Unfortunately, current authentication technologies are not without their weaknesses. Usually, they can be copied over time, so that there is a recurring need for greater sophistication. In addition, since many such techniques rely only on visual inspection for verification, human error or lack of training becomes a significant consideration. Other technologies require specialized equipment for verification and may be too expensive, cumbersome or slow to be effective in many situations.
Therefore, an ideal authentication technology a) gives authentication information that can be detected swiftly and unambiguously in an objective manner, b) is difficult to copy yet simple to implement, c) can be developed easily to more sophisticated levels of complexity that are more difficult to defeat, and d) is compatible with existing methods of manufacturing, marking or labelling goods.
In my earlier patent application Ser. No. 09/198,280, filed on Nov. 24, 1998, and entitled “Apparatus for Authenticating Products and Authorizing Processes Using the Magnetic Properties of a Marker”, there is described an authentication system based upon the measurement of certain magnetic properties of ferromagnetic materials, with an electronic reader that detected the presence of the marker by means of an electromagnetic search field. This patent describes a unique reader that is suitable for this authentication system.
TECHNICAL DISCUSSION
A discussion of the technical background of the present invention can be found in my above-mentioned patent application Ser. No. 09/198280. However, in order to appreciate the innovative features of this particular reader, it is useful to examine the two major factors that degrade its performance. These are (1) the earth's magnetic field and (2) the strength of the magnetic search field as seen by the marker.
It is obvious that the effectiveness of the authentication function depends critically upon the degree to which the marker signal is unique and can be accurately determined. We can assume that it is possible to manufacture the marker with uniform magnetic properties. We can also assume that a reader can be built to any desired degree of accuracy if cost is no barrier. However, we are faced with another problem. Because the measurement requires that a magnetic search field interact with the magnetic marker to produce the unique response, any external magnetic field will affect the readings.
One such pervasive field is the earth's magnetic field, which is found everywhere, although it differs in strength and direction depending upon geographical location. In order for the reader to operate to its full potential, all measurements should be independent of the earth's magnetic field.
A more serious problem is that the response of the magnetic marker to the strength of the search field is non-linear and can change very dramatically with different measurement geometries. This severely limits the effectiveness of the measurement of magnetic properties.
Consider the case of a marker made of low coercivity amorphous steel ribbon oriented in the direction of a time varying magnetic field (i.e. parallel to the magnetic flux lines), so that maximum magnetic coupling occurs between it and the flux. At some field strength, the marker will saturate and a clear, characteristic pulse will be created as it goes from saturation in one direction to saturation in the other. However, if the same marker is then oriented at right angles to the same field, minimum magnetic coupling will occur and a small or non-existent pulse will result. At intermediate positions, other responses will be observed. This shows that the amplitude and shape of the response is also a function of the orientation of the marker within the field.
A reader that measures the magnetic properties of a marker in this manner will have to deal with many different shapes of the measured signal. Therefore, such a system cannot provide an acceptable authentication function.
This invention overcomes the aforementioned problems in a simple but effective manner. It does this by adding to the measurement system a standard or reference sample to which the authentication marker can be compared and ensuring that the measurement conditions for the reference and the marker are identical in virtually all important respects. By orienting the reference sample and the authentication marker identically during the measurement with respect to the earth's magnetic field, those effects are cancelled out. By orienting and positioning both the reference sample and the authentication marker identically (or very close to identically) with respect to identical search fields during the measurement, the measurement conditions are identical. When the responses from two matched markers are subtracted, a “null condition” is obtained and authentication is confirmed.
In practice, it may be impossible to achieve a perfect null, because of subtle differences between the reference sample and the authentication marker. If there is always a residual signal even under the best measurement conditions, the acceptance threshold can be set accordingly.
Due to the simple nature of the measurement, it is possible to use magnetic search fields of different frequencies, duty cycles, waveforms, etc.. This enhances the effectiveness of the authentication process, as it is now possible to choose those search field characteristics that optimize the measurement of the unique properties of a given marker.
GENERAL DESCRIPTION OF THIS INVENTION
In this invention, a field-generating apparatus generates the electromagnetic search field and a receiver apparatus looks for the response from a candidate marker and only that marker and produces an alarm signal when the characteristic response is found. The detection and decision making process is both automatic and objective. The details of the process are as follows.
In addition to the field generating, detecting and analysing circuitry, the measurement apparatus contains a sample of the authentication marker, the reference sample. Both materials (i.e. authentication marker and reference sample) are selected from the same source, such as the same manufacturing batch or process, so that the responses are functionally identical under a wide range of measurement conditions. The measurement apparatus is designed so that both the reference sample and the candidate marker are subjected to essentially identical search fields (i.e. measurement conditions). When the candidate marker is present in the correct position and the responses to these search fields are compared, the lack of

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