Data processing: financial – business practice – management – or co – Automated electrical financial or business practice or... – Finance
Reexamination Certificate
2005-03-23
2009-11-10
Kazimi, Hani (Department: 3691)
Data processing: financial, business practice, management, or co
Automated electrical financial or business practice or...
Finance
Reexamination Certificate
active
07617139
ABSTRACT:
In one general aspect, the present invention is directed to methods that may comprise the step of a first party entering into at least one derivative contract with a second party. The derivative contract may provide the second party with a short position on a derivative portfolio including one or more securities. Also, the derivative contract may grant a transferable right to substitute individual securities included in the derivative portfolio. This right may be granted to either the first party or the second party, and the right to substitute may transfer between the first party and the second party under certain conditions. In various embodiments, however, only one of the first party and the second party may have the right to substitute at any one time.
REFERENCES:
patent: 6161121 (2000-12-01), Hardy et al.
patent: 6922677 (2005-07-01), Sperandeo
patent: 7143061 (2006-11-01), Treynor
patent: 7236955 (2007-06-01), Sugahara
patent: 7376609 (2008-05-01), Clark et al.
patent: 2003/0093356 (2003-05-01), Kaufman
patent: 2003/0154153 (2003-08-01), Steidlmayer et al.
patent: 2004/0107157 (2004-06-01), Bleunven et al.
patent: 2004/0236636 (2004-11-01), Lutnick et al.
patent: 2004/0243499 (2004-12-01), Bateson et al.
patent: 2005/0131796 (2005-06-01), Bridges et al.
patent: 2006/0282355 (2006-12-01), Canezin et al.
Jacobs et al.: Long-Short portfolio Management: An Integrated Approach, Winter 1999, The Journal of Portfolio Management, pp. 23-32.
MACQuarie: Risk Management: Using short CFD to hedge your share portfolio, 2009, www. macquarie.com.au/mq/prime, pp. 1-2.
Association of Financial Professionals: Derivative Primer, Dec. 2001, Committee on Investment of Employee Benefits Assets, pp. 1-11.
Fischer Black, Andre F. Perold, “Theory of Constant Proportion Portfolio Insurance,” Journal of Economic Dynamics and Control, vol. 16, Issues 3-4, 1992.
“Master Repurchase Agreement,” Exhibit 10.39 to the 10K Statement of Lomas Mortgage USA, Inc., 1995.
Hodes Joel C.
Roberts John A.
K&L Gates LLP
Kazimi Hani
Morgan Stanley
Shrestha Bijendra K
LandOfFree
Investment transaction structure in which one party may... does not yet have a rating. At this time, there are no reviews or comments for this patent.
If you have personal experience with Investment transaction structure in which one party may..., we encourage you to share that experience with our LandOfFree.com community. Your opinion is very important and Investment transaction structure in which one party may... will most certainly appreciate the feedback.
Profile ID: LFUS-PAI-O-4060858