Process for the preparation of optically and chemically...

Organic compounds -- part of the class 532-570 series – Organic compounds – Carboxylic acids and salts thereof

Reexamination Certificate

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C562S470000

Reexamination Certificate

active

06781012

ABSTRACT:

Optically active &agr;-hydroxycarboxylic acids are used, for example, as additives to foodstuffs or for the obtainment of pharmaceutical active compounds, vitamins and liquid-crystal use.
These optically active &agr;-hydroxycarboxylic acids can further be advantageously converted, for example according to Effenberger et al., Angew. Chem. 95 (1983) No. 1, page 50, into N-substituted optically active &agr;-amino acids which can otherwise only be prepared with very great difficulty.
Chiral &agr;-hydroxycarboxylic acids are nowadays accessible chemically, fermentatively or enzymatically. The acid-catalyzed hydrolysis of cyanohydrins is an important preparation variant here. Thus racemic cyanohydrins, for example, can be hydrolyzed with addition of suitable microorganisms to the desired chiral &agr;-hydroxycarboxylic acids. It is also known, for example from Angew. Chem. 1994, 106, page 1615f., that optically active cyanohydrins which, for example, are readily obtainable by means of enzyme-catalyzed synthesis can be hydrolyzed without racemization to the corresponding chiral &agr;-hydroxycarboxylic acids. The optical purity of the chiral &agr;-hydroxycarboxylic acid prepared in this way in this case corresponds to the optical purity of the chiral cyanohydrin employed, even if this is obtained in situ by enzyme-catalyzed addition of a cyanide group donor to an appropriate aldehyde or a ketone and additionally processed without isolation or purification. The working-up of &agr;-hydroxycarboxylic acids prepared in this way was previously carried out by means of extraction. This optical purity, however, may be too low for certain fields of application of the &agr;-hydroxycarboxylic acids, for example in the case of application in the pharmaceutical field, so that there was the necessity or it was an object of the invention to find a possibility of simultaneously increasing the chemical and the optical purity of the &agr;-hydroxycarboxylic acids in a simple way, without a great loss of yield. Unexpectedly, it was possible to achieve this object by a crystallization step in an aromatic hydrocarbon.
The invention accordingly relates to a process for the preparation of chemically and optically highly pure (R)- and (S)-&agr;-hydroxycarboxylic acids, which comprises recrystallizing impure (R)- and (S)-&agr;-hydroxycarboxylic acids, prepared by acidic hydrolysis of the (R)- and (S)-cyanohydrins obtained by enzyme-catalyzed addition of a cyanide group donor to the corresponding aldehydes or ketones, in an aromatic hydrocarbon, optionally in the presence of a cosolvent, and obtaining chemically and optically highly pure (R)- and (S)-&agr;-hydroxycarboxylic acids having an optical purity of over 98%ee.
In the process according to the invention, impure (R)- and (S)-&agr;-hydroxycarboxylic acids are converted into highly pure (R)- and (S)-&agr;-hydroxycarboxylic acids having an optical purity of over 98%ee.
The starting compounds used are (R)- and (S)-&agr;-hydroxycarboxylic acids which are obtained by acidic hydrolysis of the corresponding (R)- and (S)-cyanohydrins, which in turn are prepared by enzymatic addition of a cyanide group donor to the corresponding aldehydes or ketones.
The enzymatic addition of a cyanide group donor to the corresponding aldehydes or ketones can be carried out here analogously to the prior art, for example analogously to EP 0 951 561, EP 0 927 766, EP 0 632 130, EP 0 547 655, EP 0 326 063 etc.
Suitable starting compounds are the aldehydes and ketones cited in the prior art.
Examples of suitable aldehydes here are aliphatic, aromatic or heteroaromatic aldehydes. Aliphatic aldehydes are understood here as meaning saturated or unsaturated aliphatic, straight-chain, branched or cyclic aldehydes. Preferred aliphatic aldehydes are straight-chain aldehydes in particular having 2 to 18 C atoms, preferably from 2 to 12, which are saturated or mono- or polyunsaturated. The aldehyde here can have both C—C double bonds and C—C triple bonds. The aldehyde can be unsubstituted or mono- or polysubstituted by groups which are inert under the reaction conditions, for example by optionally substituted aryl or heteroaryl groups, such as phenyl or indolyl groups, cycloalkyl groups optionally substituted by C
1
-C
6
-alkyl, which can contain one or more heteroatoms from the group consisting of O, S, P and N, or halogen, ether, alcohol, acyl, carboxylic acid, carboxylic acid ester, nitro or azido groups.
Examples of aromatic or heteroaromatic aldehydes are benzaldehyde and variously substituted benzaldehydes such as 2-chlorobenzaldehyde, 3,-4-difluorobenzaldehyde, 3-phenoxybenzaldehyde, 4-fluoro-3-phenoxybenzaldehyde, furthermore furfural, anthracene-9-carbaldehyde, furan-3-carbaldehyde, indole-3-carbaldehyde, naphthalene-1-carbaldehyde, phthalaldehyde, pyrazole-3-carbaldehyde, pyrrole-2-carbaldehyde, thiophene-2-carbaldehyde, isophthalaldehyde or pyridine aldehydes etc.
Examples of ketones are aliphatic, aromatic or heteroaromatic ketones in which the carbonyl carbon atom is unidentically substituted. Aliphatic ketones are understood as meaning saturated or unsaturated, straight-chain, branched or cyclic ketones. The ketones can be saturated or mono- or polyunsaturated. They can be unsubstituted, or mono- or polysubstituted by groups which are inert under the reaction conditions, for example by optionally substituted aryl or heteroaryl groups such as phenyl or indolyl groups, or by halogen, ether, alcohol, acyl, carboxylic acid, carboxylic acid ester, nitro or azido groups.
Examples of aromatic or heteroaromatic ketones are acetophenone, indolylacetone etc.
The corresponding (R)- or (S)- cyanohydrin is then hydrolyzed using concentrated hydrochloric acid, for example after extraction or after filtering off the enzyme and distilling off the solvent, without further purification analogously to the prior art, for example as described in Angew. Chem. 1994, 106, p. 1615 or in Tetrahedron Letters, Vol. 31, No. 9, pp. 1249-1252, 1990.
The crude (R)- and (S)-&agr;-hydroxycarboxylic acids thus obtained, which have approximately the same optical purity as the corresponding (R)- and (S)-cyanohydrins , are then isolated from the reaction mixture by extraction and recrystallized according to the invention in an aromatic hydrocarbon, optionally in the presence of a cosolvent.
Suitable aromatic hydrocarbons here are toluene, xylenes, benzene or substituted benzenes, such as ethylbenzene, isopropylbenzene or chlorobenzenes. Toluene and xylene are preferably employed.
Suitable cosolvents are those solvents which increase the solubility of the hydroxycarboxylic acid in the organic phase and which are readily separable by distillation. Examples of these are optionally cyclic ethers, such as tetrahydrofuran, methyl tert-butyl ether, dimethoxyethane etc. or ketones such as methyl isobutyl ketone etc.
The amount of cosolvent here is approximately 5 to 50% by volume, preferably 10 to 30% by volume, based on the total amount of solvent.
The &agr;-hydroxycarboxylic acid to be purified is dissolved in the appropriate solvent or solvent mixture with warming, whereupon, after separation of the phases, some of the solvent or of the solvent mixture is distilled off from the organic phase to remove the water and the mixture is then slowly cooled to 15-50° C. After a standing time of a few minutes up to a number of hours (5 minutes to 20 hours, longer standing times are also possible if necessary), the crystallized product is filtered off, and the crystallizate is preferably washed 1 to 5 times with the same solvent and dried. (R)- and (S)-&agr;-hydroxycarboxylic acids having an optical purity of over 98%ee are obtained here. The process according to the invention in this case makes it possible to separate off over 90% of the impurities in one working step.
Preferably, the process according to the invention is employed for aromatic (R)- and (S)-&agr;-hydroxycarboxylic acids of the formula Ar—(CH
2
)
n
CH(OH)CO
2
H. In the formula Ar—(CH
2
)
n
CH—R—CO
2
H, n is 0, or an integer from 1 to 5 and Ar is an unsubstituted or mo

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