Surface modified carbon black

Compositions: coating or plastic – Materials or ingredients – Pigment – filler – or aggregate compositions – e.g. – stone,...

Reexamination Certificate

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C106S472000, C106S476000, C106S477000, C423S449200

Reexamination Certificate

active

06402825

ABSTRACT:

FIELD OF THE INVENTION
The invention relates to improved carbon black and methods for making improved carbon black for use in ink formulations, particularly ink jet printers.
BACKGROUND OF THE INVENTION
Ink jet recording is an advantageous print method used in many commercial products. Beneficial characteristics include small size, high speed, low cost, and adaptability to various substrates. A common problem with ink jet recording systems involves the formulation of an ink composition that has ideal print characteristics. Dyes are often used in ink compositions, but dyes are prone to fading and poor water fastness which adversely effect print quality. Accordingly, pigments are used in ink compositions to improve the light fastness and water fastness of ink. Of the pigments used in ink formulation, carbon black is one of the most commonly used pigments. Unfortunately, carbon black is not readily soluble in aqueous solutions.
Direct oxidation of carbon black generates carboxy (COOH) groups on the surface of the carbon black which provides a self-dispersing carbon black in aqueous compositions. Such carbon black exhibits increased electrostatic stability. However, the electrostatic stability is sensitive to other characteristics of the ink composition. In particular, electrostatic stability is very sensitive to the pH and electrolyte concentration. Accordingly, self-dispersing carbon black is prone to coagulation especially within the nozzle of an ink jet print system. Furthermore, such self-dispersing carbon black is not readily soluble with the other components of the ink composition such as humactants and binders.
Improving the solubility of carbon black while reducing the need for a dispersant has been the focus of much research. For example, U.S. Pat. No. 5,630,868 to Belmont et al. and U.S. Pat. No. 5,672,198 to Belmont disclose the use of a diazonium salt to attach water soluble functional groups to the surface of carbon black. However, the functional groups may be attached only by use of a very specific diazotization reaction. There is a limitation with respect to the type of functional groups which may be attached to carbon black by such a reaction mechanism because hydrophilic polymers terminated with aromatic amines required for conducing the reaction are typically not commercially available. Accordingly, a separate reaction is required to form such hydrophilic compounds thereby increasing the cost of producing modified carbon black according to this technique.
A need exists for a surface modified carbon black that may be readily soluble in water while providing improved stability within ink formulations containing organic components.
SUMMARY OF THE INVENTION
The present invention relates to a method of producing a surface modified carbon black having enhanced stability in an ink composition. According to the invention a self-dispersing or oxidized carbon black is reacted with a thionyl halide to produce acid halide groups on the surface of the carbon black. The acid halide modified carbon black is subsequently reacted with a steric inducing compound which is readily soluble in the organic components of the ink composition and is reactive with the acid halide groups.
An advantage of the invention is that the surface modified carbon black exhibits both electrostatic and steric stability. The electrostatic and steric stability is maintained within varying pH levels and electrolyte concentrations. A further advantage of the surface modified carbon black is that it is self-dispersible in water and in the organic components of the ink composition. Another advantage is that the surface modified carbon black resists coagulation as the aqueous components of the ink evaporate during heat application within the ink jet printhead.
An important advantage of the invention is the significant increase in idle time exhibited by representative ink formulations made with the surface modified carbon black. Without desiring to be bound by theoretical considerations, it is believed that as water evaporates from the ink adjacent the nozzles of a printhead, the properties of the ink composition in the printhead change. Ink formulations used in ink jet printers are a mixture of water, self-dispersing pigment and organic components such as humectants, binders, penetrants, organic solvent and the like. As water evaporates from the ink, the percentage of organic components in the ink formulation increases so that the ink becomes less hydrophilic. As the ink becomes less hydrophilic, the self-dispersing pigment which is strongly hydrophilic is pulled back into the bulk aqueous phase. Idle time is used to measure the short term reliability of the ink. “Idle time” means the time between nozzle firings just before the printhead produces delayed or misdirected ink droplets. Historically, self-dispersing carbon blacks exhibit poor idle times in ink jet printers. The invention to greatly improves the idle time of the ink formulation by modifying the surface of the pigment particles so that the particles remain substantially dispersed in the organic components as well as the aqueous components of the ink formulation.
DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS
The surface modified carbon black of the present invention involves adding steric inducing groups to the surface of a carbon black. The carbon black to which the steric groups are added is preferably an oxidized carbon black. Methods for making an oxidized carbon black are well known and include reacting carbon black with sodium hypochlorite in an aqueous medium. The proportion by weight of sodium hypochiorite to provide an oxidized carbon black is preferably in a range from about 0.4 to about 5.25 parts hypochlorite per part carbon black by weight. U.S. Pat. No. 3,347,632 to Parker describes a preferred method for making oxidized carbon black and the disclosure is incorporated by reference as if fully set forth herein. A particularly preferred carbon black for making oxidized carbon black is neutral carbon black available from Cabot Corporation of Billerica, Mass. under the trade name MONARCH 880.
As a result of the reaction between carbon black and sodium hypochlorite, the surface of the carbon black contains carboxyl, hydroxyl, and/or carbonyl groups. The carboxyl groups on the surface of the carbon black provide sites for reaction with steric inducing compounds. Oxidized carbon black for reaction according to the invention preferably has an acid number ranging from about 0.5 to about 1.5 milliequivalents COOH/gram of carbon black.
As a first step in the reaction, oxidized carbon black is reacted with an amount of thionyl halide to provide organic acid halide groups on the surface of the carbon black. The halide groups of the thionyl halide may be a chloride, bromide, iodide, or fluoride group. Of the thionyl halides, thionyl chloride is a preferred thionyl halide which provides organic acid chloride groups on the surface of the carbon black. The amount of thionyl halide reacted with the carbon black preferably ranges from about 1 to about 20 mole equivalents per COOH group on the carbon black with approximately 10 mole equivalents per COOH group on the carbon black being most preferred. It is preferred to react all of the acid groups on the carbon black with thionyl halide, hence the use of excess thionyl halide is preferred which may also act as a solvent for the reaction.
The reaction between the carboxyl modified carbon black and the thionyl halide is preferably carried out in the presence of a solvent. The preferred solvent is an inert organic solvent. The particularly preferred solvents include, but are not limited to, methylene chloride, tetrahydrofuran, xylene, chloroform, 1,4-dioxane, toluene and other aprotic solvents.
While the order of reactant addition is not limited, the preferred order includes the addition of the thionyl halide to the solvent. Subsequently, this solution is added to a reaction vessel containing the oxidized carbon black.
The reaction is preferably conducted under an atmosphere of inert gas. A particularl

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